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AGNC INVESTMENT CORP. (AGNC) Material Contracts

AGNC INVESTMENT CORP. Material Contracts

Every material contract the company filed as Exhibit 10 (executive pay plans, credit agreements, supplier and indemnity agreements), newest first, with the filing's own description.

  • 2026-09-11: Form 8-K; Exhibit 10.1; Description Employment Agreement, dated September 10, 2026, by and between AGNC Mortgage Management, LLC and Gary Kain.
  • 2026-01-14: Form 8-K; Exhibit 10.1; Description Form of Indemnification Agreement.
  • 2025-03-20: Form 8-K; Exhibit 10.1; Description Employment Agreement, dated March 20, 2025, by and between AGNC Mortgage Management, LLC and Christopher J. Kuehl.
  • 2024-07-19: Form 8-K; Exhibit 10.1; Description Employment Agreement, dated July 18, 2024, by and between AGNC Mortgage Management, LLC and Gary Kain.
FiledFormExhibitDescription
2026-09-118-K10.1Employment Agreement, dated September 10, 2026, by and between AGNC Mortgage Management, LLC and Gary Kain
2026-01-148-K10.1Form of Indemnification Agreement
2025-03-208-K10.1Employment Agreement, dated March 20, 2025, by and between AGNC Mortgage Management, LLC and Christopher J. Kuehl
2024-07-198-K10.1Employment Agreement, dated July 18, 2024, by and between AGNC Mortgage Management, LLC and Gary Kain
2024-05-0710-Q10AMENDED AND RESTATED EMPLOYMENT AGREEMENT
2024-02-2210-K10.212016 EQUITY AND INCENTIVE COMPENSATION PLAN
2024-02-2210-K10.202016 EQUITY AND INCENTIVE COMPENSATION PLAN
2023-05-0810-Q10.22016 EQUITY AND INCENTIVE COMPENSATION PLAN
2023-05-0810-Q10.12016 EQUITY AND INCENTIVE COMPENSATION PLAN
2023-02-2710-K10.6FIRST AMENDMENT TO SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT
2023-02-2710-K10.4FIRST AMENDMENT TO SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT
2023-02-038-K10.4Second Amendment to Amended and Restated Employment Agreement dated January 31, 2023 between AGNC Mortgage Management, LLC and Kenneth Pollack.
2023-02-038-K10.3Second Amendment to Amended and Restated Employment Agreement dated January 31, 2023 between AGNC Mortgage Management, LLC and Bernice Bell.
2023-02-038-K10.2First Amendment to Second Amended and Restated Employment Agreement dated January 31, 2023 between AGNC Mortgage Management, LLC and Christopher Kuehl.
2023-02-038-K10.1First Amendment to Second Amended and Restated Employment Agreement dated January 31, 2023 between AGNC Mortgage Management, LLC and Peter Federico.
2022-02-2310-K10.112016 EQUITY AND INCENTIVE COMPENSATION PLAN
2022-02-2310-K10.8FIRST AMENDMENT TO EMPLOYMENT AGREEMENT
2022-01-218-K10.2First Amendment to Amended and Restated Employment Agreement dated January 21, 2022 between AGNC Mortgage Management, LLC and Mr. Pollack.
2022-01-218-K10.1First Amendment to Amended and Restated Employment Agreement dated January 21, 2022 between AGNC Mortgage Management, LLC and Ms. Bell.
2021-10-258-K10.1Form of Indemnification Agreement
2021-07-018-K10.1Form of Indemnification Agreement
2021-02-2610-K10.292016 EQUITY AND INCENTIVE COMPENSATION PLAN
2021-02-2610-K10.282016 EQUITY AND INCENTIVE COMPENSATION PLAN
2021-02-2610-K10.272016 EQUITY AND INCENTIVE COMPENSATION PLAN
2021-02-2610-K10.262016 EQUITY AND INCENTIVE COMPENSATION PLAN
2021-02-2610-K10.15AMENDED AND RESTATED EMPLOYMENT AGREEMENT
2021-01-228-K10.2Amended and Restated Employment Agreement, dated as of January 22, 2021, by and between AGNC Mortgage Management, LLC and Aaron Pas
2021-01-228-K10.1Amended and Restated Employment Agreement, dated as of January 22, 2021, by and between AGNC Mortgage Management, LLC and Bernice Bell
2020-12-108-K10.3Employment Agreement, dated as of December 10, 2020, by and between AGNC Mortgage Management, LLC and Christopher Kuehl
2020-12-108-K10.2Employment Agreement, dated as of December 10, 2020, by and between AGNC Mortgage Management, LLC and Peter Federico
2020-12-108-K10.1Employment Agreement, dated as of December 10, 2020, by and between AGNC Mortgage Management, LLC and Gary Kain
2020-02-148-K10.2Form of First Amendment to Employment Agreement dated February 13, 2020 between AGNC Mortgage Management, LLC and each of Ms. Bell, Mr. Pas and Mr. Pollack.
2020-02-148-K10.1Form of First Amendment to Amended and Restated Employment Agreement dated February 13, 2020 between AGNC Mortgage Management, LLC and each of Mr. Federico and Mr. Kuehl.
2019-05-0310-Q102016 EQUITY AND INCENTIVE COMPENSATION PLAN
2019-04-198-K10.1Form of Indemnification Agreement
2019-02-2210-K10.172016 EQUITY AND INCENTIVE COMPENSATION PLAN
2019-02-2210-K10.162016 EQUITY AND INCENTIVE COMPENSATION PLAN
2019-02-2210-K10.152016 EQUITY AND INCENTIVE COMPENSATION PLAN
2019-01-258-K10.4First Amendment to Employment Agreement for Kenneth L. Pollack, dated as of January 25, 2019.
2019-01-258-K10.3Employment Agreement, dated as of January 25, 2019, by and between AGNC Mortgage Management, LLC and Mr. Aaron J. Pas.
2019-01-258-K10.2Employment Agreement, dated as of January 25, 2019, by and between AGNC Mortgage Management, LLC and Mr. Gary D. Kain.
2019-01-258-K10.1Employment Agreement, dated as of January 25, 2019, by and between AGNC Mortgage Management, LLC and Ms. Bernice E. Bell.
2018-11-0510-Q102016 EQUITY AND INCENTIVE COMPENSATION PLAN
2018-02-2610-K10.14Form of AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan Restricted Stock Unit Agreement for Non-Employee Directors, filed herewith.
2017-12-188-K10.3Employment Agreement, dated as of December 18, 2017, by and between AGNC Mortgage Management, LLC and Kenneth L. Pollack.
2017-12-188-K10.2Retention Bonus Grant Letter, dates July 1, 2016, by and between AGNC Mortgage Management, LLC and Bernice E. Bell.
2017-12-188-K10.1Letter Agreement, dated as of December 1, 2015, as amended on July 1, 2016 and December 18, 2017, by and between AGNC Mortgage Management, LLC and Bernice E. Bell.
2017-08-0310-Q10Form of AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan Restricted Stock Unit Agreement for Non-Employee Directors, filed herewith.
2017-05-0810-Q10.2Letter agreement, dated February 23, 2017, by and between AGNC Mortgage Management, LLC and Kenneth L. Pollack, filed herewith.
2017-05-0810-Q10.1Retention Bonus Grant Letter, dated July 1, 2016, by and between American Capital Mortgage Management, LLC and Aaron J. Pas, filed herewith.
2017-02-2710-K10.14Memorandum and Acceptance Agreement
2017-02-2710-K10.13Memorandum and Acceptance Agreement
2017-02-2710-K10.112016 EQUITY AND INCENTIVE COMPENSATION PLAN
2017-02-2710-K10.102016 EQUITY AND INCENTIVE COMPENSATION PLAN
2017-02-2710-K10.92016 EQUITY AND INCENTIVE COMPENSATION PLAN
2017-02-2710-K10.82016 EQUITY AND INCENTIVE COMPENSATION PLAN
2017-02-2710-K10.72016 EQUITY AND INCENTIVE COMPENSATION PLAN
2017-01-278-K10.1AGNC MORTGAGE MANAGEMENT, LLC PERFORMANCE INCENTIVE PLAN - MTGE
2016-11-048-K10.3Employment Agreement, dated as of November 1, 2016, by and between AGNC Mortgage Management, LLC and Christopher J. Kuehl.
2016-11-048-K10.2Employment Agreement, dated as of November 1, 2016, by and between AGNC Mortgage Management, LLC and Peter J. Federico.
2016-11-048-K10.1Employment Agreement, dated as of November 1, 2016, by and between AGNC Mortgage Management, LLC and Gary Kain.
2016-07-088-K10.5Retention Bonus Grant Letter, dated July 1, 2016, by and between American Capital Mortgage Management, LLC and Bernice E. Bell.
2016-07-088-K10.4Letter Agreement, dated as of December 1, 2015, as Amended on July 1, 2016, by and between American Capital Mortgage Management, LLC and Bernice E. Bell.
2016-07-088-K10.3Employment Agreement, dated as of March 30, 2012, as Amended on July 1, 2016, by and between American Capital Mortgage Management, LLC and Christopher J. Kuehl.
2016-07-088-K10.2Employment Agreement, dated as of March 30, 2012, as Amended on July 1, 2016, by and between American Capital Mortgage Management, LLC and Peter J. Federico.
2016-07-088-K10.1Employment Agreement, dated as of September 22, 2014, as Amended on July 1, 2016, by and between American Capital Mortgage Management, LLC and Gary Kain.
2014-08-0710-Q10.1EQUITY INCENTIVE PLAN FOR INDEPENDENT DIRECTORS
2012-05-1010-Q10.1Underwriting Agreement, dated March 7, 2012, among American Capital Agency Corp., American Capital AGNC Management, LLC and Merrill Lynch, Pierce Fenner &Smith Incorporated, Citigroup Global Markets Inc., Goldman Sachs & Co., J.P. Morgan Securities LLC and UBS Securities LLC, as representatives of the several underwriters listed on Schedule I attached thereto, filed herewith.
2012-02-2310-K10.11Sales Agreement, dated December 1, 2011, among American Capital Agency Corp., American Capital AGNC Management, LLC and Mitsubishi UFJ Securities (USA), Inc., filed herewith.
2012-02-2310-K10.10Sales Agreement, dated December 1, 2011, among American Capital Agency Corp., American Capital AGNC Management, LLC and Cantor Fitzgerald & Co., filed herewith.
2012-02-2310-K10.9Underwriting Agreement, dated October 26, 2011, among American Capital Agency Corp., American Capital AGNC Management, LLC, Citigroup Global Markets Inc., Deutsche Bank Securities Inc. and J.P. Morgan Securities LLC, as representatives of the several underwriters listed on Schedule I attached thereto, filed herewith.
2011-12-168-K10EQUITY INCENTIVE PLAN FOR INDEPENDENT DIRECTORS
2011-11-0710-Q10.2Amendment and Joinder Agreement, dated as of September 30, 2011, by and between American Capital Agency TRS, LLC and American Capital AGNC Management, LLC.
2011-11-0710-Q10.1Assignment and Amendment Agreement, dated as of July 29, 2011, among American Capital Agency Management, LLC, American Capital AGNC Management, LLC and American Capital Agency Corp.
2011-08-0910-Q10.1Underwriting Agreement, dated June 22, 2011, among American Capital Agency Corp., American Capital Agency Management, LLC, Citigroup Global Markets Inc., J.P. Morgan Securities LLC, UBS Securities LLC and Wells Fargo Securities, LLC, as representatives of the several underwriters listed on Schedule I attached thereto, filed herewith.
2011-05-0610-Q10.2Underwriting Agreement, dated March 21, 2011, among American Capital Agency Corp., American Capital Agency Management, LLC, Merrill Lynch, Pierce, Fenner and Smith Incorporated, Citigroup Global Markets Inc., Deutsche Bank Securities Inc. Credit Suisse Securities (USA) LLC and Deutsche Bank Securities Inc., as representatives of the several underwriters listed on Schedule I attached thereto, filed herewith.
2011-05-0610-Q10.1Underwriting Agreement, dated January 13, 2011, among American Capital Agency Corp., American Capital Agency Management, LLC, Merrill Lynch, Pierce, Fenner and Smith Incorporated, Citigroup Global Markets Inc., Deutsche Bank Securities Inc. and UBS Securities LLC, as representatives of the several underwriters listed on Schedule I attached thereto, filed herewith.
2011-02-2510-K10.7Underwriting Agreement, dated December 8, 2010, among American Capital Agency Corp., American Capital Agency Management, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Deutsche Bank Securities Inc. and UBS Securities LLC, as representatives of the several underwriters listed on Schedule I, filed herewith.
2011-02-2510-K10.6Sales Agreement, dated as of November 8, 2010, among American Capital Agency Corp., American Capital Agency Management, LLC and Cantor Fitzgerald & Co., filed herewith.
2011-02-2510-K10.4Underwriting Agreement, dated May 14, 2010, among American Capital Agency Corp., American Capital Agency Management, LLC, Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., and UBS Securities LLC, as representatives of the several underwriters listed on Schedule I attached thereto, filed herewith.
2010-11-0810-Q10.1Underwriting Agreement, dated September 28, 2010, among American Capital Agency Corp., American Capital Agency Management, LLC, Merrill Lynch, Pierce, Fenner and Smith Incorporated, Citigroup Global Markets Inc., Deutsche Bank Securities Inc. and UBS Securities LLC, as representatives of the several underwriters listed on Schedule A attached thereto.

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