ADVISORY BOARD CO Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 48 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-05-27: Reporting owner Farber Evan R; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-05-27: Reporting owner WILLIAMS FRANK J; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-05-27: Reporting owner Musslewhite Robert W; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-05-27: Reporting owner FELSENTHAL DAVID L; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-05-27 | Farber Evan R Officer (General Counsel) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −900 2,700 owned after | $0.00 | 2011-05-31 | |
| 2011-05-27 | WILLIAMS FRANK J Director, Officer (Executive Chairman) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,250 9,750 owned after | $0.00 | 2011-05-31 | |
| 2011-05-27 | Musslewhite Robert W Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,500 16,500 owned after | $0.00 | 2011-05-31 | |
| 2011-05-27 | FELSENTHAL DAVID L Officer (President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 12,000 owned after | $0.00 | 2011-05-31 | |
| 2011-05-27 | SCHWARTZ RICHARD A Officer (Executive Vice President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,250 3,750 owned after | $0.00 | 2011-05-31 | |
| 2011-05-27 | Miller Cormac F Officer (Executive Director) | 4 | Restricted Stock Units Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 4,500 owned after | $0.00 | 2011-05-31 | |
| 2011-05-27 | Miller Cormac F Officer (Executive Director) | 4 | Restricted Stock Units Derivative · Indirect · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 1,500 owned after | $0.00 | 2011-05-31 | |
| 2011-05-27 | SCHIRMEIER SCOTT A Officer (Executive Vice President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,418 4,252 owned after | $0.00 | 2011-05-31 | |
| 2011-05-27 | COULTER MARTIN D Officer (Executive Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 4,500 owned after | $0.00 | 2011-05-31 | |
| 2011-05-27 | VAN HOOSE MARY Officer (Chief Talent Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 4,500 owned after | $0.00 | 2011-05-31 | |
| 2011-05-27 | Kirshbaum Michael T Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 4,500 owned after | $0.00 | 2011-05-31 | |
| 2011-05-02 | COULTER MARTIN D Officer (Executive Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −800 0 owned after | $0.00 | 2011-05-02 | |
| 2011-04-15 | WILLIAMS FRANK J Director | 4/A | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,644 4,644 owned after | $0.00 | 2012-02-24 | |
| 2011-04-15 | WILLIAMS FRANK J Director, Officer (Executive Chairman) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,644 4,644 owned after | $0.00 | 2011-04-19 | |
| 2011-04-15 | VAN HOOSE MARY Officer (Chief Talent Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,572 5,572 owned after | $0.00 | 2011-04-19 | |
| 2011-04-15 | SCHWARTZ RICHARD A Officer (Executive Vice President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,572 5,572 owned after | $0.00 | 2011-04-19 | |
| 2011-04-15 | SCHIRMEIER SCOTT A Officer (Executive Vice President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,528 3,528 owned after | $0.00 | 2011-04-19 | |
| 2011-04-15 | Musslewhite Robert W Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,668 21,668 owned after | $0.00 | 2011-04-19 | |
| 2011-04-15 | Miller Cormac F Officer (Executive Director) | 4 | Restricted Stock Units Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,572 5,572 owned after | $0.00 | 2011-04-19 | |
| 2011-04-15 | Miller Cormac F Officer (Executive Director) | 4 | Restricted Stock Units Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,240 1,240 owned after | $0.00 | 2011-04-19 | |
| 2011-04-15 | Kirshbaum Michael T Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,880 5,880 owned after | $0.00 | 2011-04-19 | |
| 2011-04-15 | FELSENTHAL DAVID L Officer (President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,788 15,788 owned after | $0.00 | 2011-04-19 | |
| 2011-04-15 | Farber Evan R Officer (General Counsel) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,716 3,716 owned after | $0.00 | 2011-04-19 | |
| 2011-04-15 | COULTER MARTIN D Officer (Executive Director) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,952 4,952 owned after | $0.00 | 2011-04-19 | |
| 2011-04-15 | BANSAL SANJU K Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,064 2,064 owned after | $0.00 | 2011-04-19 | |
| 2011-04-15 | GRUA PETER J Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,064 2,064 owned after | $0.00 | 2011-04-19 | |
| 2011-04-15 | KINDICK KELT Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,302 3,302 owned after | $0.00 | 2011-04-19 | |
| 2011-04-15 | Neaman Mark R Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,064 2,064 owned after | $0.00 | 2011-04-19 | |
| 2011-04-15 | SHAPIRO LEON Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,064 2,064 owned after | $0.00 | 2011-04-19 | |
| 2011-04-15 | ZUMWALT LEANNE M Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,064 2,064 owned after | $0.00 | 2011-04-19 | |
| 2011-04-01 | Kirshbaum Michael T Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,800 0 owned after | $0.00 | 2011-04-04 | |
| 2011-03-31 | Kirshbaum Michael T Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −563 562 owned after | $0.00 | 2011-04-04 | |
| 2011-03-31 | Miller Cormac F Officer (Executive Director) | 4 | Restricted Stock Units Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −506 506 owned after | $0.00 | 2011-04-04 | |
| 2011-03-31 | Miller Cormac F Officer (Executive Director) | 4 | Restricted Stock Units Derivative · Indirect · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −625 625 owned after | $0.00 | 2011-04-04 | |
| 2011-03-31 | FELSENTHAL DAVID L Officer (President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,676 1,675 owned after | $0.00 | 2011-04-04 | |
| 2011-03-31 | SCHWARTZ RICHARD A Officer (Executive Vice President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −588 587 owned after | $0.00 | 2011-04-04 | |
| 2011-03-31 | VAN HOOSE MARY Officer (Chief Talent Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −563 562 owned after | $0.00 | 2011-04-04 | |
| 2011-03-07 | Kirshbaum Michael T Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −525 0 owned after | $0.00 | 2011-03-09 | |
| 2011-03-07 | VAN HOOSE MARY Officer (Chief Talent Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −550 0 owned after | $0.00 | 2011-03-09 | |
| 2011-03-07 | SCHWARTZ RICHARD A Officer (Executive Vice President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −625 0 owned after | $0.00 | 2011-03-09 | |
| 2011-03-07 | SCHIRMEIER SCOTT A Officer (Executive Vice President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −175 0 owned after | $0.00 | 2011-03-09 | |
| 2011-03-07 | Musslewhite Robert W Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −875 0 owned after | $0.00 | 2011-03-09 | |
| 2011-03-07 | Miller Cormac F Officer (Executive Director) | 4 | Restricted Stock Units Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −450 0 owned after | $0.00 | 2011-03-09 | |
| 2011-03-07 | Miller Cormac F Officer (Executive Director) | 4 | Restricted Stock Units Derivative · Indirect · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −625 0 owned after | $0.00 | 2011-03-09 | |
| 2011-03-07 | COULTER MARTIN D Officer (Executive Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −875 0 owned after | $0.00 | 2011-03-09 | |
| 2011-02-15 holding as of filing | Miller Cormac F Officer (Executive Director) | 3/A | Restricted Stock Units Derivative · Indirect · By Spouse | Holding | no price filed | 2011-02-15 | ||
| 2011-02-15 holding as of filing | Miller Cormac F Officer (Executive Director) | 3/A | Restricted Stock Units Derivative · Indirect · By Spouse | Holding | no price filed | 2011-02-15 | ||
| 2011-02-15 holding as of filing | Miller Cormac F Officer (Executive Director) | 3/A | Restricted Stock Units Derivative · Indirect · By Spouse | Holding | no price filed | 2011-02-15 |