UBS AG quarter change: Foreign ADRs, Reduced
In depositary receipts for foreign shares (depositary receipts and foreign shares traded over the counter), from the quarter ended 2014-06-30 to 2014-09-30, UBS AG opened 12 positions, added to 104, reduced 61, sold out of 21 and left 3 unchanged. The largest increase in value was QIHOO 360 TECHNOLOGY CO LTD (+$29,970,000); the largest decrease was GLAXOSMITHKLINE PLC (-$26,399,000).
- GLAXOSMITHKLINE PLC: Country of operation —; Class SPONSORED ADR; Shares 2014-06-30 1,621,445; Shares 2014-09-30 1,312,087.
- ASTRAZENECA PLC: Country of operation —; Class SPONSORED ADR; Shares 2014-06-30 1,773,337; Shares 2014-09-30 1,725,695.
- E-COMMERCE CHINA DANGDANG IN: Country of operation —; Class SPN ADS COM A; Shares 2014-06-30 489,937; Shares 2014-09-30 22,533.
- VOXELJET AG: Country of operation —; Class ADS; Shares 2014-06-30 447,687; Shares 2014-09-30 359,475.
Two Form 13F-HR filings compared (SEC CIK 1114446): 2014-06-30 (filed 2014-08-14) and 2014-09-30 (filed 2014-11-12). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2014-06-30 | Shares 2014-09-30 | Share change | Value 2014-06-30 | Value 2014-09-30 | Value change |
|---|
GLAXOSMITHKLINE PLC
CUSIP 37733W105 | | SPONSORED ADR | 1,621,445 | 1,312,087 | -309,358 | $86,715,000 | $60,316,000 | -$26,399,000 |
|---|
ASTRAZENECA PLC
CUSIP 046353108 | | SPONSORED ADR | 1,773,337 | 1,725,695 | -47,642 | $131,777,000 | $123,283,000 | -$8,494,000 |
|---|
E-COMMERCE CHINA DANGDANG IN
CUSIP 26833A105 | | SPN ADS COM A | 489,937 | 22,533 | -467,404 | $6,556,000 | $275,000 | -$6,281,000 |
|---|
VOXELJET AG
CUSIP 92912L107 | | ADS | 447,687 | 359,475 | -88,212 | $9,375,000 | $4,986,000 | -$4,389,000 |
|---|
LATAM AIRLS GROUP S A
CUSIP 51817R106 | | SPONSORED ADR | 393,820 | 91,432 | -302,388 | $5,285,000 | $1,040,000 | -$4,245,000 |
|---|
SK TELECOM LTD
CUSIP 78440P108 | South Korea | SPONSORED ADR | 1,199,132 | 1,162,305 | -36,827 | $31,106,000 | $35,265,000 | +$4,159,000 |
|---|
NATIONAL GRID PLC
CUSIP 636274300 | | SPON ADR NEW | 598,451 | 572,205 | -26,246 | $44,513,000 | $41,130,000 | -$3,383,000 |
|---|
GW PHARMACEUTICALS PLC
CUSIP 36197T103 | | ADS | 34,215 | 4,777 | -29,438 | $3,671,000 | $386,000 | -$3,285,000 |
|---|
ZHAOPIN LTD
CUSIP 98954L103 | | SPONSORED ADR | 159,966 | 1,250 | -158,716 | $2,455,000 | $16,000 | -$2,439,000 |
|---|
PETROCHINA CO LTD
CUSIP 71646E100 | | SPONSORED ADR | 69,108 | 48,801 | -20,307 | $8,677,000 | $6,272,000 | -$2,405,000 |
|---|
SOUFUN HLDGS LTD
CUSIP 836034108 | | ADR | 288,969 | 179,401 | -109,568 | $2,829,000 | $1,785,000 | -$1,044,000 |
|---|
HOME INNS & HOTELS MGMT INC
CUSIP 43713W107 | | SPON ADR | 52,172 | 28,921 | -23,251 | $1,786,000 | $838,000 | -$948,000 |
|---|
GAFISA S A
CUSIP 362607301 | | SPONS ADR | 957,335 | 944,656 | -12,679 | $2,929,000 | $2,258,000 | -$671,000 |
|---|
CHINA MOBILE LIMITED
CUSIP 16941M109 | | SPONSORED ADR | 256,074 | 201,328 | -54,746 | $12,447,000 | $11,828,000 | -$619,000 |
|---|
AMERICA MOVIL SAB DE CV
CUSIP 02364W105 | | SPON ADR L SHS | 463,560 | 405,606 | -57,954 | $9,620,000 | $10,222,000 | +$602,000 |
|---|
WUXI PHARMATECH CAYMAN INC
CUSIP 929352102 | | SPONS ADR SHS | 94,795 | 72,267 | -22,528 | $3,115,000 | $2,531,000 | -$584,000 |
|---|
ALCATEL-LUCENT
CUSIP 013904305 | | SPONSORED ADR | 458,304 | 353,102 | -105,202 | $1,631,000 | $1,070,000 | -$561,000 |
|---|
GRUPO FINANCIERO SANTANDER M
CUSIP 40053C105 | | SPON ADR SHS B | 128,869 | 86,791 | -42,078 | $1,712,000 | $1,174,000 | -$538,000 |
|---|
CRH PLC
CUSIP 12626K203 | | ADR | 24,990 | 5,588 | -19,402 | $646,000 | $127,000 | -$519,000 |
|---|
SIBANYE GOLD LTD
CUSIP 825724206 | | SPONSORED ADR | 120,625 | 100,736 | -19,889 | $1,331,000 | $854,000 | -$477,000 |
|---|
PHILIPPINE LONG DISTANCE TEL
CUSIP 718252604 | | SPONSORED ADR | 21,940 | 15,220 | -6,720 | $1,478,000 | $1,050,000 | -$428,000 |
|---|
ROYAL BK SCOTLAND GROUP PLC
CUSIP 780097689 | | SPONS ADR 20 ORD | 194,342 | 152,326 | -42,016 | $2,194,000 | $1,817,000 | -$377,000 |
|---|
CHINA DISTANCE ED HLDGS LTD
CUSIP 16944W104 | | SPONS ADR | 27,277 | 9,348 | -17,929 | $457,000 | $131,000 | -$326,000 |
|---|
CHINA UNICOM (HONG KONG) LTD
CUSIP 16945R104 | | SPONSORED ADR | 188,159 | 171,537 | -16,622 | $2,885,000 | $2,578,000 | -$307,000 |
|---|
PERFECT WORLD CO LTD
CUSIP 71372U104 | | SPON ADR REP B | 21,642 | 8,542 | -13,100 | $425,000 | $169,000 | -$256,000 |
|---|
QUNAR CAYMAN IS LTD
CUSIP 74906P104 | | SPNS ADR CL B | 37,724 | 29,843 | -7,881 | $1,077,000 | $825,000 | -$252,000 |
|---|
SHIRE PLC
CUSIP 82481R106 | | SPONSORED ADR | 35,607 | 31,449 | -4,158 | $8,385,000 | $8,147,000 | -$238,000 |
|---|
CHANGYOU COM LTD
CUSIP 15911M107 | | ADS REP CL A | 36,006 | 30,539 | -5,467 | $935,000 | $731,000 | -$204,000 |
|---|
RYANAIR HLDGS PLC
CUSIP 783513104 | | SPONSORED ADR | 17,551 | 13,782 | -3,769 | $979,000 | $777,000 | -$202,000 |
|---|
SESA STERLITE LTD
CUSIP 78413F103 | | SPONSORED ADR | 54,524 | 51,012 | -3,512 | $1,056,000 | $880,000 | -$176,000 |
|---|
NATIONAL BK GREECE S A
CUSIP 633643705 | | SPN ADR REP 1 SH | 98,290 | 63,293 | -34,997 | $361,000 | $190,000 | -$171,000 |
|---|
ENERSIS S A
CUSIP 29274F104 | | SPONSORED ADR | 31,316 | 24,774 | -6,542 | $528,000 | $391,000 | -$137,000 |
|---|
NTT DOCOMO INC
CUSIP 62942M201 | | SPONS ADR | 315,125 | 314,073 | -1,052 | $5,385,000 | $5,258,000 | -$127,000 |
|---|
NATIONAL WESTMINSTER BK PLC
CUSIP 638539882 | | SPON ADR C | 7,130 | 3,776 | -3,354 | $188,000 | $98,000 | -$90,000 |
|---|
EMPRESA NACIONAL DE ELCTRCID
CUSIP 29244T101 | | SPONSORED ADR | 14,114 | 12,929 | -1,185 | $638,000 | $569,000 | -$69,000 |
|---|
TRINITY BIOTECH PLC
CUSIP 896438306 | | SPON ADR NEW | 12,325 | 11,825 | -500 | $284,000 | $216,000 | -$68,000 |
|---|
REDIFF COM INDIA LTD
CUSIP 757479100 | | SPONSORED ADR | 75,155 | 74,487 | -668 | $227,000 | $170,000 | -$57,000 |
|---|
FIBRIA CELULOSE S A
CUSIP 31573A109 | | SP ADR REP COM | 103,340 | 96,577 | -6,763 | $1,005,000 | $1,062,000 | +$57,000 |
|---|
FLAMEL TECHNOLOGIES SA
CUSIP 338488109 | | SPONSORED ADR | 54,895 | 54,174 | -721 | $824,000 | $775,000 | -$49,000 |
|---|
ROYAL BK SCOTLAND GROUP PLC
CUSIP 780097788 | | SP ADR L RP PF | 31,891 | 30,080 | -1,811 | $736,000 | $697,000 | -$39,000 |
|---|
SIFY TECHNOLOGIES LIMITED
CUSIP 82655M107 | | SPONSORED ADR | 35,789 | 22,139 | -13,650 | $81,000 | $43,000 | -$38,000 |
|---|
ABENGOA SA
CUSIP 00289R201 | | SP ADR REP B | 9,676 | 8,241 | -1,435 | $257,000 | $219,000 | -$38,000 |
|---|
XINYUAN REAL ESTATE CO LTD
CUSIP 98417P105 | | SPONS ADR | 13,180 | 9,555 | -3,625 | $56,000 | $28,000 | -$28,000 |
|---|
PHOENIX NEW MEDIA LTD
CUSIP 71910C103 | | SPONSORED ADS | 17,689 | 17,356 | -333 | $189,000 | $163,000 | -$26,000 |
|---|
CHINA DIGITAL TV HLDG CO LTD
CUSIP 16938G107 | | SPONSORED ADR | 5,692 | 585 | -5,107 | $25,000 | $2,000 | -$23,000 |
|---|
BIOLINERX LTD
CUSIP 09071M106 | | SPONSORED ADR | 10,000 | 624 | -9,376 | $21,000 | $1,000 | -$20,000 |
|---|
PRANA BIOTECHNOLOGY LTD
CUSIP 739727105 | | SPONSORED ADR | 8,653 | 350 | -8,303 | $20,000 | $1,000 | -$19,000 |
|---|
BONA FILM GROUP LTD
CUSIP 09777B107 | | SPONSORED ADS | 4,411 | 1,541 | -2,870 | $27,000 | $9,000 | -$18,000 |
|---|
INDUSTRIAS BACHOCO S A B DE
CUSIP 456463108 | | SPON ADR B | 1,185 | 809 | -376 | $63,000 | $48,000 | -$15,000 |
|---|
DELHAIZE GROUP
CUSIP 29759W101 | | SPONSORED ADR | 51,584 | 49,495 | -2,089 | $870,000 | $856,000 | -$14,000 |
|---|
ZUOAN FASHION LTD
CUSIP 98982X103 | | SPONSORED ADR | 6,056 | 1,105 | -4,951 | $11,000 | $1,000 | -$10,000 |
|---|
XUEDA ED GROUP
CUSIP 98418W109 | | SPONSORED ADR | 2,841 | 1,399 | -1,442 | $13,000 | $4,000 | -$9,000 |
|---|
AU OPTRONICS CORP
CUSIP 002255107 | | SPONSORED ADR | 6,926 | 5,276 | -1,650 | $29,000 | $22,000 | -$7,000 |
|---|
AMERICA MOVIL SAB DE CV
CUSIP 02364W204 | | SPON ADR A SHS | 15,504 | 13,134 | -2,370 | $323,000 | $330,000 | +$7,000 |
|---|
ALON BLUE SQUARE ISRAEL LTD
CUSIP 02051Q106 | | SPONSORED ADR | 3,652 | 2,701 | -951 | $12,000 | $8,000 | -$4,000 |
|---|
PRIMA BIOMED LTD
CUSIP 74154B203 | | SPON ADR LVL II | 9,856 | 8,039 | -1,817 | $11,000 | $8,000 | -$3,000 |
|---|
NOVOGEN LIMITED
CUSIP 67010F202 | | SPON ADR 1:25 SH | 1,427 | 1,199 | -228 | $5,000 | $3,000 | -$2,000 |
|---|
CHINA ZENIX AUTO INTL LTD
CUSIP 16951E104 | | ADS | 1,687 | 860 | -827 | $4,000 | $2,000 | -$2,000 |
|---|
KONGZHONG CORP
CUSIP 50047P104 | | SPONSORED ADR | 958 | 941 | -17 | $8,000 | $6,000 | -$2,000 |
|---|
RENESOLA LTD
CUSIP 75971T103 | | SPONS ADS | 22,907 | 22,020 | -887 | $68,000 | $67,000 | -$1,000 |
|---|
AGRIA CORP
CUSIP 00850H103 | | SPONSORED ADR | 2,323 | 1,427 | -896 | $3,000 | $2,000 | -$1,000 |
|---|
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