ADVISORY BOARD CO Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 38 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-05-23: Reporting owner Miller Cormac F; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-05-15: Reporting owner Miller Cormac F; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-05-15: Reporting owner Miller Cormac F; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-05-15: Reporting owner SCHWARTZ RICHARD A; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-05-23 | Miller Cormac F Officer (Executive Vice President) | 4 | Restricted Stock Units Derivative · Indirect · By Spouse | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +80 80 owned after | $0.00 | 2012-05-24 | |
| 2012-05-15 | Miller Cormac F Officer (Executive Vice President) | 4 | Restricted Stock Units Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,393 4,179 owned after | $0.00 | 2012-05-17 | |
| 2012-05-15 | Miller Cormac F Officer (Executive Vice President) | 4 | Restricted Stock Units Derivative · Indirect · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −310 930 owned after | $0.00 | 2012-05-17 | |
| 2012-05-15 | SCHWARTZ RICHARD A Officer (Executive Vice President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,393 4,179 owned after | $0.00 | 2012-05-17 | |
| 2012-05-15 | VAN HOOSE MARY Officer (Chief Talent Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,393 4,179 owned after | $32.40 exercise price | 2012-05-17 | |
| 2012-05-15 | COULTER MARTIN D Officer (Executive Vice President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,238 3,714 owned after | $0.00 | 2012-05-17 | |
| 2012-05-15 | Farber Evan R Officer (General Counsel) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −929 2,787 owned after | $0.00 | 2012-05-17 | |
| 2012-05-15 | FELSENTHAL DAVID L Officer (President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,947 11,841 owned after | $0.00 | 2012-05-17 | |
| 2012-05-15 | Kirshbaum Michael T Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,470 4,410 owned after | $29.28 exercise price | 2012-05-17 | |
| 2012-05-15 | WILLIAMS FRANK J Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,482 2,162 owned after | $34.81 exercise price | 2012-05-16 | |
| 2012-05-15 | Musslewhite Robert W Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,417 16,251 owned after | $0.00 | 2012-05-16 | |
| 2012-04-27 | WILLIAMS FRANK J Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,250 6,500 owned after | $0.00 | 2012-05-01 | |
| 2012-04-27 | COULTER MARTIN D Officer (Executive Vice President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 3,000 owned after | $0.00 | 2012-05-01 | |
| 2012-04-27 | Farber Evan R Officer (General Counsel) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −900 1,800 owned after | $0.00 | 2012-05-01 | |
| 2012-04-27 | FELSENTHAL DAVID L Officer (President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 8,000 owned after | $0.00 | 2012-05-01 | |
| 2012-04-27 | Kirshbaum Michael T Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 3,000 owned after | $0.00 | 2012-05-01 | |
| 2012-04-27 | Musslewhite Robert W Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,500 11,000 owned after | $0.00 | 2012-05-01 | |
| 2012-04-27 | SCHWARTZ RICHARD A Officer (Executive Vice President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,250 2,500 owned after | $0.00 | 2012-05-01 | |
| 2012-04-27 | VAN HOOSE MARY Officer (Chief Talent Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 3,000 owned after | $0.00 | 2012-05-01 | |
| 2012-04-27 | Miller Cormac F Officer (Executive Vice President) | 4 | Restricted Stock Units Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 3,000 owned after | $0.00 | 2012-05-01 | |
| 2012-04-27 | Miller Cormac F Officer (Executive Vice President) | 4 | Restricted Stock Units Derivative · Indirect · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 1,000 owned after | $0.00 | 2012-05-01 | |
| 2012-04-17 | WILLIAMS FRANK J Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,168 2,168 owned after | $0.00 | 2012-04-19 | |
| 2012-04-17 | COULTER MARTIN D Officer (Executive Vice President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,148 3,148 owned after | $0.00 | 2012-04-19 | |
| 2012-04-17 | SCHWARTZ RICHARD A Officer (Executive Vice President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,004 4,004 owned after | $0.00 | 2012-04-19 | |
| 2012-04-17 | FELSENTHAL DAVID L Officer (President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,344 11,344 owned after | $0.00 | 2012-04-19 | |
| 2012-04-17 | Farber Evan R Officer (General Counsel) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,668 2,668 owned after | $0.00 | 2012-04-19 | |
| 2012-04-17 | Miller Cormac F Officer (Executive Vice President) | 4 | Restricted Stock Units Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,852 3,852 owned after | $0.00 | 2012-04-19 | |
| 2012-04-17 | Miller Cormac F Officer (Executive Vice President) | 4 | Restricted Stock Units Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +548 548 owned after | $0.00 | 2012-04-19 | |
| 2012-04-17 | Kirshbaum Michael T Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,064 4,064 owned after | $0.00 | 2012-04-19 | |
| 2012-04-17 | Musslewhite Robert W Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,796 17,796 owned after | $0.00 | 2012-04-19 | |
| 2012-04-17 | VAN HOOSE MARY Officer (Chief Talent Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,004 4,004 owned after | $0.00 | 2012-04-19 | |
| 2012-04-17 | BANSAL SANJU K Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,368 1,368 owned after | $0.00 | 2012-04-19 | |
| 2012-04-17 | ZUMWALT LEANNE M Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,368 1,368 owned after | $0.00 | 2012-04-19 | |
| 2012-04-17 | SHAPIRO LEON Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,368 1,368 owned after | $0.00 | 2012-04-19 | |
| 2012-04-17 | Neaman Mark R Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,368 1,368 owned after | $0.00 | 2012-04-19 | |
| 2012-04-17 | KINDICK KELT Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,168 2,168 owned after | $0.00 | 2012-04-19 | |
| 2012-04-17 | GRUA PETER J Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,368 1,368 owned after | $0.00 | 2012-04-19 | |
| 2012-03-06 | Kirshbaum Michael T Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −525 525 owned after | $0.00 | 2012-03-08 |