AgroFresh Solutions, Inc. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 20 rows, 20 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-03-27: Reporting owner Gardner Sonia; Form 4; Security Private Placement Warrant; Transaction J Other acquisition or disposition (describe transaction).
- 2018-03-27: Reporting owner Gardner Sonia; Form 4; Security Private Placement Warrant; Transaction J Other acquisition or disposition (describe transaction).
- 2018-03-27: Reporting owner LASRY MARC; Form 4; Security Private Placement Warrant; Transaction J Other acquisition or disposition (describe transaction).
- 2018-03-27: Reporting owner LASRY MARC; Form 4; Security Private Placement Warrant; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-03-27 | Gardner Sonia 10% Owner | 4 | Private Placement Warrant Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −2,022,194 505,549 owned after | $11.50 exercise price | 2018-03-28 | |
| 2018-03-27 | Gardner Sonia 10% Owner | 4 | Private Placement Warrant Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −505,549 0 owned after | $11.50 exercise price | 2018-03-28 | |
| 2018-03-27 | LASRY MARC 10% Owner | 4 | Private Placement Warrant Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −2,022,194 505,549 owned after | $11.50 exercise price | 2018-03-28 | |
| 2018-03-27 | LASRY MARC 10% Owner | 4 | Private Placement Warrant Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −505,549 0 owned after | $11.50 exercise price | 2018-03-28 | |
| 2018-03-27 | BOULEVARD ACQUISITION SPONSOR, LLC 10% Owner | 4 | Private Placement Warrant Derivative · Direct | J Other acquisition or disposition (describe transaction) | −2,022,194 505,549 owned after | $11.50 exercise price | 2018-03-28 | |
| 2018-03-27 | BOULEVARD ACQUISITION SPONSOR, LLC 10% Owner | 4 | Private Placement Warrant Derivative · Direct | J Other acquisition or disposition (describe transaction) | −505,549 0 owned after | $11.50 exercise price | 2018-03-28 | |
| 2017-04-07 | TREVOR STEPHEN S. Director | 4 | Private Placement Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +632,257 632,257 owned after | $11.50 exercise price | 2017-04-11 | |
| 2017-04-07 | BOULEVARD ACQUISITION SPONSOR, LLC 10% Owner | 4 | Private Placement Warrant Derivative · Direct | J Other acquisition or disposition (describe transaction) | −632,257 2,527,743 owned after | $1.00 | 2017-04-11 | |
| 2017-04-07 | LASRY MARC Director, 10% Owner | 4 | Private Placement Warrant Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −632,257 2,527,743 owned after | $1.00 | 2017-04-11 | |
| 2017-04-07 | Gardner Sonia 10% Owner | 4 | Private Placement Warrant Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −632,257 2,527,743 owned after | $1.00 | 2017-04-11 | |
| 2017-04-04 | Gardner Sonia 10% Owner | 4 | Private Placement Warrant Derivative · Indirect · See Footnote | S Open market or private sale of non-derivative or derivative security | −3,000,000 3,160,000 owned after | $1.00 | 2017-04-06 | |
| 2017-04-04 | BOULEVARD ACQUISITION SPONSOR, LLC 10% Owner | 4 | Private Placement Warrant Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −3,000,000 3,160,000 owned after | $1.00 | 2017-04-06 | |
| 2017-04-04 | LASRY MARC Director, 10% Owner | 4 | Private Placement Warrant Derivative · Indirect · See Footnote | S Open market or private sale of non-derivative or derivative security | −3,000,000 3,160,000 owned after | $1.00 | 2017-04-06 | |
| 2017-04-04 | DOW CHEMICAL CO /DE/ 10% Owner | 4 | Warrants to Purchase Common Stock Derivative · Indirect · Through wholly-owned subsidiary | J Other acquisition or disposition (describe transaction) | +3,000,000 3,000,000 owned after | $11.50 exercise price | 2017-04-06 | |
| 2014-03-13 | Gardner Sonia 10% Owner | 4 | Private Placement Warrant Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | +210,000 6,160,000 owned after | $1.00 | 2014-03-14 | |
| 2014-03-13 | LASRY MARC Director, Officer (Chairman of the Board), 10% Owner | 4 | Private Placement Warrant Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +210,000 6,160,000 owned after | $1.00 | 2014-03-14 | |
| 2014-03-13 | BOULEVARD ACQUISITION SPONSOR, LLC 10% Owner | 4 | Private Placement Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +210,000 6,160,000 owned after | $1.00 | 2014-03-14 | |
| 2014-02-19 | Gardner Sonia 10% Owner | 4 | Private Placement Warrants Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | +5,950,000 5,950,000 owned after | $1.00 | 2014-02-21 | |
| 2014-02-19 | BOULEVARD ACQUISITION SPONSOR, LLC 10% Owner | 4 | Private Placement Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +5,950,000 5,950,000 owned after | $1.00 | 2014-02-21 | |
| 2014-02-19 | LASRY MARC Director, Officer (Chariman of the Board), 10% Owner | 4 | Private Placement Warrants Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,950,000 5,950,000 owned after | $1.00 | 2014-02-21 |