ADVISORY BOARD CO Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 31 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-08-19: Reporting owner Neaman Mark R; Form 4; Security Common Stock Options; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-06-19: Reporting owner FELSENTHAL DAVID L; Form 4; Security Common Stock Options; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-06-05: Reporting owner FELSENTHAL DAVID L; Form 4; Security Common Stock Options; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-05-22: Reporting owner FELSENTHAL DAVID L; Form 4; Security Common Stock Options; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-08-19 | Neaman Mark R Director | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 20,832 owned after | $17.49 exercise price | 2014-11-13 | |
| 2014-06-19 | FELSENTHAL DAVID L Director, Officer (President) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,272 23,324 owned after | $9.26 exercise price | 2014-06-20 | |
| 2014-06-05 | FELSENTHAL DAVID L Director, Officer (President) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,272 27,596 owned after | $9.26 exercise price | 2014-06-09 | |
| 2014-05-22 | FELSENTHAL DAVID L Director, Officer (President) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,272 31,868 owned after | $9.26 exercise price | 2014-05-23 | |
| 2014-05-08 | FELSENTHAL DAVID L Director, Officer (President) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,272 36,140 owned after | $9.26 exercise price | 2014-05-12 | |
| 2014-04-17 | FELSENTHAL DAVID L Director, Officer (President) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,272 40,412 owned after | $9.26 exercise price | 2014-04-21 | |
| 2014-04-15 | Kirshbaum Michael T Officer (Chief Financial Officer) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,625 21,000 owned after | $22.38 exercise price | 2014-04-17 | |
| 2014-04-11 | Musslewhite Robert W Director, Officer (Chief Executive Officer) | 4 | Common Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +57,612 57,612 owned after | $57.83 exercise price | 2014-04-15 | |
| 2014-04-11 | FELSENTHAL DAVID L Director, Officer (President) | 4 | Common Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,824 36,824 owned after | $57.83 exercise price | 2014-04-15 | |
| 2014-04-11 | Farber Evan R Officer (General Counsel) | 4 | Common Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,164 9,164 owned after | $57.83 exercise price | 2014-04-15 | |
| 2014-04-11 | Kirshbaum Michael T Officer (Chief Financial Officer) | 4 | Common Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,804 13,804 owned after | $57.83 exercise price | 2014-04-15 | |
| 2014-04-11 | Miller Cormac F Officer (Executive Vice President) | 4 | Common Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,548 12,548 owned after | $57.83 exercise price | 2014-04-15 | |
| 2014-04-11 | SCHWARTZ RICHARD A Officer (President) | 4 | Common Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,440 12,440 owned after | $57.83 exercise price | 2014-04-15 | |
| 2014-04-11 | VAN HOOSE MARY Officer (Chief Talent Officer) | 4 | Common Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,276 12,276 owned after | $57.83 exercise price | 2014-04-15 | |
| 2014-04-03 | FELSENTHAL DAVID L Director, Officer (President) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,272 44,684 owned after | $9.26 exercise price | 2014-04-07 | |
| 2014-03-21 | FELSENTHAL DAVID L Director, Officer (President) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,272 48,956 owned after | $9.26 exercise price | 2014-03-24 | |
| 2014-03-17 | Kirshbaum Michael T Officer (Chief Financial Officer) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,625 23,625 owned after | $22.38 exercise price | 2014-03-18 | |
| 2014-03-07 | Neaman Mark R Director | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,002 40,832 owned after | $17.49 exercise price | 2014-03-10 | |
| 2014-03-06 | FELSENTHAL DAVID L Director, Officer (President) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,272 53,228 owned after | $9.26 exercise price | 2014-03-07 | |
| 2014-03-06 | Neaman Mark R Director | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,769 49,834 owned after | $17.49 exercise price | 2014-03-07 | |
| 2014-03-05 | Neaman Mark R Director | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,229 53,603 owned after | $17.49 exercise price | 2014-03-07 | |
| 2014-02-21 | KINDICK KELT Director | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 22,000 owned after | $17.49 exercise price | 2014-02-24 | |
| 2014-02-18 | Kirshbaum Michael T Officer (Chief Financial Officer) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,625 26,250 owned after | $22.38 exercise price | 2014-02-19 | |
| 2014-02-14 | KINDICK KELT Director | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 32,000 owned after | $17.49 exercise price | 2014-02-18 | |
| 2014-02-13 | Neaman Mark R Director | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,700 60,832 owned after | $17.49 exercise price | 2014-02-14 | |
| 2014-02-12 | Neaman Mark R Director | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,300 78,532 owned after | $17.49 exercise price | 2014-02-14 | |
| 2014-02-12 | Miller Cormac F Officer (Executive Vice President) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,600 1,600 owned after | $17.41 exercise price | 2014-02-13 | |
| 2014-01-29 | Miller Cormac F Officer (Executive Vice President) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,600 3,200 owned after | $17.41 exercise price | 2014-01-30 | |
| 2014-01-15 | Kirshbaum Michael T Officer (Chief Financial Officer) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,625 28,875 owned after | $22.38 exercise price | 2014-01-16 | |
| 2014-01-15 | Miller Cormac F Officer (Executive Vice President) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,600 4,800 owned after | $17.41 exercise price | 2014-01-16 | |
| 2014-01-02 | Miller Cormac F Officer (Executive Vice President) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,600 6,400 owned after | $17.41 exercise price | 2014-01-03 |