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ALERE INC. Forms 3, 4 and 5: Warrants

ALERE INC. Forms 3, 4 and 5: Warrants

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2012-08-02: Reporting owner LEVY JOHN F; Form 4; Security Common Stock Warrant (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
  • 2010-06-04: Reporting owner LEVY JOHN F; Form 4; Security Common Stock Warrant (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
  • 2010-06-04: Reporting owner LEVY JOHN F; Form 4; Security Common Stock Warrant (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
  • 2006-12-19: Reporting owner ZWANZIGER RON; Form 4; Security Common Stock Warrants (right to buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2012-08-02LEVY JOHN F
Director
4Common Stock Warrant (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−4,000
0 owned after
$13.54
exercise price
2012-08-03
2010-06-04LEVY JOHN F
Director
4Common Stock Warrant (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−266
0 owned after
$3.87
exercise price
2010-06-08
2010-06-04LEVY JOHN F
Director
4Common Stock Warrant (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−125
0 owned after
$5.55
exercise price
2010-06-08
2006-12-19ZWANZIGER RON
Director, Officer (Chairman, CEO & President)
4Common Stock Warrants (right to buy)
Derivative · Indirect · See Footnote
X Exercise of in-the-money or at-the-money derivative security−385,000
0 owned after
$17.15
exercise price
2007-01-23