ADVISORY BOARD CO Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 39 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-12-20: Reporting owner Miller Cormac F; Form 4; Security Common Stock Options; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-12-19: Reporting owner VAN HOOSE MARY; Form 4; Security Common Stock Options; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-12-12: Reporting owner Musslewhite Robert W; Form 4; Security Common Stock Options; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-12-12: Reporting owner Musslewhite Robert W; Form 4; Security Common Stock Options; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-12-20 | Miller Cormac F Officer (Chief Product Officer) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750 6,000 owned after | $16.58 exercise price | 2016-12-22 | |
| 2016-12-19 | VAN HOOSE MARY Officer (Chief Talent Officer) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 4,000 owned after | $16.58 exercise price | 2016-12-21 | |
| 2016-12-12 | Musslewhite Robert W Director, Officer (Chief Executive Officer) | 4 | Common Stock Options Derivative · Indirect · By Trust | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,773 23,727 owned after | $16.58 exercise price | 2016-12-14 | |
| 2016-12-12 | Musslewhite Robert W Director, Officer (Chief Executive Officer) | 4 | Common Stock Options Derivative · Indirect · By Trust | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,727 22,000 owned after | $16.58 exercise price | 2016-12-14 | |
| 2016-12-07 | Miller Cormac F Officer (Chief Product Officer) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750 6,750 owned after | $16.58 exercise price | 2016-12-09 | |
| 2016-12-06 | VAN HOOSE MARY Officer (Chief Talent Officer) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 6,000 owned after | $16.58 exercise price | 2016-12-08 | |
| 2016-11-23 | Miller Cormac F Officer (Chief Product Officer) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750 7,500 owned after | $16.58 exercise price | 2016-11-29 | |
| 2016-11-22 | VAN HOOSE MARY Officer (Chief Talent Officer) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 8,000 owned after | $16.58 exercise price | 2016-11-23 | |
| 2016-11-21 | Kirshbaum Michael T Officer (Chief Financial Officer) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,400 2,400 owned after | $16.58 exercise price | 2016-11-23 | |
| 2016-11-14 | Musslewhite Robert W Director, Officer (Chief Executive Officer) | 4 | Common Stock Options Derivative · Indirect · By Trust | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,500 27,500 owned after | $16.58 exercise price | 2016-11-16 | |
| 2016-11-10 | VAN HOOSE MARY Officer (Chief Talent Officer) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 10,000 owned after | $16.58 exercise price | 2016-11-10 | |
| 2016-11-09 | Miller Cormac F Officer (Chief Product Officer) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750 8,250 owned after | $16.58 exercise price | 2016-11-10 | |
| 2016-10-26 | Miller Cormac F Officer (Chief Product Officer) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750 9,000 owned after | $16.58 exercise price | 2016-10-28 | |
| 2016-10-21 | Miller Cormac F Officer (Chief Product Officer) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750 9,750 owned after | $16.58 exercise price | 2016-10-14 | |
| 2016-10-20 | Kirshbaum Michael T Officer (Chief Financial Officer) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,400 4,800 owned after | $16.58 exercise price | 2016-10-24 | |
| 2016-10-10 | Musslewhite Robert W Director, Officer (Chief Executive Officer) | 4 | Common Stock Options Derivative · Indirect · By Trust | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,500 33,000 owned after | $16.58 exercise price | 2016-10-12 | |
| 2016-09-20 | Kirshbaum Michael T Officer (Chief Financial Officer) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,400 7,200 owned after | $16.58 exercise price | 2016-09-22 | |
| 2016-09-14 | Miller Cormac F Officer (Chief Product Officer) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 10,500 owned after | $16.58 exercise price | 2016-09-16 | |
| 2016-09-12 | Musslewhite Robert W Director, Officer (Chief Executive Officer) | 4 | Common Stock Options Derivative · Indirect · By Trust | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,500 38,500 owned after | $16.58 exercise price | 2016-09-14 | |
| 2016-03-14 | Miller Cormac F Officer (Chief Product Officer) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,624 1,628 owned after | $24.23 exercise price | 2016-03-16 | |
| 2016-03-14 | Miller Cormac F Officer (Chief Product Officer) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,624 1,628 owned after | $24.23 exercise price | 2016-03-16 | |
| 2016-03-02 | VAN HOOSE MARY Officer (Chief Talent Officer) | 4 | Common Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,600 19,600 owned after | $28.20 exercise price | 2016-03-04 | |
| 2016-03-02 | VAN HOOSE MARY Officer (Chief Talent Officer) | 4 | Common Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +53,572 53,572 owned after | $28.20 exercise price | 2016-03-04 | |
| 2016-03-02 | Musslewhite Robert W Director, Officer (Chief Executive Officer) | 4 | Common Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +139,900 139,900 owned after | $28.20 exercise price | 2016-03-04 | |
| 2016-03-02 | Musslewhite Robert W Director, Officer (Chief Executive Officer) | 4 | Common Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +152,552 152,552 owned after | $28.20 exercise price | 2016-03-04 | |
| 2016-03-02 | FELSENTHAL DAVID L Director, Officer (President) | 4 | Common Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +74,800 74,800 owned after | $28.20 exercise price | 2016-03-04 | |
| 2016-03-02 | FELSENTHAL DAVID L Director, Officer (President) | 4 | Common Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +163,264 163,264 owned after | $28.20 exercise price | 2016-03-04 | |
| 2016-03-02 | Miller Cormac F Officer (Chief Product Officer) | 4 | Common Stock Options Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,500 22,500 owned after | $28.20 exercise price | 2016-03-04 | |
| 2016-03-02 | Miller Cormac F Officer (Chief Product Officer) | 4 | Common Stock Options Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +61,224 61,224 owned after | $28.20 exercise price | 2016-03-04 | |
| 2016-03-02 | Farber Evan R Officer (Chief Legal Officer) | 4 | Common Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,900 15,900 owned after | $28.20 exercise price | 2016-03-04 | |
| 2016-03-02 | Farber Evan R Officer (Chief Legal Officer) | 4 | Common Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +43,368 43,368 owned after | $28.20 exercise price | 2016-03-04 | |
| 2016-03-02 | SCHWARTZ RICHARD A Officer (Chief Operating Officer) | 4 | Common Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,400 30,400 owned after | $28.20 exercise price | 2016-03-04 | |
| 2016-03-02 | SCHWARTZ RICHARD A Officer (Chief Operating Officer) | 4 | Common Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +66,328 66,328 owned after | $28.20 exercise price | 2016-03-04 | |
| 2016-03-02 | Kirshbaum Michael T Officer (Chief Financial Officer) | 4 | Common Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,800 16,800 owned after | $28.20 exercise price | 2016-03-04 | |
| 2016-03-02 | Kirshbaum Michael T Officer (Chief Financial Officer) | 4 | Common Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +63,776 63,776 owned after | $28.20 exercise price | 2016-03-04 | |
| 2016-02-19 | VAN HOOSE MARY Officer (Chief Talent Officer) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,700 4,172 owned after | $24.23 exercise price | 2016-02-23 | |
| 2016-02-12 | Miller Cormac F Officer (Executive Vice President) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,624 3,252 owned after | $24.23 exercise price | 2016-02-16 | |
| 2016-01-15 | VAN HOOSE MARY Officer (Chief Talent Officer) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,500 7,872 owned after | $24.23 exercise price | 2016-01-20 | |
| 2016-01-14 | Miller Cormac F Officer (Executive Vice President) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,624 4,876 owned after | $24.23 exercise price | 2016-01-15 |