ALERE INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-08-02: Reporting owner LEVY JOHN F; Form 4; Security Common Stock Warrant (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-06-04: Reporting owner LEVY JOHN F; Form 4; Security Common Stock Warrant (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-06-04: Reporting owner LEVY JOHN F; Form 4; Security Common Stock Warrant (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-12-19: Reporting owner ZWANZIGER RON; Form 4; Security Common Stock Warrants (right to buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-08-02 | LEVY JOHN F Director | 4 | Common Stock Warrant (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $13.54 exercise price | 2012-08-03 | |
| 2010-06-04 | LEVY JOHN F Director | 4 | Common Stock Warrant (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −266 0 owned after | $3.87 exercise price | 2010-06-08 | |
| 2010-06-04 | LEVY JOHN F Director | 4 | Common Stock Warrant (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −125 0 owned after | $5.55 exercise price | 2010-06-08 | |
| 2006-12-19 | ZWANZIGER RON Director, Officer (Chairman, CEO & President) | 4 | Common Stock Warrants (right to buy) Derivative · Indirect · See Footnote | X Exercise of in-the-money or at-the-money derivative security | −385,000 0 owned after | $17.15 exercise price | 2007-01-23 |