ALANCO TECHNOLOGIES INC Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 42 rows, 42 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-05-16: Reporting owner ORBCOMM Inc.; Form 4; Security Series E Convertible Preferred Stock; Transaction S Open market or private sale of non-derivative or derivative security.
- 2010-04-15: Reporting owner ORBCOMM Inc.; Form 3; Security Series E Convertible Preferred Stock; Transaction Holding.
- 2010-01-15: Reporting owner Robinson Thomas A; Form 4; Security Series D Convertible Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2010-01-15: Reporting owner LAVOY THOMAS C; Form 4; Security Series D Convertible Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-05-16 | ORBCOMM Inc. 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −500,000 0 owned after | no price filed | 2011-05-18 | |
| 2010-04-15 holding as of filing | ORBCOMM Inc. 10% Owner | 3 | Series E Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2010-04-15 | ||
| 2010-01-15 | Robinson Thomas A Officer (VP - Wholly Owned Subsidiary) | 4 | Series D Convertible Preferred Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | +314 8,613 owned after | $10.00 | 2010-02-23 | |
| 2010-01-15 | LAVOY THOMAS C Director | 4 | Series D Convertible Preferred Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | +378 10,378 owned after | $10.00 | 2010-02-23 | |
| 2010-01-15 | Slifkin Timothy P Officer (CEO - Wholly Owned Subsidiary) | 4 | Series D Convertible Preferred Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | +485 13,402 owned after | $10.00 | 2010-02-23 | |
| 2009-10-20 | KAUFFMAN ROBERT R Director, Officer (CEO) | 4 | Series E Convertible Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +15,000 15,000 owned after | $4.50 | 2009-10-23 | |
| 2009-10-15 | Slifkin Timothy P Officer (CEO - Wholly Owned Subsidiary) | 4 | Series D Non-Convertible Preferred Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | +468 12,917 owned after | $10.00 | 2009-10-23 | |
| 2009-10-15 | ANDERSON DONALD E Director, 10% Owner | 4 | Series D Non-Convertible Preferred Stock Non-derivative · Indirect · Pine Summit Bible Camp | J Other acquisition or disposition (describe transaction) | +2,021 55,798 owned after | $10.00 | 2009-10-23 | |
| 2009-10-15 | ANDERSON DONALD E Director, 10% Owner | 4 | Series D Non-Convertible Preferred Stock Non-derivative · Indirect · Anderson Family Trust | J Other acquisition or disposition (describe transaction) | +2,021 55,798 owned after | $10.00 | 2009-10-23 | |
| 2009-10-15 | ANDERSON DONALD E Director, 10% Owner | 4 | Series D Non-Convertible Preferred Stock Non-derivative · Indirect · Programmed Land, Inc. | J Other acquisition or disposition (describe transaction) | +2,021 55,798 owned after | $10.00 | 2009-10-23 | |
| 2009-08-12 | Robinson Thomas A Officer (VP - Wholly Owned Subsidiary) | 4 | Series D Non-Convertible Preferred Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | +299 8,299 owned after | $10.00 | 2009-08-12 | |
| 2009-08-11 | Slifkin Timothy P Officer (CEO - Wholly Owned Subsidiary) | 4 | Series D Non-Convertible Preferred Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | +449 12,449 owned after | $10.00 | 2009-08-12 | |
| 2008-08-25 | LAVOY THOMAS C Director | 4 | Series D Non-Convertible Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +10,000 10,000 owned after | $10.00 | 2008-08-28 | |
| 2008-08-25 | ANDERSON DONALD E Director, 10% Owner | 4 | Series D Non-Convertible Preferred Stock Non-derivative · Indirect · Pine Summit Bible Camp | P Open market or private purchase of non-derivative or derivative security | +50,000 50,000 owned after | $10.00 | 2008-08-28 | |
| 2008-08-25 | ANDERSON DONALD E Director, 10% Owner | 4 | Series D Non-Convertible Preferred Stock Non-derivative · Indirect · Programmed Land, Inc. | P Open market or private purchase of non-derivative or derivative security | +50,000 50,000 owned after | $10.00 | 2008-08-28 | |
| 2008-08-25 | Robinson Thomas A Officer (V.P. - Wholly Owned Subsidiary) | 4 | Series D Non-Convertible Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +8,000 8,000 owned after | $10.00 | 2008-08-28 | |
| 2008-08-25 | Slifkin Timothy P Officer (CEO - Wholly Owned Subsidiary) | 4 | Series D Non-Convertible Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +12,000 12,000 owned after | $10.00 | 2008-08-28 | |
| 2008-06-30 | LAVOY THOMAS C Director | 4 | Series A Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −68,928 0 owned after | $1.25 | 2008-08-28 | |
| 2008-06-30 | ANDERSON DONALD E Director, 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · Anderson Family Trust | C Conversion of derivative security | −956,871 0 owned after | $1.25 | 2008-08-28 | |
| 2008-06-30 | ANDERSON DONALD E Director, 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · Programmed Land, Inc. | C Conversion of derivative security | −1,088,839 0 owned after | $1.25 | 2008-08-28 | |
| 2008-06-30 | KAUFFMAN ROBERT R Director, Officer (CEO) | 4 | Series A Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,182,093 0 owned after | $1.25 | 2008-08-28 | |
| 2008-06-30 | CARPENTER HAROLD S Director | 4 | Series A Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −502,841 0 owned after | $1.25 | 2008-08-28 | |
| 2008-06-30 | HECKER JAMES T Director | 4 | Series A Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −51,552 0 owned after | $1.25 | 2008-08-28 | |
| 2008-06-30 | CARLSON JOHN A Director, Officer (CFO) | 4 | Series A Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −214,233 0 owned after | $1.25 | 2008-08-28 | |
| 2008-06-30 | OESTER GREG M Officer (Pres - Wholly Owned Subsidiary) | 4 | Series A Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −19,376 0 owned after | $1.25 | 2008-08-28 | |
| 2008-06-30 | Robinson Thomas A Officer (V.P. - Wholly Owned Subsidiary) | 4 | Series A Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −34,796 0 owned after | $1.25 | 2008-08-28 | |
| 2008-01-20 | OESTER GREG M Officer (Pres - Wholly Owned Subsidiary) | 4 | Series A Convertible Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +936 16,622 owned after | $1.50 | 2008-01-22 | |
| 2008-01-20 | LAVOY THOMAS C Director | 4 | Series A Convertible Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +3,329 59,133 owned after | $1.50 | 2008-01-22 | |
| 2008-01-20 | KAUFFMAN ROBERT R Director, Officer (Chief Executive Officer) | 4 | Series A Convertible Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +51,488 1,014,634 owned after | $1.50 | 2008-01-22 | |
| 2008-01-20 | HECKER JAMES T Director | 4 | Series A Convertible Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +1,931 44,276 owned after | $1.50 | 2008-01-22 | |
| 2008-01-20 | CARPENTER HAROLD S Director | 4 | Series A Convertible Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +20,532 431,727 owned after | $1.50 | 2008-01-22 | |
| 2008-01-20 | CARLSON JOHN A Director, Officer (Chief Financial Officer) | 4 | Series A Convertible Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +9,227 183,892 owned after | $1.50 | 2008-01-22 | |
| 2008-01-20 | ANDERSON DONALD E Director, 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +80,118 1,756,703 owned after | $1.50 | 2008-01-22 | |
| 2008-01-18 | Robinson Thomas A Officer (V.P. - Wholly Owned Subsidiary) | 4 | Series A Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +30,000 30,000 owned after | $1.50 | 2008-01-22 | |
| 2008-01-18 | KAUFFMAN ROBERT R Director, Officer (Chief Executive Officer) | 4 | Series A Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +100,000 963,146 owned after | $1.50 | 2008-01-22 | |
| 2008-01-18 | HECKER JAMES T Director | 4 | Series A Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +10,000 42,345 owned after | $1.50 | 2008-01-22 | |
| 2008-01-18 | CARPENTER HAROLD S Director | 4 | Series A Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +67,000 411,195 owned after | $1.50 | 2008-01-22 | |
| 2008-01-18 | CARLSON JOHN A Director, Officer (Chief Financial Officer) | 4 | Series A Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +20,000 174,665 owned after | $1.50 | 2008-01-22 | |
| 2008-01-18 | ANDERSON DONALD E Director, 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +333,500 1,676,585 owned after | $1.50 | 2008-01-22 | |
| 2006-07-14 | ANDERSON DONALD E Director | 4 | Series A Convertible Preferred Stock Derivative · Indirect · Anderson Family Trust | P Open market or private purchase of non-derivative or derivative security | +60,000 654,713 owned after | $1.71 | 2006-07-17 | |
| 2006-07-14 | KAUFFMAN ROBERT R Director, Officer (Chief Executive Officer) | 4 | Series A Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +60,000 729,051 owned after | $1.71 | 2006-07-17 | |
| 2006-07-14 | CARPENTER HAROLD S Director | 4 | Series A Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +60,000 292,875 owned after | $1.71 | 2006-07-17 |