UBS AG historic quarter change: Foreign Options, Added
In put and call options, at their filed underlying value (depositary receipts and foreign shares traded over the counter), over 5 quarters from 2013-06-30 to 2014-09-30, UBS AG opened 239 positions, added to 508, reduced 579 and sold out of 237.
- Q3 2014: Stock CHINA UNICOM (HONG KONG) LTD; Country of operation —; Class SPONSORED ADR · Call; Shares before 300.
- Q3 2014: Stock LYG; Country of operation —; Class SPONSORED ADR · Put; Shares before 800.
- Q3 2014: Stock 51JOB INC; Country of operation —; Class SP ADR REP COM · Call; Shares before 200.
- Q3 2014: Stock BRFS; Country of operation —; Class SPONSORED ADR · Call; Shares before 56,100.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1114446), 5 quarters: Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-12); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-16); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-05-21); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-13). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2002-12-31.
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|---|---|---|---|---|---|---|---|---|---|
| Q3 2014 | CHINA UNICOM (HONG KONG) LTD CUSIP 16945R104 | SPONSORED ADR · Call | 300 | 400 | +100 | $5,000 | $6,000 | +$1,000 | 2014-11-12 | |
| Q3 2014 | LYG LLOYDS BANKING GROUP PLC | SPONSORED ADR · Put | 800 | 1,000 | +200 | $4,000 | $5,000 | +$1,000 | 2014-11-12 | |
| Q3 2014 | 51JOB INC CUSIP 316827104 | SP ADR REP COM · Call | 200 | 400 | +200 | $13,000 | $12,000 | -$1,000 | 2014-11-12 | |
| Q3 2014 | BRFS BRF SA | SPONSORED ADR · Call | 56,100 | 57,300 | +1,200 | $1,364,000 | $1,363,000 | -$1,000 | 2014-11-12 |
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