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ADAPTIVE BIOTECHNOLOGIES CORPORATION (ADPT) Form D

ADAPTIVE BIOTECHNOLOGIES CORPORATION Form D Notices of Exempt Offering of Securities

Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.

  • 2015-05-11: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2015-05-05; Total offering amount $195,099,954.
  • 2015-01-22: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2015-01-07; Total offering amount $93,750,000.
  • 2015-01-21: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2015-01-07; Total offering amount $95,716,444.
  • 2014-08-04: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2014-04-04; Total offering amount $106,999,480.
FiledFederal exemptionTypes of securities offeredDate of first saleTotal offering amountTotal amount soldTotal remaining to be soldInvestors who have already invested
2015-05-11Rule 506(b)Equity2015-05-05$195,099,954$195,099,954$016
2015-01-22Rule 506(b)Equity2015-01-07$93,750,000$93,750,000$04
2015-01-21Rule 506(b)Equity2015-01-07$95,716,444$95,716,444$061
2014-08-04
D/A
Rule 506(b)Equity2014-04-04$106,999,480$106,999,480$06
2014-04-15Rule 506(b)Equity2014-04-04$104,999,480$104,999,480$04
2013-07-12Rule 506Equity2013-07-01$19,999,997$5,024,792$14,975,2053
2012-06-21Rule 506Equity2012-06-07$5,048,707$2,649,272$2,399,43537
2011-06-02Rule 506Equity2011-05-20$7,500,000$5,821,524$1,678,47663
2009-12-28Rule 506Equity2009-12-17$5,000,000$3,955,000$1,045,00050

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