ALERE INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 27 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-12: Reporting owner Leiter Josef; Form 3; Security Employee Stock Option (Right to Buy); Transaction Holding.
- 2011-11-28: Reporting owner MCALEER JEROME F; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-11-22: Reporting owner MCALEER JEROME F; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-11-21: Reporting owner ZWANZIGER RON; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-12 holding as of filing | Leiter Josef Other (Advisor to CEO) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $24.97 exercise price | 2011-12-12 | ||
| 2011-11-28 | MCALEER JEROME F Director, Officer (VP, Research & Development) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −129,413 0 owned after | $16.76 exercise price | 2011-11-30 | |
| 2011-11-22 | MCALEER JEROME F Director, Officer (VP, Research & Development) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −189,706 0 owned after | $15.47 exercise price | 2011-11-25 | |
| 2011-11-21 | ZWANZIGER RON Director, Officer (Chairman, CEO & President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −65,000 0 owned after | $17.15 exercise price | 2011-11-22 | |
| 2011-11-21 | ZWANZIGER RON Director, Officer (Chairman, CEO & President) | 4 | Employee Stock Option (Right to Buy) Derivative · Indirect · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,200 0 owned after | $13.54 exercise price | 2011-11-22 | |
| 2011-11-21 | ZWANZIGER RON Director, Officer (Chairman, CEO & President) | 4 | Employee Stock Option (Right to Buy) Derivative · Indirect · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,594 0 owned after | $18.12 exercise price | 2011-11-22 | |
| 2011-11-16 | SCOTT DAVID Director, Officer (Chief Technical Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −199,691 0 owned after | $15.47 exercise price | 2011-11-18 | |
| 2011-11-15 | EYLENBOSCH HILDE Officer (Chief Commercial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,229 0 owned after | $15.47 exercise price | 2011-11-17 | |
| 2011-11-01 | LEVY JOHN F Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $18.73 exercise price | 2011-11-02 | |
| 2011-10-31 | Underwood Thomas Officer (CEO, Alere Health LLC) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +10,000 10,000 owned after | $26.06 exercise price | 2011-11-02 | |
| 2011-10-31 | EYLENBOSCH HILDE Officer (Chief Commercial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +20,000 20,000 owned after | $26.06 exercise price | 2011-11-02 | |
| 2011-10-31 | BRIDGEN JOHN Officer (VP, Strategic Business Develop) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +10,000 10,000 owned after | $26.06 exercise price | 2011-11-02 | |
| 2011-10-31 | Norman Gordon Officer (Chief Innovation Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,000 5,000 owned after | $26.06 exercise price | 2011-11-02 | |
| 2011-10-31 | Teitel Dave Officer (Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +10,000 10,000 owned after | $26.06 exercise price | 2011-11-02 | |
| 2011-10-31 | Chiniara Ellen Officer (General Counsel and Secretary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +10,000 10,000 owned after | $26.06 exercise price | 2011-11-02 | |
| 2011-10-31 | HEMPEL PAUL T Officer (SVP Ethics & Compliance) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,000 5,000 owned after | $26.06 exercise price | 2011-11-02 | |
| 2011-10-31 | Hargadon Robert Bernard Officer (VP, Global Culture & Performan) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,000 5,000 owned after | $26.06 exercise price | 2011-11-02 | |
| 2011-10-31 | Russell Jon Officer (VP, Finance) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +10,000 10,000 owned after | $26.06 exercise price | 2011-11-02 | |
| 2011-10-31 | DITULLIO ROBERT Officer (VP, Global Reg and Clinical) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +6,500 6,500 owned after | $26.06 exercise price | 2011-11-02 | |
| 2011-04-21 | GOLDBERG CAROL R Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,650 11,650 owned after | $18.73 exercise price | 2011-04-25 | |
| 2011-03-15 | HEMPEL PAUL T Officer (SVP Ethics & Compliance) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,856 0 owned after | $15.47 exercise price | 2011-03-17 | |
| 2011-02-28 | EYLENBOSCH HILDE Officer (Chief Commercial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +20,000 20,000 owned after | $38.64 exercise price | 2011-03-01 | |
| 2011-02-25 | EYLENBOSCH HILDE Officer (Chief Commercial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $16.20 exercise price | 2011-03-01 | |
| 2011-02-25 | EYLENBOSCH HILDE Officer (Chief Commercial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,065 0 owned after | $15.55 exercise price | 2011-03-01 | |
| 2011-02-08 | ZWANZIGER RON Director, Officer (Chairman, CEO & President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 0 owned after | $14.92 exercise price | 2011-02-10 | |
| 2011-01-27 | MCALEER JEROME F Director, Officer (VP, Research & Development) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,000 0 owned after | $14.92 exercise price | 2011-01-31 | |
| 2011-01-27 | SCOTT DAVID Director, Officer (Chief Technical Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,000 0 owned after | $14.92 exercise price | 2011-01-31 |