ACCURIDE CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 61 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-11-18: Reporting owner Cetus Capital III, L.P. | Littlejohn Fund IV, L.P.; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-11-18: Reporting owner Maybaum Richard E. | Littlejohn Associates IV, L.L.C. | Cetus Capital II, LLC | Littlejohn Opportunities GP LLC | SG Distressed Fund, LP | Cetus Capital, LLC | Littlejohn Opportunities Master Fund LP | Littlejohn Fund III L P | Davis Robert E. | LITTLEJOHN ASSOCIATES III, L.L.C.; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-11-18: Reporting owner Hazlett Scott D.; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-11-18: Reporting owner Martin Stephen Albert; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-11-18 | Cetus Capital III, L.P. | Littlejohn Fund IV, L.P. 10% Owner | 10% Owner | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −26,402 0 owned after | $0.00 | 2016-11-21 | |
| 2016-11-18 | Maybaum Richard E. | Littlejohn Associates IV, L.L.C. | Cetus Capital II, LLC | Littlejohn Opportunities GP LLC | SG Distressed Fund, LP | Cetus Capital, LLC | Littlejohn Opportunities Master Fund LP | Littlejohn Fund III L P | Davis Robert E. | LITTLEJOHN ASSOCIATES III, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −26,402 0 owned after | $0.00 | 2016-11-21 | |
| 2016-11-18 | Hazlett Scott D. Officer (President, Accuride Wheels) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −139,516 0 owned after | $0.00 | 2016-11-21 | |
| 2016-11-18 | Martin Stephen Albert Officer (SVP-GC & HR/Corp. Secr.) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −107,430 0 owned after | $0.00 | 2016-11-21 | |
| 2016-11-18 | Blair Mary Elizabeth Officer (Sr. VP/Supply Chain Mgt.) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −99,198 0 owned after | $0.00 | 2016-11-21 | |
| 2016-11-18 | RULSEH JAMES R Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,765 0 owned after | $0.00 | 2016-11-21 | |
| 2016-11-18 | HAJOST MICHAEL A Officer (SVP/Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −80,272 0 owned after | $0.00 | 2016-11-21 | |
| 2016-11-18 | BUSSE KEITH E Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,402 0 owned after | $0.00 | 2016-11-21 | |
| 2016-11-18 | Risch Gregory Alan Officer (President, Gunite) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −104,343 0 owned after | $0.00 | 2016-11-21 | |
| 2016-11-18 | RISNER JOHN W Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,402 0 owned after | $0.00 | 2016-11-21 | |
| 2016-11-18 | KLING LEWIS M Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,402 0 owned after | $0.00 | 2016-11-21 | |
| 2016-11-18 | DAUCH RICHARD F Director, Officer (President & CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −663,078 0 owned after | $0.00 | 2016-11-21 | |
| 2016-11-18 | ADAMS ROBIN J Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,765 0 owned after | $0.00 | 2016-11-21 | |
| 2016-09-02 | Adams David Gordon Officer (President, Brillion Iron Works) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,550 0 owned after | $0.00 | 2016-09-06 | |
| 2016-09-02 | Adams David Gordon Officer (President, Brillion Iron Works) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,706 0 owned after | $0.00 | 2016-09-06 | |
| 2016-09-02 | Adams David Gordon Officer (President, Brillion Iron Works) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,132 0 owned after | $0.00 | 2016-09-06 | |
| 2016-09-02 | Adams David Gordon Officer (President, Brillion Iron Works) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −29,869 0 owned after | $0.00 | 2016-09-06 | |
| 2016-03-10 | Davis Robert E. Director, 10% Owner | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,402 16,402 owned after | $0.00 | 2016-03-14 | |
| 2016-03-10 | Risch Gregory Alan Officer (President, Gunite) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,772 27,772 owned after | $0.00 | 2016-03-14 | |
| 2016-03-10 | Martin Stephen Albert Officer (SVP-GC & HR/Corp Secr.) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,821 28,821 owned after | $0.00 | 2016-03-14 | |
| 2016-03-10 | Hazlett Scott D. Officer (President, Accuride Wheels) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,729 37,729 owned after | $0.00 | 2016-03-14 | |
| 2016-03-10 | HAJOST MICHAEL A Officer (SVP/Chief Financial Officer) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,489 32,489 owned after | $0.00 | 2016-03-14 | |
| 2016-03-10 | DAUCH RICHARD F Director, Officer (President & CEO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +159,091 159,091 owned after | $0.00 | 2016-03-14 | |
| 2016-03-10 | Blair Mary Elizabeth Officer (Sr. VP/Supply Chain Mgt.) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,724 26,724 owned after | $0.00 | 2016-03-14 | |
| 2016-03-10 | Adams David Gordon Officer (President, Brillion Iron Works) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +29,869 29,869 owned after | $0.00 | 2016-03-14 | |
| 2016-03-10 | RULSEH JAMES R Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,402 16,402 owned after | $0.00 | 2016-03-14 | |
| 2016-03-10 | RISNER JOHN W Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,402 16,402 owned after | $0.00 | 2016-03-14 | |
| 2016-03-10 | KLING LEWIS M Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,402 16,402 owned after | $0.00 | 2016-03-14 | |
| 2016-03-10 | BUSSE KEITH E Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,402 16,402 owned after | $0.00 | 2016-03-14 | |
| 2016-03-10 | ADAMS ROBIN J Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,402 16,402 owned after | $0.00 | 2016-03-14 | |
| 2016-03-05 | Risch Gregory Alan Officer (President, Gunite) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,047 0 owned after | $0.00 | 2016-03-07 | |
| 2016-03-05 | Risch Gregory Alan Officer (President, Gunite) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,600 7,200 owned after | $0.00 | 2016-03-07 | |
| 2016-03-05 | Risch Gregory Alan Officer (President, Gunite) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,559 13,674 owned after | $0.00 | 2016-03-07 | |
| 2016-03-05 | Risch Gregory Alan Officer (President, Gunite) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 15,000 owned after | $0.00 | 2016-03-07 | |
| 2016-03-05 | Martin Stephen Albert Officer (SVP-GC & HR/Corp Secr.) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,453 0 owned after | $0.00 | 2016-03-07 | |
| 2016-03-05 | Martin Stephen Albert Officer (SVP-GC & HR/Corp Secr.) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,975 7,950 owned after | $0.00 | 2016-03-07 | |
| 2016-03-05 | Martin Stephen Albert Officer (SVP-GC & HR/Corp Secr.) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,559 13,674 owned after | $0.00 | 2016-03-07 | |
| 2016-03-05 | Martin Stephen Albert Officer (SVP-GC & HR/Corp Secr.) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,892 15,565 owned after | $0.00 | 2016-03-07 | |
| 2016-03-05 | Hazlett Scott D. Officer (President, Wheels) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,438 0 owned after | $0.00 | 2016-03-07 | |
| 2016-03-05 | Hazlett Scott D. Officer (President, Wheels) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,101 10,201 owned after | $0.00 | 2016-03-07 | |
| 2016-03-05 | Hazlett Scott D. Officer (President, Wheels) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,849 17,546 owned after | $0.00 | 2016-03-07 | |
| 2016-03-05 | Hazlett Scott D. Officer (President, Wheels) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,095 20,376 owned after | $0.00 | 2016-03-07 | |
| 2016-03-05 | Blair Mary Elizabeth Officer (SVP/Supply Chain Mgt.) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,610 0 owned after | $0.00 | 2016-03-07 | |
| 2016-03-05 | Blair Mary Elizabeth Officer (SVP/Supply Chain Mgt.) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,525 7,050 owned after | $0.00 | 2016-03-07 | |
| 2016-03-05 | Blair Mary Elizabeth Officer (SVP/Supply Chain Mgt.) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,215 12,642 owned after | $0.00 | 2016-03-07 | |
| 2016-03-05 | Blair Mary Elizabeth Officer (SVP/Supply Chain Mgt.) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,609 14,433 owned after | $0.00 | 2016-03-07 | |
| 2016-03-05 | Adams David Gordon Officer (President, Brillion Iron Works) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,016 0 owned after | $0.00 | 2016-03-07 | |
| 2016-03-05 | Adams David Gordon Officer (President, Brillion Iron Works) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,275 8,550 owned after | $0.00 | 2016-03-07 | |
| 2016-03-05 | Adams David Gordon Officer (President, Brillion Iron Works) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,903 14,706 owned after | $0.00 | 2016-03-07 | |
| 2016-03-05 | Adams David Gordon Officer (President, Brillion Iron Works) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,033 16,132 owned after | $0.00 | 2016-03-07 | |
| 2016-03-05 | DAUCH RICHARD F Director, Officer (President & CEO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −38,672 11,604 owned after | $0.00 | 2016-03-07 | |
| 2016-03-05 | DAUCH RICHARD F Director, Officer (President & CEO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,275 44,550 owned after | $0.00 | 2016-03-07 | |
| 2016-03-05 | DAUCH RICHARD F Director, Officer (President & CEO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 75,000 owned after | $0.00 | 2016-03-07 | |
| 2016-03-05 | DAUCH RICHARD F Director, Officer (President & CEO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,481 85,924 owned after | $0.00 | 2016-03-07 | |
| 2016-02-25 | Davis Robert E. Director, 10% Owner | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +11,321 0 owned after | $0.00 | 2016-02-25 | |
| 2016-02-25 | RULSEH JAMES R Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,321 0 owned after | $0.00 | 2016-02-25 | |
| 2016-02-25 | RISNER JOHN W Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,321 0 owned after | $0.00 | 2016-02-25 | |
| 2016-02-25 | KLING LEWIS M Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,321 0 owned after | $0.00 | 2016-02-25 | |
| 2016-02-25 | BUSSE KEITH E Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,321 0 owned after | $0.00 | 2016-02-25 | |
| 2016-02-25 | ADAMS ROBIN J Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,321 0 owned after | $0.00 | 2016-02-25 | |
| 2016-02-03 | KLING LEWIS M Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,393 0 owned after | $0.00 | 2016-02-03 |