ALANCO TECHNOLOGIES INC Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 42 rows, 15 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-10-20: Reporting owner KAUFFMAN ROBERT R; Form 4; Security Series E Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2008-08-25: Reporting owner LAVOY THOMAS C; Form 4; Security Series D Non-Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2008-08-25: Reporting owner ANDERSON DONALD E; Form 4; Security Series D Non-Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2008-08-25: Reporting owner ANDERSON DONALD E; Form 4; Security Series D Non-Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-10-20 | KAUFFMAN ROBERT R Director, Officer (CEO) | 4 | Series E Convertible Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +15,000 15,000 owned after | $4.50 | 2009-10-23 | |
| 2008-08-25 | LAVOY THOMAS C Director | 4 | Series D Non-Convertible Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +10,000 10,000 owned after | $10.00 | 2008-08-28 | |
| 2008-08-25 | ANDERSON DONALD E Director, 10% Owner | 4 | Series D Non-Convertible Preferred Stock Non-derivative · Indirect · Pine Summit Bible Camp | P Open market or private purchase of non-derivative or derivative security | +50,000 50,000 owned after | $10.00 | 2008-08-28 | |
| 2008-08-25 | ANDERSON DONALD E Director, 10% Owner | 4 | Series D Non-Convertible Preferred Stock Non-derivative · Indirect · Programmed Land, Inc. | P Open market or private purchase of non-derivative or derivative security | +50,000 50,000 owned after | $10.00 | 2008-08-28 | |
| 2008-08-25 | Robinson Thomas A Officer (V.P. - Wholly Owned Subsidiary) | 4 | Series D Non-Convertible Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +8,000 8,000 owned after | $10.00 | 2008-08-28 | |
| 2008-08-25 | Slifkin Timothy P Officer (CEO - Wholly Owned Subsidiary) | 4 | Series D Non-Convertible Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +12,000 12,000 owned after | $10.00 | 2008-08-28 | |
| 2008-01-18 | Robinson Thomas A Officer (V.P. - Wholly Owned Subsidiary) | 4 | Series A Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +30,000 30,000 owned after | $1.50 | 2008-01-22 | |
| 2008-01-18 | KAUFFMAN ROBERT R Director, Officer (Chief Executive Officer) | 4 | Series A Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +100,000 963,146 owned after | $1.50 | 2008-01-22 | |
| 2008-01-18 | HECKER JAMES T Director | 4 | Series A Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +10,000 42,345 owned after | $1.50 | 2008-01-22 | |
| 2008-01-18 | CARPENTER HAROLD S Director | 4 | Series A Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +67,000 411,195 owned after | $1.50 | 2008-01-22 | |
| 2008-01-18 | CARLSON JOHN A Director, Officer (Chief Financial Officer) | 4 | Series A Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +20,000 174,665 owned after | $1.50 | 2008-01-22 | |
| 2008-01-18 | ANDERSON DONALD E Director, 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +333,500 1,676,585 owned after | $1.50 | 2008-01-22 | |
| 2006-07-14 | ANDERSON DONALD E Director | 4 | Series A Convertible Preferred Stock Derivative · Indirect · Anderson Family Trust | P Open market or private purchase of non-derivative or derivative security | +60,000 654,713 owned after | $1.71 | 2006-07-17 | |
| 2006-07-14 | KAUFFMAN ROBERT R Director, Officer (Chief Executive Officer) | 4 | Series A Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +60,000 729,051 owned after | $1.71 | 2006-07-17 | |
| 2006-07-14 | CARPENTER HAROLD S Director | 4 | Series A Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +60,000 292,875 owned after | $1.71 | 2006-07-17 |