ACCURIDE CORP Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 30 rows, 30 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-12-16: Reporting owner Third Point Advisors II L.L.C. | Third Point Offshore Master Fund, L.P.; Form 3; Security 7.5% Senior Convertible Notes due 2020; Transaction Holding.
- 2010-11-29: Reporting owner PROSPECT HARBOR CREDIT PARTNERS LP | PROSPECT HARBOR INVESTORS, LLC | Sankaty Credit Member (Offshore), Ltd. | Sankaty Credit Opportunities Investors (Offshore) IV, L.P.; Form 4/A; Security 7.5% Convertible Note; Transaction C Conversion of derivative security.
- 2010-11-29: Reporting owner SANKATY CREDIT OPPORTUNITIES III LP | SANKATY CREDIT OPPORTUNITIES LP | SANKATY CREDIT OPPORTUNITIES II LP | Sankaty Credit Opportunities Investors II, LLC | SANKATY CREDIT OPPORTUNITIES IV LP | SANKATY CREDIT MEMBER, LLC | LAVINE JONATHAN S | PROSPECT FUNDING I LLC | Sankaty Credit Opportunities Investors III, LLC | SANKATY CREDIT OPPORTUNITIES (OFFSHORE) IV LP; Form 4/A; Security 7.5% Convertible Note; Transaction C Conversion of derivative security.
- 2010-11-29: Reporting owner SANKATY CREDIT OPPORTUNITIES IV LP | PROSPECT FUNDING I LLC | SANKATY CREDIT OPPORTUNITIES III LP | SANKATY CREDIT MEMBER, LLC | Sankaty Credit Opportunities Investors III, LLC | SANKATY CREDIT OPPORTUNITIES II LP | LAVINE JONATHAN S | Sankaty Credit Opportunities Investors II, LLC | SANKATY CREDIT OPPORTUNITIES LP | SANKATY CREDIT OPPORTUNITIES (OFFSHORE) IV LP; Form 4; Security 7.5% Convertible Note; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-12-16 holding as of filing | Third Point Advisors II L.L.C. | Third Point Offshore Master Fund, L.P. 10% Owner | 10% Owner | 3 | 7.5% Senior Convertible Notes due 2020 Derivative · Direct | Holding | $0.75 exercise price | 2010-12-16 | ||
| 2010-11-29 | PROSPECT HARBOR CREDIT PARTNERS LP | PROSPECT HARBOR INVESTORS, LLC | Sankaty Credit Member (Offshore), Ltd. | Sankaty Credit Opportunities Investors (Offshore) IV, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4/A | 7.5% Convertible Note Derivative · Indirect · See footnotes | C Conversion of derivative security | 0 owned after | $9.36 exercise price | 2012-03-28 | |
| 2010-11-29 | SANKATY CREDIT OPPORTUNITIES III LP | SANKATY CREDIT OPPORTUNITIES LP | SANKATY CREDIT OPPORTUNITIES II LP | Sankaty Credit Opportunities Investors II, LLC | SANKATY CREDIT OPPORTUNITIES IV LP | SANKATY CREDIT MEMBER, LLC | LAVINE JONATHAN S | PROSPECT FUNDING I LLC | Sankaty Credit Opportunities Investors III, LLC | SANKATY CREDIT OPPORTUNITIES (OFFSHORE) IV LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4/A | 7.5% Convertible Note Derivative · Indirect · See footnotes | C Conversion of derivative security | 0 owned after | $9.36 exercise price | 2012-03-28 | |
| 2010-11-29 | SANKATY CREDIT OPPORTUNITIES IV LP | PROSPECT FUNDING I LLC | SANKATY CREDIT OPPORTUNITIES III LP | SANKATY CREDIT MEMBER, LLC | Sankaty Credit Opportunities Investors III, LLC | SANKATY CREDIT OPPORTUNITIES II LP | LAVINE JONATHAN S | Sankaty Credit Opportunities Investors II, LLC | SANKATY CREDIT OPPORTUNITIES LP | SANKATY CREDIT OPPORTUNITIES (OFFSHORE) IV LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | 7.5% Convertible Note Derivative · Indirect · See footnotes | C Conversion of derivative security | −30,993,367 0 owned after | $9.36 exercise price | 2012-03-08 | |
| 2010-11-29 | PROSPECT HARBOR INVESTORS, LLC | LAVINE JONATHAN S | Sankaty Credit Member (Offshore), Ltd. 10% Owner | 10% Owner | 10% Owner | 4 | 7.5% Convertible Note Derivative · Indirect · See footnotes | C Conversion of derivative security | −30,993,367 0 owned after | $9.36 exercise price | 2012-03-08 | |
| 2010-11-29 | Third Point Offshore Master Fund, L.P. | Third Point Advisors II L.L.C. 10% Owner | 10% Owner | 4 | 7.5% Senior Comvetible Notes due 2020 Derivative · Direct | C Conversion of derivative security | −5,882,226 0 owned after | $4.20 exercise price | 2010-12-16 | |
| 2010-11-29 | OTOOLE TERENCE M | Tinicum Capital Partners II Executive Fund L.L.C. | RUTTENBERG ERIC M/ | Tinicum Lantern II, LLC | TINICUM CAPITAL PARTNERS II, L.P. | TINICUM CAPITAL PARTNERS II PARALLEL FUND LP | | | | | | 4 | 7.5% Senior Convertible Notes due 2020 Derivative · Direct · (m) | C Conversion of derivative security | −7,487,522 0 owned after | no price filed | 2010-12-03 | |
| 2010-11-29 | OTOOLE TERENCE M | Tinicum Capital Partners II Executive Fund L.L.C. | RUTTENBERG ERIC M/ | Tinicum Lantern II, LLC | TINICUM CAPITAL PARTNERS II, L.P. | TINICUM CAPITAL PARTNERS II PARALLEL FUND LP | | | | | | 4 | 7.5% Senior Convertible Notes due 2020 Derivative · Direct · (m) | C Conversion of derivative security | −38,826 0 owned after | no price filed | 2010-12-03 | |
| 2010-11-29 | OTOOLE TERENCE M | Tinicum Capital Partners II Executive Fund L.L.C. | RUTTENBERG ERIC M/ | Tinicum Lantern II, LLC | TINICUM CAPITAL PARTNERS II, L.P. | TINICUM CAPITAL PARTNERS II PARALLEL FUND LP | | | | | | 4 | 7.5% Senior Convertible Notes due 2020 Derivative · Direct · (m) | C Conversion of derivative security | −22,642 0 owned after | no price filed | 2010-12-03 | |
| 2010-11-29 | OTOOLE TERENCE M | Tinicum Capital Partners II Executive Fund L.L.C. | RUTTENBERG ERIC M/ | Tinicum Lantern II, LLC | TINICUM CAPITAL PARTNERS II, L.P. | TINICUM CAPITAL PARTNERS II PARALLEL FUND LP | | | | | | 4 | 7.5% Senior Convertible Notes due 2020 Derivative · Indirect · (m) | C Conversion of derivative security | −7,548,990 0 owned after | no price filed | 2010-12-03 | |
| 2010-11-29 | OTOOLE TERENCE M | Tinicum Capital Partners II Executive Fund L.L.C. | RUTTENBERG ERIC M/ | Tinicum Lantern II, LLC | TINICUM CAPITAL PARTNERS II, L.P. | TINICUM CAPITAL PARTNERS II PARALLEL FUND LP | | | | | | 4 | 7.5% Senior Convertible Notes due 2020 Derivative · Indirect · (m) | C Conversion of derivative security | −7,548,990 0 owned after | no price filed | 2010-12-03 | |
| 2010-11-29 | Gendal Steven K. | GREENHAUS SHELLEY F | WHIPPOORWILL ASSOCIATES INC 10% Owner | 10% Owner | 10% Owner | 4 | 7.5% Senior Convertible Notes Derivative · Direct | C Conversion of derivative security | −14,815,738 0 owned after | $4.20 exercise price | 2010-12-01 | |
| 2010-11-24 | Cetus Capital, LLC 10% Owner | 4 | 7.5% Senior Convertible Notes due 2020 Derivative · Direct | C Conversion of derivative security | −11,511,696 0 owned after | $0.00 | 2010-12-01 | |
| 2010-10-07 | GREENHAUS SHELLEY F | WHIPPOORWILL ASSOCIATES INC | Gendal Steven K. 10% Owner | 10% Owner | 10% Owner | 4 | 7.5% Senior Convertible Notes Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,000,000 20,849,215 owned after | $2,665,000.00 | 2010-10-12 | |
| 2010-09-22 | Senator Investment Group LP 10% Owner | 4 | 7.5% Senior Convertible Notes due 2020 Derivative · Indirect · See Footnotes | S Open market or private sale of non-derivative or derivative security | 12,794,401 owned after | $5,015,000.00 | 2010-09-24 | |
| 2010-08-31 | Littlejohn Fund III L P | LITTLEJOHN ASSOCIATES III, L.L.C. | Cetus Capital, LLC 10% Owner | 10% Owner | 10% Owner | 4 | 7.5% Senioor Convertible Notes due 2020 Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | 16,199,667 owned after | $0.75 | 2010-09-02 | |
| 2010-08-27 holding as of filing | Cetus Capital, LLC | Littlejohn Fund III L P | LITTLEJOHN ASSOCIATES III, L.L.C. 10% Owner | 10% Owner | 10% Owner | 3 | 7.5% Senior Convertible Notes due 2020 Derivative · Direct | Holding | $0.75 exercise price | 2010-08-27 | ||
| 2010-08-06 holding as of filing | Gendal Steven K. | WHIPPOORWILL ASSOCIATES INC | GREENHAUS SHELLEY F 10% Owner | 10% Owner | 10% Owner | 3 | 7.5% Senior Convertible Notes Derivative · Direct | Holding | $0.75 exercise price | 2010-08-06 | ||
| 2010-08-04 | Gendal Steven K. | GREENHAUS SHELLEY F | WHIPPOORWILL ASSOCIATES INC 10% Owner | 10% Owner | 10% Owner | 4 | 7.5% Senior Convertible Notes Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,000,000 17,755,167 owned after | $2,585,000.00 | 2010-08-06 | |
| 2010-08-03 | Third Point Offshore Master Fund, L.P. | Third Point Advisors II L.L.C. 10% Owner | 10% Owner | 4 | 7.5% Senior Convertible Notes due 2020 Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −419,000 5,669,616 owned after | $251,000.00 | 2010-12-16 | |
| 2010-03-12 holding as of filing | LAVINE JONATHAN S | SANKATY CREDIT OPPORTUNITIES LP | SANKATY CREDIT MEMBER, LLC | SANKATY CREDIT OPPORTUNITIES (OFFSHORE) IV LP | SANKATY CREDIT OPPORTUNITIES IV LP | Sankaty Credit Opportunities Investors II, LLC | SANKATY CREDIT OPPORTUNITIES II LP | Sankaty Credit Opportunities Investors, LLC | SANKATY CREDIT OPPORTUNITIES III LP | Sankaty Credit Opportunities Investors III, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | 7.5% Convertible Note Derivative · Indirect · See Footnotes | Holding | $0.75 exercise price | 2010-03-12 | ||
| 2010-03-12 holding as of filing | Sankaty Credit Opportunities Investors IV, LLC | PROSPECT FUNDING I LLC | LAVINE JONATHAN S | PROSPECT HARBOR INVESTORS, LLC | PROSPECT HARBOR CREDIT PARTNERS LP | Sankaty Credit Member (Offshore), Ltd. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | 7.5% Convertible Note Derivative · Indirect · See Footnotes | Holding | $0.75 exercise price | 2010-03-12 | ||
| 2010-03-05 holding as of filing | Senator Investment Group LP 10% Owner | 3 | 7.5% Senior Convertible Notes due 2020 Derivative · Indirect · See Footnotes | Holding | $0.75 exercise price | 2010-03-05 | ||
| 2010-03-02 holding as of filing | PROSPECT HARBOR CREDIT PARTNERS LP | PROSPECT HARBOR INVESTORS, LLC | Sankaty Credit Opportunities Investors (Offshore) IV, L.P. | Sankaty Credit Member (Offshore), Ltd. | LAVINE JONATHAN S | Sankaty Credit Opportunities Investors IV, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | 7.5% Convertible Note Derivative · Indirect · See Footnotes | Holding | $0.75 exercise price | 2010-03-02 | ||
| 2010-03-02 holding as of filing | Sankaty Credit Opportunities Investors, LLC | SANKATY CREDIT MEMBER, LLC | SANKATY CREDIT OPPORTUNITIES II LP | Sankaty Credit Opportunities Investors III, LLC | LAVINE JONATHAN S | SANKATY CREDIT OPPORTUNITIES (OFFSHORE) IV LP | SANKATY CREDIT OPPORTUNITIES III LP | SANKATY CREDIT OPPORTUNITIES IV LP | SANKATY CREDIT OPPORTUNITIES LP | Sankaty Credit Opportunities Investors II, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | 7.5% Convertible Note Derivative · Indirect · See Footnotes | Holding | $0.75 exercise price | 2010-03-02 | ||
| 2010-02-26 | RUTTENBERG ERIC M/ | TINICUM CAPITAL PARTNERS II PARALLEL FUND LP | TINICUM CAPITAL PARTNERS II, L.P. | OTOOLE TERENCE M | Tinicum Capital Partners II Executive Fund L.L.C. | Tinicum Lantern II, LLC Director | Director | Director | Director | Director | Director | 4 | 7.5% Senior Convertible Notes due 2020 Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | $0.75 exercise price | 2010-03-02 | ||
| 2010-02-26 | RUTTENBERG ERIC M/ | TINICUM CAPITAL PARTNERS II PARALLEL FUND LP | TINICUM CAPITAL PARTNERS II, L.P. | OTOOLE TERENCE M | Tinicum Capital Partners II Executive Fund L.L.C. | Tinicum Lantern II, LLC Director | Director | Director | Director | Director | Director | 4 | 7.5% Senior Convertible Notes due 2020 Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | $0.75 exercise price | 2010-03-02 | ||
| 2010-02-26 | RUTTENBERG ERIC M/ | TINICUM CAPITAL PARTNERS II PARALLEL FUND LP | TINICUM CAPITAL PARTNERS II, L.P. | OTOOLE TERENCE M | Tinicum Capital Partners II Executive Fund L.L.C. | Tinicum Lantern II, LLC Director | Director | Director | Director | Director | Director | 4 | 7.5% Senior Convertible Notes due 2020 Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | $0.75 exercise price | 2010-03-02 | ||
| 2010-02-26 | RUTTENBERG ERIC M/ | TINICUM CAPITAL PARTNERS II PARALLEL FUND LP | TINICUM CAPITAL PARTNERS II, L.P. | OTOOLE TERENCE M | Tinicum Capital Partners II Executive Fund L.L.C. | Tinicum Lantern II, LLC Director | Director | Director | Director | Director | Director | 4 | 7.5% Senior Convertible Notes due 2020 Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | $0.75 exercise price | 2010-03-02 | ||
| 2010-02-26 | RUTTENBERG ERIC M/ | TINICUM CAPITAL PARTNERS II PARALLEL FUND LP | TINICUM CAPITAL PARTNERS II, L.P. | OTOOLE TERENCE M | Tinicum Capital Partners II Executive Fund L.L.C. | Tinicum Lantern II, LLC Director | Director | Director | Director | Director | Director | 4 | 7.5% Senior Convertible Notes due 2020 Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | $0.75 exercise price | 2010-03-02 |