Apple Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows in 2019. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-11-05: Reporting owner LEVINSON ARTHUR D; Form 4; Security Director Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2019-08-12: Reporting owner LEVINSON ARTHUR D; Form 4; Security Director Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2019-08-01: Reporting owner LEVINSON ARTHUR D; Form 4; Security Director Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2019-05-03: Reporting owner LEVINSON ARTHUR D; Form 4; Security Director Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-11-05 | LEVINSON ARTHUR D Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,394 0 owned after | $28.86 exercise price | $64.28 | 2019-11-07 |
| 2019-08-12 | LEVINSON ARTHUR D Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,500 0 owned after | $23.83 exercise price | $50.12 | 2019-08-14 |
| 2019-08-01 | LEVINSON ARTHUR D Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,500 17,500 owned after | $23.83 exercise price | $52.11 | 2019-08-05 |
| 2019-05-03 | LEVINSON ARTHUR D Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,000 35,000 owned after | $23.83 exercise price | $52.94 | 2019-05-07 |
| 2019-01-24 | GORE ALBERT JR Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,000 0 owned after | $14.52 | $38.17 | 2019-01-28 |
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