1ST CENTURY BANCSHARES, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 3 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-06-18: Reporting owner ROTHENBERG ALAN I; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-05-22: Reporting owner ROTHENBERG ALAN I; Form 4; Security Stock Option (right to buy); Transaction Holding.
- 2015-05-15: Reporting owner ROTHENBERG ALAN I; Form 4; Security Stock Option (right to buy); Transaction Holding.
- 2014-12-23: Reporting owner DiNapoli Jason Philip; Form 4; Security Stock Option (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-06-18 | ROTHENBERG ALAN I Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −307,573 0 owned after | $8.01 exercise price | 2015-06-19 | |
| 2015-05-22 holding as of filing | ROTHENBERG ALAN I Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 307,573 owned after | $8.01 exercise price | 2015-05-22 | |
| 2015-05-15 holding as of filing | ROTHENBERG ALAN I Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 307,573 owned after | $8.01 exercise price | 2015-05-15 |