AgroFresh Solutions, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 32 rows, 32 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2023-03-31: Reporting owner Lewis Clinton A. Jr.; Form 4; Security Employee Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2023-03-31: Reporting owner Miao Graham G; Form 4; Security Employee stock option (right to buy); Transaction J Other acquisition or disposition (describe transaction).
- 2023-03-31: Reporting owner Miao Graham G; Form 4; Security Employee stock option (right to buy); Transaction J Other acquisition or disposition (describe transaction).
- 2023-03-31: Reporting owner ERMI THOMAS; Form 4; Security Employee Stock Option (right to buy); Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2023-03-31 | Lewis Clinton A. Jr. Director, Officer (CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −181,751 0 owned after | $2.07 exercise price | 2023-04-04 | |
| 2023-03-31 | Miao Graham G Officer (Chief Financial Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −59,435 0 owned after | $6.73 exercise price | 2023-04-04 | |
| 2023-03-31 | Miao Graham G Officer (Chief Financial Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −83,250 0 owned after | $3.34 exercise price | 2023-04-04 | |
| 2023-03-31 | ERMI THOMAS Officer (EVP,Secretary&General Counsel) | 4 | Employee Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −82,500 0 owned after | $12.00 exercise price | 2023-04-04 | |
| 2023-03-31 | ERMI THOMAS Officer (EVP,Secretary&General Counsel) | 4 | Employee stock option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −8,900 0 owned after | $7.35 exercise price | 2023-04-04 | |
| 2023-03-31 | ERMI THOMAS Officer (EVP,Secretary&General Counsel) | 4 | Employee stock option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −13,150 0 owned after | $4.37 exercise price | 2023-04-04 | |
| 2023-03-31 | ERMI THOMAS Officer (EVP,Secretary&General Counsel) | 4 | Employee stock option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −25,450 0 owned after | $3.34 exercise price | 2023-04-04 | |
| 2022-12-29 | Lewis Clinton A. Jr. Director, Officer (CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −181,751 363,503 owned after | $2.07 exercise price | 2023-01-03 | |
| 2021-05-10 | Lewis Clinton A. Jr. Director, Officer (CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +545,254 545,254 owned after | $0.00 | 2021-05-12 | |
| 2019-03-29 | ERMI THOMAS Officer (EVP,Secretary&General Counsel) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,440 25,440 owned after | $3.34 exercise price | 2019-04-02 | |
| 2019-03-29 | Nselel Paul Officer (VP, Global General Manager) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,952 12,952 owned after | $3.34 exercise price | 2019-04-02 | |
| 2019-03-29 | Ferre Jordi Director, Officer (Chief Executive Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +138,156 138,156 owned after | $3.34 exercise price | 2019-04-02 | |
| 2019-03-29 | Miao Graham G Officer (Chief Financial Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +83,263 83,263 owned after | $3.34 exercise price | 2019-04-02 | |
| 2018-08-30 | Miao Graham G Officer (Chief Financial Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +59,435 59,435 owned after | $6.73 exercise price | 2018-09-05 | |
| 2018-07-23 | Harper Katherine Carolyn Officer (Chief Financial Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,300 10,300 owned after | $7.04 exercise price | 2018-07-26 | |
| 2018-03-29 | Ferre Jordi Director, Officer (Chief Executive Officer) | 4/A | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +54,400 54,400 owned after | $7.35 exercise price | 2018-05-02 | |
| 2018-03-29 | Ferre Jordi Director, Officer (Chief Executive Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +47,250 47,250 owned after | $7.35 exercise price | 2018-04-30 | |
| 2018-03-29 | ZETTLER MARK W. Officer (VP, R&D and Regulatory Affairs) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,700 4,700 owned after | $7.35 exercise price | 2018-04-30 | |
| 2018-03-29 | Nselel Paul Officer (VP, Global General Manager) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,700 5,700 owned after | $7.35 exercise price | 2018-04-30 | |
| 2018-03-29 | Harper Katherine Carolyn Officer (Chief Financial Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,300 37,300 owned after | $7.35 exercise price | 2018-04-30 | |
| 2018-03-29 | ERMI THOMAS Officer (EVP,Secretary & Gen. Counsel) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,900 8,900 owned after | $7.35 exercise price | 2018-04-25 | |
| 2017-03-31 | Ferre Jordi Director, Officer (Chief Executive Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +76,650 76,650 owned after | $4.37 exercise price | 2017-04-04 | |
| 2017-03-31 | ZETTLER MARK W. Officer (VP, R&D and Regulatory Affairs) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,750 7,750 owned after | $4.37 exercise price | 2017-04-04 | |
| 2017-03-31 | ERMI THOMAS Officer (VP,Secretary & General Counsel) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,150 13,150 owned after | $4.37 exercise price | 2017-04-04 | |
| 2017-03-31 | Harper Katherine Carolyn Officer (Chief Financial Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +51,500 51,500 owned after | $4.37 exercise price | 2017-04-04 | |
| 2016-10-03 | Ferre Jordi Director, Officer (Chief Executive Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +93,110 93,110 owned after | $5.37 exercise price | 2016-10-05 | |
| 2016-10-03 | Harper Katherine Carolyn Officer (Chief Financial Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +74,488 74,488 owned after | $5.37 exercise price | 2016-10-05 | |
| 2015-09-21 | LOEBL MARGARET M Officer (Exec VP and CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +171,875 171,875 owned after | $12.00 exercise price | 2015-09-23 | |
| 2015-08-13 | ZETTLER MARK W. Officer (VP, R&D and Regulatory Affairs) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +82,500 82,500 owned after | $12.00 exercise price | 2015-08-17 | |
| 2015-08-13 | MACPHEE THOMAS D. Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +343,750 343,750 owned after | $12.00 exercise price | 2015-08-17 | |
| 2015-08-13 | ERMI THOMAS Officer (VP, Secretary and Gen Counsel) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +82,500 82,500 owned after | $12.00 exercise price | 2015-08-17 | |
| 2015-08-13 | HOWELL STAN Officer (President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +171,875 171,875 owned after | $12.00 exercise price | 2015-08-17 |