Apple Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-08-03: Reporting owner LEVINSON ARTHUR D; Form 4; Security Director Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-08-02: Reporting owner LEVINSON ARTHUR D; Form 4; Security Director Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-05-09: Reporting owner LEVINSON ARTHUR D; Form 4; Security Director Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-02-06: Reporting owner GORE ALBERT JR; Form 4; Security Director Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-08-03 | LEVINSON ARTHUR D Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −60,000 −15,000 as filed 0 owned after | $6.40 $25.62 as filed exercise price | $52.00 | 2018-08-06 |
| 2018-08-02 | LEVINSON ARTHUR D Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −80,000 −20,000 as filed 60,000 owned after | $6.40 $25.62 as filed exercise price | $51.85 | 2018-08-06 |
| 2018-05-09 | LEVINSON ARTHUR D Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −140,000 −35,000 as filed 140,000 owned after | $6.40 $25.62 as filed exercise price | $46.84 | 2018-05-11 |
| 2018-02-06 | GORE ALBERT JR Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −140,000 −35,000 as filed 0 owned after | $4.63 $18.52 as filed | $40.76 | 2018-02-08 |