Apple Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-08-07: Reporting owner LEVINSON ARTHUR D; Form 4; Security Director Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-05-09: Reporting owner LEVINSON ARTHUR D; Form 4; Security Director Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-02-02: Reporting owner JUNG ANDREA; Form 4; Security Director Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-02-02: Reporting owner GORE ALBERT JR; Form 4; Security Director Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-08-07 | LEVINSON ARTHUR D Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −140,000 −35,000 as filed 0 owned after | $4.43 $17.72 as filed exercise price | $39.70 | 2017-08-09 |
| 2017-05-09 | LEVINSON ARTHUR D Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −140,000 −35,000 as filed 140,000 owned after | $4.43 $17.72 as filed exercise price | $38.50 | 2017-05-11 |
| 2017-02-02 | JUNG ANDREA Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −400,000 −100,000 as filed 0 owned after | $6.43 $25.72 as filed exercise price | $32.13 | 2017-02-03 |
| 2017-02-02 | GORE ALBERT JR Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −280,000 −70,000 as filed 0 owned after | $3.25 $13.02 as filed exercise price | $32.13 | 2017-02-03 |