ALANCO TECHNOLOGIES INC Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows, 12 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-01-26: Reporting owner ANDERSON DONALD E; Form 4; Security Class A Common Stock Warrant; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2008-01-18: Reporting owner Robinson Thomas A; Form 4; Security Class A Common Stock Warrant; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-01-18: Reporting owner KAUFFMAN ROBERT R; Form 4; Security Class A Common Stock Warrant; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-01-18: Reporting owner HECKER JAMES T; Form 4; Security Class A Common Stock Warrant; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-01-26 | ANDERSON DONALD E Director, 10% Owner | 4 | Class A Common Stock Warrant Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,667 103,333 owned after | $0.60 | 2009-02-02 | |
| 2008-01-18 | Robinson Thomas A Officer (V.P. - Wholly Owned Subsidiary) | 4 | Class A Common Stock Warrant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $1.75 exercise price | 2008-01-22 | |
| 2008-01-18 | KAUFFMAN ROBERT R Director, Officer (Chief Executive Officer) | 4 | Class A Common Stock Warrant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $1.75 exercise price | 2008-01-22 | |
| 2008-01-18 | HECKER JAMES T Director | 4 | Class A Common Stock Warrant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.75 exercise price | 2008-01-22 | |
| 2008-01-18 | CARPENTER HAROLD S Director | 4 | Class A Common Stock Warrant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +67,000 67,000 owned after | $1.75 exercise price | 2008-01-22 | |
| 2008-01-18 | CARLSON JOHN A Director, Officer (Chief Financial Officer) | 4 | Class A Common Stock Warrant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $1.75 exercise price | 2008-01-22 | |
| 2008-01-18 | ANDERSON DONALD E Director, 10% Owner | 4 | Class A Common Stock Warrant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +333,500 333,500 owned after | $1.75 exercise price | 2008-01-22 | |
| 2007-06-12 | ANDERSON DONALD E Director | 4 | Class A Common Stock Warrant Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 0 owned after | $2.17 | 2007-06-14 | |
| 2006-07-14 | ANDERSON DONALD E Director | 4 | Class A Common Stock Warrant Derivative · Indirect · Anderson Family Trust | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +180,000 180,000 owned after | $0.60 exercise price | 2006-07-17 | |
| 2006-07-14 | KAUFFMAN ROBERT R Director, Officer (Chief Executive Officer) | 4 | Class A Common Stock Warrant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +180,000 180,000 owned after | $0.60 exercise price | 2006-07-17 | |
| 2006-07-14 | CARPENTER HAROLD S Director | 4 | Class A Common Stock Warrant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +180,000 180,000 owned after | $0.60 exercise price | 2006-07-17 | |
| 2006-04-26 | ANDERSON DONALD E Director | 4 | Class A Common Stock Warrant Derivative · Indirect · Anderson Family Trust | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +820,000 820,000 owned after | $0.65 | 2006-04-27 |