ADVISORY BOARD CO Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 59 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-11-17: Reporting owner ZUMWALT LEANNE M; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-11-17: Reporting owner VAN HOOSE MARY; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-11-17: Reporting owner VAN HOOSE MARY; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-11-17: Reporting owner SHAPIRO LEON; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-11-17 | ZUMWALT LEANNE M Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,915 0 owned after | no price filed | 2017-11-21 | |
| 2017-11-17 | VAN HOOSE MARY Officer (Chief Talent Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,459 0 owned after | no price filed | 2017-11-21 | |
| 2017-11-17 | VAN HOOSE MARY Officer (Chief Talent Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,658 0 owned after | no price filed | 2017-11-21 | |
| 2017-11-17 | SHAPIRO LEON Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,915 0 owned after | no price filed | 2017-11-21 | |
| 2017-11-17 | SCHWARTZ RICHARD A Officer (Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,478 0 owned after | no price filed | 2017-11-21 | |
| 2017-11-17 | SCHWARTZ RICHARD A Officer (Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,078 0 owned after | no price filed | 2017-11-21 | |
| 2017-11-17 | Neaman Mark R Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,915 0 owned after | no price filed | 2017-11-21 | |
| 2017-11-17 | Musslewhite Robert W Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,848 0 owned after | no price filed | 2017-11-21 | |
| 2017-11-17 | Musslewhite Robert W Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,552 0 owned after | no price filed | 2017-11-21 | |
| 2017-11-17 | Miller Cormac F Officer (Chief Product Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,491 0 owned after | no price filed | 2017-11-21 | |
| 2017-11-17 | Miller Cormac F Officer (Chief Product Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,082 0 owned after | no price filed | 2017-11-21 | |
| 2017-11-17 | Kirshbaum Michael T Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −29,104 0 owned after | no price filed | 2017-11-21 | |
| 2017-11-17 | Kirshbaum Michael T Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,848 0 owned after | no price filed | 2017-11-21 | |
| 2017-11-17 | KINDICK KELT Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,693 0 owned after | no price filed | 2017-11-21 | |
| 2017-11-17 | Killefer Nancy Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,915 0 owned after | no price filed | 2017-11-21 | |
| 2017-11-17 | Killefer Nancy Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,766 0 owned after | no price filed | 2017-11-21 | |
| 2017-11-17 | Killefer Nancy Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,592 0 owned after | no price filed | 2017-11-21 | |
| 2017-11-17 | GRUA PETER J Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,915 0 owned after | no price filed | 2017-11-21 | |
| 2017-11-17 | FELSENTHAL DAVID L Director, Officer (President) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,377 0 owned after | no price filed | 2017-11-21 | |
| 2017-11-17 | FELSENTHAL DAVID L Director, Officer (President) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,256 0 owned after | no price filed | 2017-11-21 | |
| 2017-11-17 | Farber Evan R Officer (Chief Legal Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,089 0 owned after | no price filed | 2017-11-21 | |
| 2017-11-17 | Farber Evan R Officer (Chief Legal Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,966 0 owned after | no price filed | 2017-11-21 | |
| 2017-11-17 | BANSAL SANJU K Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,915 0 owned after | no price filed | 2017-11-21 | |
| 2017-09-06 | Killefer Nancy Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,766 1,766 owned after | $0.00 | 2017-09-08 | |
| 2017-06-14 | ZUMWALT LEANNE M Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,915 2,915 owned after | $0.00 | 2017-06-16 | |
| 2017-06-14 | SHAPIRO LEON Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,915 2,915 owned after | $0.00 | 2017-06-16 | |
| 2017-06-14 | Neaman Mark R Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,915 2,915 owned after | $0.00 | 2017-06-16 | |
| 2017-06-14 | KINDICK KELT Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,693 3,693 owned after | $0.00 | 2017-06-16 | |
| 2017-06-14 | Killefer Nancy Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,915 2,915 owned after | $0.00 | 2017-06-16 | |
| 2017-06-14 | GRUA PETER J Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,915 2,915 owned after | $0.00 | 2017-06-16 | |
| 2017-06-14 | BANSAL SANJU K Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,915 2,915 owned after | $0.00 | 2017-06-16 | |
| 2017-05-11 | Neaman Mark R Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,592 0 owned after | $0.00 | 2017-05-15 | |
| 2017-04-18 | Miller Cormac F Officer (Chief Product Officer) | 4 | Restricted Stock Units Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,833 0 owned after | $0.00 | 2017-04-20 | |
| 2017-04-18 | Miller Cormac F Officer (Chief Product Officer) | 4 | Restricted Stock Units Derivative · Indirect · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −251 0 owned after | $0.00 | 2017-04-20 | |
| 2017-04-18 | Miller Cormac F Officer (Chief Product Officer) | 4 | Restricted Stock Units Derivative · Indirect · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −60 0 owned after | $0.00 | 2017-04-20 | |
| 2017-04-18 | Musslewhite Robert W Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,554 0 owned after | $0.00 | 2017-04-20 | |
| 2017-04-18 | VAN HOOSE MARY Officer (Chief Talent Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,833 0 owned after | $0.00 | 2017-04-20 | |
| 2017-04-18 | SCHWARTZ RICHARD A Officer (Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,833 0 owned after | $0.00 | 2017-04-20 | |
| 2017-04-18 | Kirshbaum Michael T Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,974 0 owned after | $0.00 | 2017-04-20 | |
| 2017-04-18 | Farber Evan R Officer (Chief Legal Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,222 0 owned after | $0.00 | 2017-04-20 | |
| 2017-04-18 | FELSENTHAL DAVID L Director, Officer (President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,397 0 owned after | $0.00 | 2017-04-20 | |
| 2017-04-11 | Miller Cormac F Officer (Chief Product Officer) | 4 | Restricted Stock Units Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,491 1,491 owned after | $0.00 | 2017-04-13 | |
| 2017-04-11 | VAN HOOSE MARY Officer (Chief Talent Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,459 1,459 owned after | $0.00 | 2017-04-12 | |
| 2017-04-11 | FELSENTHAL DAVID L Director, Officer (President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,377 4,377 owned after | $0.00 | 2017-04-12 | |
| 2017-04-11 | Farber Evan R Officer (Chief Legal Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,089 1,089 owned after | $0.00 | 2017-04-12 | |
| 2017-04-11 | SCHWARTZ RICHARD A Officer (Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,478 1,478 owned after | $0.00 | 2017-04-12 | |
| 2017-04-11 | Kirshbaum Michael T Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,641 1,641 owned after | $0.00 | 2017-04-12 | |
| 2017-04-11 | Musslewhite Robert W Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,848 6,848 owned after | $0.00 | 2017-04-12 | |
| 2017-04-10 | Miller Cormac F Officer (Chief Product Officer) | 4 | Restricted Stock Units Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,541 3,082 owned after | $0.00 | 2017-04-13 | |
| 2017-04-10 | Miller Cormac F Officer (Chief Product Officer) | 4 | Restricted Stock Units Derivative · Indirect · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −379 758 owned after | $0.00 | 2017-04-13 | |
| 2017-04-10 | VAN HOOSE MARY Officer (Chief Talent Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,329 2,685 owned after | $0.00 | 2017-04-12 | |
| 2017-04-10 | FELSENTHAL DAVID L Director, Officer (President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,128 8,256 owned after | $0.00 | 2017-04-12 | |
| 2017-04-10 | Farber Evan R Officer (Chief Legal Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −983 1,966 owned after | $0.00 | 2017-04-12 | |
| 2017-04-10 | SCHWARTZ RICHARD A Officer (Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,539 3,078 owned after | $43.83 exercise price | 2017-04-12 | |
| 2017-04-10 | Kirshbaum Michael T Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,685 3,370 owned after | $43.83 exercise price | 2017-04-12 | |
| 2017-04-10 | Musslewhite Robert W Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,276 14,552 owned after | $16.58 exercise price | 2017-04-12 | |
| 2017-04-02 | Miller Cormac F Officer (Chief Product Officer) | 4 | Restricted Stock Units Derivative · Indirect · By Spouse | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −798 2,394 owned after | $0.00 | 2017-04-04 | |
| 2017-03-28 | Miller Cormac F Officer (Chief Product Officer) | 4 | Restricted Stock Units Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,812 1,812 owned after | $0.00 | 2017-03-30 | |
| 2017-03-14 | Miller Cormac F Officer (Chief Product Officer) | 4/A | Restricted Stock Units Derivative · Indirect · By Spouse | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −269 269 owned after | $0.00 | 2017-03-20 |