1ST CENTURY BANCSHARES, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 11 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-11-21: Reporting owner ROTHENBERG ALAN I; Form 4; Security Stock Option (right to buy); Transaction Holding.
- 2011-11-21: Reporting owner ROTHENBERG ALAN I; Form 4; Security Stock Option (right to buy); Transaction Holding.
- 2011-11-18: Reporting owner WOLFF LEWIS; Form 4; Security Employee Stock Option (right to buy); Transaction Holding.
- 2011-11-18: Reporting owner Pressman Barry D.; Form 4; Security Employee Stock Option (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-11-21 holding as of filing | ROTHENBERG ALAN I Director, Officer (CEO and Chairman of the Board) | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 370,000 owned after | $5.00 exercise price | 2011-11-21 | |
| 2011-11-21 holding as of filing | ROTHENBERG ALAN I Director, Officer (CEO and Chairman of the Board) | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 307,573 owned after | $8.75 exercise price | 2011-11-21 | |
| 2011-11-18 holding as of filing | WOLFF LEWIS Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | Holding | 52,800 owned after | $5.00 exercise price | 2011-11-18 | |
| 2011-11-18 holding as of filing | Pressman Barry D. Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | Holding | 50,000 owned after | $5.00 exercise price | 2011-11-18 | |
| 2011-11-18 holding as of filing | Moore Robert Allen Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | Holding | 20,000 owned after | $5.00 exercise price | 2011-11-18 | |
| 2011-11-18 holding as of filing | Levy Alan D. Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | Holding | 25,000 owned after | $5.00 exercise price | 2011-11-18 | |
| 2011-11-18 holding as of filing | Brooks Dave Director | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 52,800 owned after | $5.00 exercise price | 2011-11-18 | |
| 2011-11-18 holding as of filing | DiNapoli Jason Philip Director, Officer (PRESIDENT & COO) | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 40,000 owned after | $5.00 exercise price | 2011-11-18 | |
| 2011-11-18 holding as of filing | DiNapoli Jason Philip Director, Officer (PRESIDENT & COO) | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 7,500 owned after | $8.75 exercise price | 2011-11-18 | |
| 2011-05-24 holding as of filing | DiNapoli Jason Philip Director, Officer (PRESIDENT & CCO) | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 40,000 owned after | $5.00 exercise price | 2011-05-24 | |
| 2011-05-24 holding as of filing | DiNapoli Jason Philip Director, Officer (PRESIDENT & CCO) | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 7,500 owned after | $8.75 exercise price | 2011-05-24 |