ACCURIDE CORP Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 34 rows, 34 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-08-27: Reporting owner Cetus Capital, LLC | Littlejohn Fund III L P | LITTLEJOHN ASSOCIATES III, L.L.C.; Form 3; Security Warrants (right to buy); Transaction Holding.
- 2010-04-05: Reporting owner Martin Stephen Albert; Form 3; Security Warrants (Right to Buy); Transaction Holding.
- 2010-03-12: Reporting owner LAVINE JONATHAN S | SANKATY CREDIT OPPORTUNITIES LP | SANKATY CREDIT MEMBER, LLC | SANKATY CREDIT OPPORTUNITIES (OFFSHORE) IV LP | SANKATY CREDIT OPPORTUNITIES IV LP | Sankaty Credit Opportunities Investors II, LLC | SANKATY CREDIT OPPORTUNITIES II LP | Sankaty Credit Opportunities Investors, LLC | SANKATY CREDIT OPPORTUNITIES III LP | Sankaty Credit Opportunities Investors III, LLC; Form 3/A; Security Warrant (right to buy); Transaction Holding.
- 2010-03-12: Reporting owner Sankaty Credit Opportunities Investors IV, LLC | PROSPECT FUNDING I LLC | LAVINE JONATHAN S | PROSPECT HARBOR INVESTORS, LLC | PROSPECT HARBOR CREDIT PARTNERS LP | Sankaty Credit Member (Offshore), Ltd.; Form 3/A; Security Warrant (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-08-27 holding as of filing | Cetus Capital, LLC | Littlejohn Fund III L P | LITTLEJOHN ASSOCIATES III, L.L.C. 10% Owner | 10% Owner | 10% Owner | 3 | Warrants (right to buy) Derivative · Direct | Holding | $2.10 exercise price | 2010-08-27 | ||
| 2010-04-05 holding as of filing | Martin Stephen Albert Officer (VP/General Counsel & Corp Sec) | 3 | Warrants (Right to Buy) Derivative · Direct | Holding | $2.10 exercise price | 2010-04-05 | ||
| 2010-03-12 holding as of filing | LAVINE JONATHAN S | SANKATY CREDIT OPPORTUNITIES LP | SANKATY CREDIT MEMBER, LLC | SANKATY CREDIT OPPORTUNITIES (OFFSHORE) IV LP | SANKATY CREDIT OPPORTUNITIES IV LP | Sankaty Credit Opportunities Investors II, LLC | SANKATY CREDIT OPPORTUNITIES II LP | Sankaty Credit Opportunities Investors, LLC | SANKATY CREDIT OPPORTUNITIES III LP | Sankaty Credit Opportunities Investors III, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Warrant (right to buy) Derivative · Indirect · See Footnotes | Holding | $2.10 exercise price | 2010-03-12 | ||
| 2010-03-12 holding as of filing | Sankaty Credit Opportunities Investors IV, LLC | PROSPECT FUNDING I LLC | LAVINE JONATHAN S | PROSPECT HARBOR INVESTORS, LLC | PROSPECT HARBOR CREDIT PARTNERS LP | Sankaty Credit Member (Offshore), Ltd. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Warrant (right to buy) Derivative · Indirect · See Footnotes | Holding | $2.10 exercise price | 2010-03-12 | ||
| 2010-03-02 holding as of filing | PROSPECT HARBOR CREDIT PARTNERS LP | PROSPECT HARBOR INVESTORS, LLC | Sankaty Credit Opportunities Investors (Offshore) IV, L.P. | Sankaty Credit Member (Offshore), Ltd. | LAVINE JONATHAN S | Sankaty Credit Opportunities Investors IV, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Warrant (right to buy) Derivative · Indirect · See Footnotes | Holding | $2.10 exercise price | 2010-03-02 | ||
| 2010-03-02 holding as of filing | Sankaty Credit Opportunities Investors, LLC | SANKATY CREDIT MEMBER, LLC | SANKATY CREDIT OPPORTUNITIES II LP | Sankaty Credit Opportunities Investors III, LLC | LAVINE JONATHAN S | SANKATY CREDIT OPPORTUNITIES (OFFSHORE) IV LP | SANKATY CREDIT OPPORTUNITIES III LP | SANKATY CREDIT OPPORTUNITIES IV LP | SANKATY CREDIT OPPORTUNITIES LP | Sankaty Credit Opportunities Investors II, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Warrant (right to buy) Derivative · Indirect · See Footnotes | Holding | $2.10 exercise price | 2010-03-02 | ||
| 2010-02-26 | RUTTENBERG ERIC M/ | TINICUM CAPITAL PARTNERS II PARALLEL FUND LP | TINICUM CAPITAL PARTNERS II, L.P. | OTOOLE TERENCE M | Tinicum Capital Partners II Executive Fund L.L.C. | Tinicum Lantern II, LLC Director | Director | Director | Director | Director | Director | 4 | Common Stock Warrant (right to buy) Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +1,722,670 1,722,670 owned after | $2.10 exercise price | 2010-03-02 | |
| 2010-02-26 | RUTTENBERG ERIC M/ | TINICUM CAPITAL PARTNERS II PARALLEL FUND LP | TINICUM CAPITAL PARTNERS II, L.P. | OTOOLE TERENCE M | Tinicum Capital Partners II Executive Fund L.L.C. | Tinicum Lantern II, LLC Director | Director | Director | Director | Director | Director | 4 | Common Stock Warrant (right to buy) Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +8,963 8,963 owned after | $2.10 exercise price | 2010-03-02 | |
| 2010-02-26 | RUTTENBERG ERIC M/ | TINICUM CAPITAL PARTNERS II PARALLEL FUND LP | TINICUM CAPITAL PARTNERS II, L.P. | OTOOLE TERENCE M | Tinicum Capital Partners II Executive Fund L.L.C. | Tinicum Lantern II, LLC Director | Director | Director | Director | Director | Director | 4 | Common Stock Warrant (right to buy) Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +1,731,634 1,731,634 owned after | $2.10 exercise price | 2010-03-02 | |
| 2010-02-26 | RUTTENBERG ERIC M/ | TINICUM CAPITAL PARTNERS II PARALLEL FUND LP | TINICUM CAPITAL PARTNERS II, L.P. | OTOOLE TERENCE M | Tinicum Capital Partners II Executive Fund L.L.C. | Tinicum Lantern II, LLC Director | Director | Director | Director | Director | Director | 4 | Common Stock Warrant (right to buy) Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +1,731,634 1,731,634 owned after | $2.10 exercise price | 2010-03-02 | |
| 2010-02-26 | Risch Gregory Alan Officer (VP/Chief Accounting Officer) | 4 | Warrant (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +3,210 3,210 owned after | $2.10 exercise price | 2010-03-02 | |
| 2010-02-26 | Gulda Edward James Officer (Sr. VP Component Operations) | 4 | Warrant (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +24,875 24,875 owned after | $2.10 exercise price | 2010-03-02 | |
| 2010-02-26 | Wright Leigh Alexander Officer (Sr. VP/Accuride Wheels) | 4 | Warrant (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +36,475 36,475 owned after | $2.10 exercise price | 2010-03-02 | |
| 2010-02-26 | LASKY WILLIAM M Director, Officer (Chairman, President & CEO) | 4 | Warrant (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +164,579 164,579 owned after | $2.10 exercise price | 2010-03-02 | |
| 2010-02-26 | Maniatis James John Officer (Sr. VP/Human Resources) | 4 | Warrant (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +18,648 18,648 owned after | $2.10 exercise price | 2010-03-02 | |
| 2010-02-26 | Schomer Richard Frederick Officer (Sr VP/ Sales & Marketing) | 4 | Warrant (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +23,453 23,453 owned after | $2.10 exercise price | 2010-03-02 | |
| 2010-02-26 | ALGER MICHAEL E. Director | 4 | Warrant (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +5,623 5,623 owned after | $2.10 exercise price | 2010-03-02 | |
| 2010-02-26 | NEIMARK JASON H Director | 4 | Warrant (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +5,623 5,623 owned after | $2.10 exercise price | 2010-03-02 | |
| 2010-02-26 | Mueller Donald C Director | 4 | Warrant (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +5,623 5,623 owned after | $2.10 exercise price | 2010-03-02 | |
| 2010-02-26 | Dalton Mark D Director | 4 | Warrant (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +14,058 14,058 owned after | $2.10 exercise price | 2010-03-02 | |
| 2010-02-26 | JOHNSON DONALD T JR Director | 4 | Warrant (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +168,693 168,693 owned after | $2.10 exercise price | 2010-03-02 | |
| 2010-02-26 | Durrett John Donald Jr. Director | 4 | Warrant (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +65,080 65,080 owned after | $2.10 exercise price | 2010-03-02 | |
| 2010-02-26 | RENTSCHLER CHARLIE Director | 4 | Warrant (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +70,289 70,289 owned after | $2.10 exercise price | 2010-03-02 | |
| 2010-02-26 | ROOF DONALD C Director | 4 | Warrant (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +21,790 21,790 owned after | $2.10 exercise price | 2010-03-02 | |
| 2010-02-26 | Urbanek Brian J Director | 4 | Warrant (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +5,623 5,623 owned after | $2.10 exercise price | 2010-03-02 | |
| 2010-02-26 | TAYLOR THOMAS V Director | 4 | Warrant (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +5,623 5,623 owned after | $2.10 exercise price | 2010-03-02 | |
| 2010-02-26 | Sun Accuride Debt Investments, LLC | SCSF Equities, LLC | Sun Capital Securities, LLC | Sun Capital Securities Advisors, LP | SCSF Debt Investments, LLC | Sun Capital Advisors V, L.P. | SCSF III Debt Investments, LP | Sun Capital Securities III, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · See Footnotes | C Conversion of derivative security | −321,229 0 owned after | $0.01 | 2010-03-02 | |
| 2010-02-26 | Sun Accuride Debt Investments, LLC | SCSF Equities, LLC | Sun Capital Securities, LLC | Sun Capital Securities Advisors, LP | SCSF Debt Investments, LLC | Sun Capital Advisors V, L.P. | SCSF III Debt Investments, LP | Sun Capital Securities III, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | +3,475,790 3,475,790 owned after | $2.10 exercise price | 2010-03-02 | |
| 2010-02-26 | Sun Accuride Debt Investments, LLC | SUN CAPITAL SECURITIES FUND L P | SUN CAPITAL PARTNERS V LP | KROUSE RODGER R | LEDER MARC J | Sun Capital Securities Offshore Fund Ltd | Sun Capital Partners V, Ltd 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · See Footnotes | C Conversion of derivative security | −321,229 0 owned after | $0.01 | 2010-03-02 | |
| 2010-02-26 | Sun Accuride Debt Investments, LLC | SUN CAPITAL SECURITIES FUND L P | SUN CAPITAL PARTNERS V LP | KROUSE RODGER R | LEDER MARC J | Sun Capital Securities Offshore Fund Ltd | Sun Capital Partners V, Ltd 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | +3,475,790 3,475,790 owned after | $2.10 exercise price | 2010-03-02 | |
| 2009-09-28 | Sun Accuride Debt Investments, LLC | SCSF Equities, LLC | Sun Capital Securities, LLC | Sun Capital Securities Advisors, LP | SCSF Debt Investments, LLC | Sun Capital Advisors V, L.P. | SCSF III Debt Investments, LP | Sun Capital Securities III, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · See Footnotes | C Conversion of derivative security | −11,386,345 318,945 owned after | $0.01 | 2010-03-02 | |
| 2009-09-28 | Sun Accuride Debt Investments, LLC | SUN CAPITAL SECURITIES FUND L P | SUN CAPITAL PARTNERS V LP | KROUSE RODGER R | LEDER MARC J | Sun Capital Securities Offshore Fund Ltd | Sun Capital Partners V, Ltd 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · See Footnotes | C Conversion of derivative security | −11,386,345 318,945 owned after | $0.01 | 2010-03-02 | |
| 2009-02-17 holding as of filing | Sun Capital Advisors V, L.P. | SUN CAPITAL PARTNERS V LP | LEDER MARC J | Sun Capital Partners V, Ltd | SCSF Debt Investments, LLC | Sun Capital Securities, LLC | Sun Accuride Debt Investments, LLC | SCSF III Debt Investments, LP | KROUSE RODGER R | SCSF Equities, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Common Stock Purchase Warrant Derivative · Indirect · See Footnotes | Holding | $0.01 exercise price | 2009-02-17 | ||
| 2009-02-17 holding as of filing | Sun Capital Securities III, LLC | Sun Capital Securities Advisors, LP | Sun Accuride Debt Investments, LLC | Sun Capital Securities Offshore Fund Ltd | SUN CAPITAL SECURITIES FUND L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Common Stock Purchase Warrant Derivative · Indirect · See Footnotes | Holding | $0.01 exercise price | 2009-02-17 |