1ST CENTURY BANCSHARES, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 14 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-02-19: Reporting owner Levy Alan D.; Form 3; Security Stock Option (right to buy); Transaction Holding.
- 2008-02-11: Reporting owner WOLFF LEWIS; Form 3/A; Security Stock Option (right to buy); Transaction Holding.
- 2008-01-31: Reporting owner ROTHENBERG ALAN I; Form 3; Security Stock Option (right to buy); Transaction Holding.
- 2008-01-31: Reporting owner ROTHENBERG ALAN I; Form 3; Security Stock Option (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-02-19 holding as of filing | Levy Alan D. Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $5.00 exercise price | 2008-02-19 | ||
| 2008-02-11 holding as of filing | WOLFF LEWIS Director | 3/A | Stock Option (right to buy) Derivative · Direct | Holding | $5.00 exercise price | 2008-02-11 | ||
| 2008-01-31 holding as of filing | ROTHENBERG ALAN I Director, Officer (CEO and Chairman of the Board) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $5.00 exercise price | 2008-01-31 | ||
| 2008-01-31 holding as of filing | ROTHENBERG ALAN I Director, Officer (CEO and Chairman of the Board) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $8.01 exercise price | 2008-01-31 | ||
| 2008-01-31 holding as of filing | Brooks Dave Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $5.00 exercise price | 2008-01-31 | ||
| 2008-01-30 holding as of filing | Kozberg Joanne Corday Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $5.00 exercise price | 2008-01-30 | ||
| 2008-01-30 holding as of filing | WOLFF LEWIS Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $5.00 exercise price | 2008-01-30 | ||
| 2008-01-30 holding as of filing | BEMENT CHRISTIAN K Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $5.00 exercise price | 2008-01-30 | ||
| 2008-01-30 holding as of filing | Moore Robert Allen Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $5.00 exercise price | 2008-01-30 | ||
| 2008-01-30 holding as of filing | GELLER MARSHALL S Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $5.00 exercise price | 2008-01-30 | ||
| 2008-01-30 holding as of filing | Digange Joseph J Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $5.00 exercise price | 2008-01-30 | ||
| 2008-01-30 holding as of filing | DiNapoli Jason Philip Director, Officer (President & COO) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $5.00 exercise price | 2008-01-30 | ||
| 2008-01-30 holding as of filing | DiNapoli Jason Philip Director, Officer (President & COO) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $8.75 exercise price | 2008-01-30 | ||
| 2008-01-30 holding as of filing | Pressman Barry D. Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $5.00 exercise price | 2008-01-30 |