ADVISORY BOARD CO Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 34 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-09-06: Reporting owner Killefer Nancy; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-06-07: Reporting owner ZUMWALT LEANNE M; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-06-07: Reporting owner SHAPIRO LEON; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-06-07: Reporting owner Neaman Mark R; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-09-06 | Killefer Nancy Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,766 3,532 owned after | $0.00 | 2016-09-08 | |
| 2016-06-07 | ZUMWALT LEANNE M Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,423 4,423 owned after | $0.00 | 2016-06-09 | |
| 2016-06-07 | SHAPIRO LEON Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,423 4,423 owned after | $0.00 | 2016-06-09 | |
| 2016-06-07 | Neaman Mark R Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,423 4,423 owned after | $0.00 | 2016-06-09 | |
| 2016-06-07 | KINDICK KELT Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,603 5,603 owned after | $0.00 | 2016-06-09 | |
| 2016-06-07 | Killefer Nancy Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,423 4,423 owned after | $0.00 | 2016-06-09 | |
| 2016-06-07 | GRUA PETER J Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,423 4,423 owned after | $0.00 | 2016-06-09 | |
| 2016-06-07 | BANSAL SANJU K Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,423 4,423 owned after | $0.00 | 2016-06-09 | |
| 2016-05-10 | Miller Cormac F Officer (Chief Product Officer) | 4 | Restricted Stock Units Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,541 4,623 owned after | $0.00 | 2016-05-12 | |
| 2016-05-10 | Miller Cormac F Officer (Chief Product Officer) | 4 | Restricted Stock Units Derivative · Indirect · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −379 1,137 owned after | $0.00 | 2016-05-12 | |
| 2016-05-10 | VAN HOOSE MARY Officer (Chief Talent Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,329 3,987 owned after | $0.00 | 2016-05-12 | |
| 2016-05-10 | SCHWARTZ RICHARD A Officer (Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,539 4,617 owned after | $0.00 | 2016-05-12 | |
| 2016-05-10 | Musslewhite Robert W Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,276 21,828 owned after | $0.00 | 2016-05-12 | |
| 2016-05-10 | Kirshbaum Michael T Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,685 5,055 owned after | $0.00 | 2016-05-12 | |
| 2016-05-10 | Farber Evan R Officer (Chief Legal Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −983 2,949 owned after | $0.00 | 2016-05-12 | |
| 2016-05-10 | FELSENTHAL DAVID L Director, Officer (President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,128 12,384 owned after | $0.00 | 2016-05-12 | |
| 2016-04-18 | Miller Cormac F Officer (Chief Product Officer) | 4 | Restricted Stock Units Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,833 1,833 owned after | $0.00 | 2016-04-19 | |
| 2016-04-18 | Miller Cormac F Officer (Chief Product Officer) | 4 | Restricted Stock Units Derivative · Indirect · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −251 251 owned after | $0.00 | 2016-04-19 | |
| 2016-04-18 | Miller Cormac F Officer (Chief Product Officer) | 4 | Restricted Stock Units Derivative · Indirect · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −60 60 owned after | $0.00 | 2016-04-19 | |
| 2016-04-18 | FELSENTHAL DAVID L Director, Officer (President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,397 5,397 owned after | $0.00 | 2016-04-19 | |
| 2016-04-18 | SCHWARTZ RICHARD A Officer (Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,833 1,833 owned after | $0.00 | 2016-04-19 | |
| 2016-04-18 | Musslewhite Robert W Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,554 8,554 owned after | $0.00 | 2016-04-19 | |
| 2016-04-18 | VAN HOOSE MARY Officer (Chief Talent Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,833 1,833 owned after | $0.00 | 2016-04-19 | |
| 2016-04-18 | Farber Evan R Officer (Chief Legal Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,222 1,222 owned after | $0.00 | 2016-04-19 | |
| 2016-04-18 | Kirshbaum Michael T Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,974 1,974 owned after | $0.00 | 2016-04-19 | |
| 2016-04-11 | Miller Cormac F Officer (Chief Product Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,491 2,982 owned after | $0.00 | 2016-04-13 | |
| 2016-04-11 | VAN HOOSE MARY Officer (Chief Talent Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,459 2,918 owned after | $0.00 | 2016-04-12 | |
| 2016-04-11 | SCHWARTZ RICHARD A Officer (Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,478 2,956 owned after | $0.00 | 2016-04-12 | |
| 2016-04-11 | Musslewhite Robert W Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,848 13,696 owned after | $0.00 | 2016-04-12 | |
| 2016-04-11 | FELSENTHAL DAVID L Director, Officer (President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,377 8,754 owned after | $0.00 | 2016-04-12 | |
| 2016-04-11 | Farber Evan R Officer (Chief Legal Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,089 2,178 owned after | $0.00 | 2016-04-12 | |
| 2016-04-11 | Kirshbaum Michael T Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,641 3,282 owned after | $0.00 | 2016-04-12 | |
| 2016-03-14 | Miller Cormac F Officer (Chief Product Officer) | 4/A | Restricted Stock Units Derivative · Indirect · By Spouse | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −269 538 owned after | $0.00 | 2016-04-12 | |
| 2016-03-02 | Miller Cormac F Officer (Chief Product Officer) | 4 | Restricted Stock Units Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,192 3,192 owned after | $0.00 | 2016-03-04 |