UBS AG quarter change: Foreign Stocks, Reduced
In share positions in stocks (depositary receipts and foreign shares traded over the counter), from the quarter ended 2014-06-30 to 2014-09-30, UBS AG opened 7 positions, added to 81, reduced 55, sold out of 4 and left 5 unchanged. The largest increase in value was ATHM (+$74,213,000); the largest decrease was GRFS (-$34,139,000).
- GRFS: Country of operation —; Class SP ADR REP B NVT; Shares 2014-06-30 1,266,478; Shares 2014-09-30 616,241.
- BP: Country of operation —; Class SPONSORED ADR; Shares 2014-06-30 2,881,946; Shares 2014-09-30 2,708,843.
- VOD: Country of operation —; Class SPNSR ADR NO PAR; Shares 2014-06-30 4,466,282; Shares 2014-09-30 3,947,838.
- TV: Country of operation —; Class SPON ADR REP ORD; Shares 2014-06-30 3,073,014; Shares 2014-09-30 2,723,026.
Two Form 13F-HR filings compared (SEC CIK 1114446): 2014-06-30 (filed 2014-08-14) and 2014-09-30 (filed 2014-11-12). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2014-06-30 | Shares 2014-09-30 | Share change | Value 2014-06-30 | Value 2014-09-30 | Value change |
|---|
GRFS
GRIFOLS S A | | SP ADR REP B NVT | 1,266,478 | 616,241 | -650,237 | $55,788,000 | $21,649,000 | -$34,139,000 |
|---|
BP
BP PLC | | SPONSORED ADR | 2,881,946 | 2,708,843 | -173,103 | $152,023,000 | $119,055,000 | -$32,968,000 |
|---|
VOD
VODAFONE GROUP PLC NEW | | SPNSR ADR NO PAR | 4,466,282 | 3,947,838 | -518,444 | $149,130,000 | $129,844,000 | -$19,286,000 |
|---|
TV
GRUPO TELEVISA SA | | SPON ADR REP ORD | 3,073,014 | 2,723,026 | -349,988 | $105,435,000 | $92,256,000 | -$13,179,000 |
|---|
BHP
BHP BILLITON LTD | | SPONSORED ADR | 1,075,050 | 1,066,873 | -8,177 | $73,587,000 | $62,817,000 | -$10,770,000 |
|---|
ULXXXX
UNILEVER PLC | | SPON ADR NEW | 1,365,643 | 1,242,961 | -122,682 | $61,877,000 | $52,080,000 | -$9,797,000 |
|---|
UMC
UNITED MICROELECTRONICS CORP | | SPON ADR NEW | 2,667,600 | 1,503,970 | -1,163,630 | $6,429,000 | $2,993,000 | -$3,436,000 |
|---|
INFY
INFOSYS LTD | | SPONSORED ADR | 169,890 | 102,337 | -67,553 | $9,135,000 | $6,191,000 | -$2,944,000 |
|---|
SNY
SANOFI | | SPONSORED ADR | 1,095,270 | 1,076,236 | -19,034 | $58,235,000 | $60,732,000 | +$2,497,000 |
|---|
ABEV
AMBEV SA | | SPONSORED ADR | 1,594,146 | 1,454,312 | -139,834 | $11,223,000 | $9,526,000 | -$1,697,000 |
|---|
E
ENI S P A | | SPONSORED ADR | 156,280 | 146,794 | -9,486 | $8,580,000 | $6,936,000 | -$1,644,000 |
|---|
BCS
BARCLAYS PLC | | ADR | 683,431 | 592,674 | -90,757 | $9,985,000 | $8,777,000 | -$1,208,000 |
|---|
LYG
LLOYDS BANKING GROUP PLC | | SPONSORED ADR | 896,041 | 710,125 | -185,916 | $4,605,000 | $3,579,000 | -$1,026,000 |
|---|
BVN
COMPANIA DE MINAS BUENAVENTU | | SPONSORED ADR | 371,912 | 295,634 | -76,278 | $4,392,000 | $3,423,000 | -$969,000 |
|---|
PBRA
PETROLEO BRASILEIRO SA PETRO | | SP ADR NON VTG | 282,262 | 231,599 | -50,663 | $4,415,000 | $3,449,000 | -$966,000 |
|---|
SSL
SASOL LTD | | SPONSORED ADR | 77,911 | 68,588 | -9,323 | $4,606,000 | $3,737,000 | -$869,000 |
|---|
WPP
WPP PLC NEW | | ADR | 42,748 | 37,742 | -5,006 | $4,659,000 | $3,791,000 | -$868,000 |
|---|
BBVA
BANCO BILBAO VIZCAYA ARGENTA | | SPONSORED ADR | 713,459 | 707,359 | -6,100 | $9,111,000 | $8,488,000 | -$623,000 |
|---|
SQM
SOCIEDAD QUIMICA MINERA DE C | | SPON ADR SER B | 151,091 | 147,171 | -3,920 | $4,429,000 | $3,847,000 | -$582,000 |
|---|
CX
CEMEX SAB DE CV | | SPON ADR NEW | 620,388 | 589,104 | -31,284 | $8,208,000 | $7,682,000 | -$526,000 |
|---|
TX
TERNIUM SA | | SPON ADR | 57,641 | 46,368 | -11,273 | $1,610,000 | $1,115,000 | -$495,000 |
|---|
TAL
TAL ED GROUP | | ADS REPSTG COM | 152,017 | 133,510 | -18,507 | $4,181,000 | $4,665,000 | +$484,000 |
|---|
SNN
SMITH & NEPHEW PLC | | SPDN ADR NEW | 13,185 | 8,806 | -4,379 | $1,177,000 | $741,000 | -$436,000 |
|---|
ORANY
ORANGE | France | SPONSORED ADR | 143,363 | 129,420 | -13,943 | $2,265,000 | $1,908,000 | -$357,000 |
|---|
UGP
ULTRAPAR PARTICIPACOES S A | | SP ADR REP COM | 46,774 | 36,707 | -10,067 | $1,104,000 | $775,000 | -$329,000 |
|---|
CRESY
CRESUD S A C I F Y A | | SPONSORED ADR | 32,547 | 9,764 | -22,783 | $424,000 | $107,000 | -$317,000 |
|---|
NOK
NOKIA CORP | | SPONSORED ADR | 642,465 | 539,889 | -102,576 | $4,857,000 | $4,567,000 | -$290,000 |
|---|
BSBR
BANCO SANTANDER BRASIL S A | | ADS REP 1 UNIT | 318,319 | 297,410 | -20,909 | $2,202,000 | $1,945,000 | -$257,000 |
|---|
NWBO
NORTHWEST BIOTHERAPEUTICS IN | United States | COM PAR $0.001 | 49,897 | 18,428 | -31,469 | $335,000 | $92,000 | -$243,000 |
|---|
CHT
CHUNGHWA TELECOM CO LTD | | SPON ADR NEW11 | 8,348 | 1,323 | -7,025 | $267,000 | $40,000 | -$227,000 |
|---|
PAC
GPO AEROPORTUARIO DEL PAC SA | | SPON ADR B | 6,523 | 3,441 | -3,082 | $441,000 | $232,000 | -$209,000 |
|---|
SHG
SHINHAN FINANCIAL GROUP CO L | | SPN ADR RESTRD | 21,189 | 16,876 | -4,313 | $972,000 | $768,000 | -$204,000 |
|---|
WIT
WIPRO LTD | | SPON ADR 1 SH | 131,405 | 114,818 | -16,587 | $1,562,000 | $1,396,000 | -$166,000 |
|---|
ASR
GRUPO AEROPORTUARIO DEL SURE | | SPON ADR SER B | 2,591 | 1,316 | -1,275 | $329,000 | $169,000 | -$160,000 |
|---|
RDY
DR REDDYS LABS LTD | | ADR | 115,030 | 97,220 | -17,810 | $4,964,000 | $5,109,000 | +$145,000 |
|---|
TS
TENARIS S A | | SPONSORED ADR | 30,446 | 29,563 | -883 | $1,435,000 | $1,347,000 | -$88,000 |
|---|
TLK
P T TELEKOMUNIKASI INDONESIA | | SPONSORED ADR | 61,420 | 54,981 | -6,439 | $2,559,000 | $2,645,000 | +$86,000 |
|---|
PUK
PRUDENTIAL PLC | | ADR | 16,674 | 15,278 | -1,396 | $765,000 | $680,000 | -$85,000 |
|---|
KB
KB FINANCIAL GROUP INC | | SPONSORED ADR | 49,567 | 45,423 | -4,144 | $1,724,000 | $1,645,000 | -$79,000 |
|---|
SIMO
SILICON MOTION TECHNOLOGY CO | | SPONSORED ADR | 15,574 | 14,193 | -1,381 | $318,000 | $382,000 | +$64,000 |
|---|
LPL
LG DISPLAY CO LTD | | SPONS ADR REP | 872,510 | 869,561 | -2,949 | $13,760,000 | $13,696,000 | -$64,000 |
|---|
GGAL
GRUPO FINANCIERO GALICIA S A | | SP ADR 10 SH B | 5,998 | 1,964 | -4,034 | $88,000 | $28,000 | -$60,000 |
|---|
LNWO
SCIENTIFIC GAMES CORP | United States | CL A | 7,865 | 3,039 | -4,826 | $88,000 | $33,000 | -$55,000 |
|---|
FORTY
FORMULA SYS 1985 LTD | | SPONSORED ADR | 2,699 | 954 | -1,745 | $78,000 | $25,000 | -$53,000 |
|---|
TIAIY
TELECOM ITALIA S P A NEW | | SPON ADR SVGS | 15,924 | 12,521 | -3,403 | $157,000 | $110,000 | -$47,000 |
|---|
SIM
GRUPO SIMEC S A B DE C V | | ADR | 5,487 | 2,942 | -2,545 | $77,000 | $39,000 | -$38,000 |
|---|
CHKR
CHESAPEAKE GRANITE WASH TR | United States | COM SH BEN INT | 80,822 | 80,449 | -373 | $885,000 | $854,000 | -$31,000 |
|---|
BCH
BANCO DE CHILE | | SPONSORED ADR | 1,101 | 776 | -325 | $88,000 | $57,000 | -$31,000 |
|---|
BMA
BANCO MACRO SA | | SPON ADR B | 9,866 | 8,259 | -1,607 | $356,000 | $328,000 | -$28,000 |
|---|
TIIAY
TELECOM ITALIA S P A NEW | | SPON ADR ORD | 10,407 | 9,037 | -1,370 | $131,000 | $104,000 | -$27,000 |
|---|
ATEYY
ADVANTEST CORP | Japan | SPON ADR NEW | 2,531 | 385 | -2,146 | $31,000 | $5,000 | -$26,000 |
|---|
PVCT
PROVECTUS BIOPHARMACEUTICALS | United States | COM | 243,657 | 226,992 | -16,665 | $210,000 | $231,000 | +$21,000 |
|---|
VLRS
CONTROLADORA VUELA CIA DE AV | Mexico | SPON ADR RP 10 | 7,645 | 6,090 | -1,555 | $69,000 | $53,000 | -$16,000 |
|---|
PAM
PAMPA ENERGIA S A | | SPONS ADR LVL I | 9,329 | 7,700 | -1,629 | $91,000 | $83,000 | -$8,000 |
|---|
CARV
CARVER BANCORP INC | United States | COM NEW | 438 | 329 | -109 | $4,000 | $3,000 | -$1,000 |
|---|
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