AgroFresh Solutions, Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows, 6 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2023-04-03: Reporting owner PAINE SCHWARTZ FOOD CHAIN FUND V GP, L.P. | SCHWARTZ KEVIN | PAINE SCHWARTZ FOOD CHAIN FUND V GP, LTD. | PSP AGFS HOLDINGS, L.P. | PAINE W DEXTER III; Form 4; Security Series B Convertible Preferred Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2020-09-25: Reporting owner PAINE SCHWARTZ FOOD CHAIN FUND V GP, LTD. | SCHWARTZ KEVIN | PAINE SCHWARTZ FOOD CHAIN FUND V GP, L.P. | PSP AGFS HOLDINGS, L.P. | PAINE W DEXTER III; Form 4; Security Series B Convertible Preferred Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2020-09-24: Reporting owner SCHWARTZ KEVIN | PAINE SCHWARTZ FOOD CHAIN FUND V GP, LTD. | PSP AGFS HOLDINGS, L.P. | PAINE W DEXTER III | PAINE SCHWARTZ FOOD CHAIN FUND V GP, L.P.; Form 4; Security Series B-2 Convertible Preferred Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2020-07-29: Reporting owner SCHWARTZ KEVIN; Form 3; Security Series B-1 Convertible Preferred Stock(1); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2023-04-03 | PAINE SCHWARTZ FOOD CHAIN FUND V GP, L.P. | SCHWARTZ KEVIN | PAINE SCHWARTZ FOOD CHAIN FUND V GP, LTD. | PSP AGFS HOLDINGS, L.P. | PAINE W DEXTER III 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See footnotes | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | +145,046 0 owned after | $1,771.68 | 2023-04-04 | |
| 2020-09-25 | PAINE SCHWARTZ FOOD CHAIN FUND V GP, LTD. | SCHWARTZ KEVIN | PAINE SCHWARTZ FOOD CHAIN FUND V GP, L.P. | PSP AGFS HOLDINGS, L.P. | PAINE W DEXTER III 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See notes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | no price filed | 2020-09-29 | |
| 2020-09-24 | SCHWARTZ KEVIN | PAINE SCHWARTZ FOOD CHAIN FUND V GP, LTD. | PSP AGFS HOLDINGS, L.P. | PAINE W DEXTER III | PAINE SCHWARTZ FOOD CHAIN FUND V GP, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Series B-2 Convertible Preferred Stock Derivative · Indirect · See notes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | no price filed | 2020-09-24 | |
| 2020-07-29 holding as of filing | SCHWARTZ KEVIN Director, 10% Owner | 3 | Series B-1 Convertible Preferred Stock(1) Derivative · Indirect · See notes | Holding | no price filed | 2020-07-29 | ||
| 2020-07-29 holding as of filing | SCHWARTZ KEVIN | PAINE SCHWARTZ FOOD CHAIN FUND V GP, L.P. | PAINE SCHWARTZ FOOD CHAIN FUND V GP, LTD. | PSP AGFS HOLDINGS, L.P. | PAINE W DEXTER III 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B-1 Convertible Preferred Stock Derivative · Indirect · See notes | Holding | no price filed | 2020-07-29 | ||
| 2015-08-10 holding as of filing | DOW CHEMICAL CO /DE/ 10% Owner | 3 | Series A Preferred Stock, par value $0.0001 per share Non-derivative · Indirect · Through wholly-owned subsidiary | Holding | 1 owned after | no price filed | 2015-08-10 |