UBS AG historic quarter change: USA Everything Else, Added
In partnership units, exchange-traded notes and anything else (listed in the US), over 5 quarters from 2013-06-30 to 2014-09-30, UBS AG opened 116 positions, added to 327, reduced 307 and sold out of 115.
- Q4 2013: Stock KINDER MORGAN ENERGY PARTNER; Country of operation —; Class UT LTD PARTNER; Shares before 3,131,337.
- Q4 2013: Stock SEADRILL PARTNERS LLC; Country of operation —; Class COMUNIT REP LB; Shares before 3,878.
- Q4 2013: Stock SWEDISH EXPT CR CORP; Country of operation —; Class ROG TTL ETN 22; Shares before 602,657.
- Q4 2013: Stock CARNIVAL CORP; Country of operation —; Class PAIRED CTF; Shares before 366,118.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1114446), 5 quarters: Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-12); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-16); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-05-21); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-13). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2002-12-31.
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q4 2013 | KINDER MORGAN ENERGY PARTNER
CUSIP 494550106 | | UT LTD PARTNER | 3,131,337 | 3,699,533 | +568,196 | $249,974,000 | $298,404,000 | +$48,430,000 | 2014-05-21 |
|---|
| Q4 2013 | SEADRILL PARTNERS LLC
CUSIP Y7545W109 | | COMUNIT REP LB | 3,878 | 442,489 | +438,611 | $127,000 | $13,717,000 | +$13,590,000 | 2014-05-21 |
|---|
| Q4 2013 | SWEDISH EXPT CR CORP
CUSIP 870297801 | | ROG TTL ETN 22 | 602,657 | 1,485,437 | +882,780 | $4,984,000 | $12,136,000 | +$7,152,000 | 2014-05-21 |
|---|
| Q4 2013 | CARNIVAL CORP
CUSIP 143658300 | | PAIRED CTF | 366,118 | 441,526 | +75,408 | $11,951,000 | $17,736,000 | +$5,785,000 | 2014-05-21 |
|---|
| Q4 2013 | NAVIOS MARITIME PARTNERS L P
CUSIP Y62267102 | | UNIT LPI | 984,463 | 1,026,429 | +41,966 | $14,412,000 | $19,626,000 | +$5,214,000 | 2014-05-21 |
|---|
| Q4 2013 | CREDIT SUISSE NASSAU BRH
CUSIP 22542D852 | | EQL WGT MLP LKD | 707,860 | 813,994 | +106,134 | $20,740,000 | $25,568,000 | +$4,828,000 | 2014-05-21 |
|---|
| Q4 2013 | ROYAL BK SCOTLAND PLC
CUSIP 78009L308 | | US LC TRENDP ETN | 535,817 | 585,027 | +49,210 | $17,627,000 | $21,201,000 | +$3,574,000 | 2014-05-21 |
|---|
| Q4 2013 | CALUMET SPECIALTY PRODS PTNR
CUSIP 131476103 | United States | UT LTD PARTNER | 439,030 | 557,649 | +118,619 | $11,981,000 | $14,510,000 | +$2,529,000 | 2014-05-21 |
|---|
| Q4 2013 | LINNCO LLC
CUSIP 535782106 | | COMSHS LTD INT | 185,547 | 245,369 | +59,822 | $5,414,000 | $7,560,000 | +$2,146,000 | 2014-05-21 |
|---|
| Q4 2013 | AEGON N V
CUSIP 007924103 | | NY REGISTRY SH | 908,618 | 913,252 | +4,634 | $6,724,000 | $8,658,000 | +$1,934,000 | 2014-05-21 |
|---|
| Q4 2013 | WESTERN GAS EQUITY PARTNERS
CUSIP 95825R103 | | COMUNT LTD PT | 60,642 | 101,478 | +40,836 | $2,256,000 | $4,010,000 | +$1,754,000 | 2014-05-21 |
|---|
| Q4 2013 | CURRENCYSHS BRIT POUND STER
CUSIP 23129S106 | | BRIT POUND STE | 1,040 | 8,522 | +7,482 | $166,000 | $1,392,000 | +$1,226,000 | 2014-05-21 |
|---|
| Q4 2013 | MACQUARIE INFRASTR CO LLC
CUSIP 55608B105 | | MEMBERSHIP INT | 5,789 | 28,166 | +22,377 | $310,000 | $1,533,000 | +$1,223,000 | 2014-05-21 |
|---|
| Q4 2013 | BOARDWALK PIPELINE PARTNERS
CUSIP 096627104 | | UT LTD PARTNER | 1,596,154 | 1,858,783 | +262,629 | $48,475,000 | $47,436,000 | -$1,039,000 | 2014-05-21 |
|---|
| Q4 2013 | ROYAL BK SCOTLAND PLC
CUSIP 78009L209 | | US MC TRENDP ETN | 198,872 | 206,744 | +7,872 | $6,034,000 | $6,789,000 | +$755,000 | 2014-05-21 |
|---|
| Q4 2013 | CURRENCYSHARES AUSTRALIAN DL
CUSIP 23129U101 | | AUSTRALIAN DOL | 15,618 | 22,822 | +7,204 | $1,459,000 | $2,041,000 | +$582,000 | 2014-05-21 |
|---|
| Q4 2013 | ROYAL BK SCOTLAND PLC
CUSIP 78009L407 | | GOLD TRENDP ETN | 81,872 | 100,772 | +18,900 | $2,292,000 | $2,817,000 | +$525,000 | 2014-05-21 |
|---|
| Q4 2013 | BARCLAYS BANK PLC
CUSIP 06739H198 | | ETN DJUBS TIN 38 | 1,890 | 12,000 | +10,110 | $100,000 | $609,000 | +$509,000 | 2014-05-21 |
|---|
| Q4 2013 | BARCLAYS BANK PLC
CUSIP 06739H214 | | ETN DJUBS SGAR38 | 3,868 | 12,875 | +9,007 | $237,000 | $714,000 | +$477,000 | 2014-05-21 |
|---|
| Q4 2013 | POWERSHS DB US DOLLAR INDEX
CUSIP 73936D206 | | DOLL INDX BEAR | 14,281 | 29,531 | +15,250 | $387,000 | $799,000 | +$412,000 | 2014-05-21 |
|---|
| Q4 2013 | ROYAL BK OF SCOTLAND PLC
CUSIP 78009P143 | | RBS NASD LKD41 | 850 | 10,642 | +9,792 | $28,000 | $387,000 | +$359,000 | 2014-05-21 |
|---|
| Q4 2013 | POPE RES DEL LTD PARTNERSHIP
CUSIP 732857107 | | DEPOSITRY RCPT | 44,325 | 49,945 | +5,620 | $3,001,000 | $3,346,000 | +$345,000 | 2014-05-21 |
|---|
| Q4 2013 | BARCLAYS BANK PLC
CUSIP 06739H313 | | ETN DJUBSCOCO 38 | 16,961 | 25,995 | +9,034 | $597,000 | $931,000 | +$334,000 | 2014-05-21 |
|---|
| Q4 2013 | CURRENCYSHARES SWISS FRANC T
CUSIP 23129V109 | | SWISS FRANC SH | 2,228 | 5,154 | +2,926 | $242,000 | $566,000 | +$324,000 | 2014-05-21 |
|---|
| Q4 2013 | SUNCOKE ENERGY PARTNERS L P
CUSIP 86722Y101 | | COMUNIT REP LT | 1,391 | 7,496 | +6,105 | $33,000 | $203,000 | +$170,000 | 2014-05-21 |
|---|
| Q4 2013 | BARCLAYS BANK PLC
CUSIP 06739H750 | | ETN DJUBS ENRG37 | 27,625 | 34,193 | +6,568 | $473,000 | $618,000 | +$145,000 | 2014-05-21 |
|---|
| Q4 2013 | POWERSHS DB MULTI SECT COMM
CUSIP 73936B507 | | DB OIL FUND | 27,355 | 31,189 | +3,834 | $751,000 | $864,000 | +$113,000 | 2014-05-21 |
|---|
| Q4 2013 | BARCLAYS BK PLC
CUSIP 06740L493 | | 10 YR TREAS BULL | 1,342 | 2,776 | +1,434 | $90,000 | $180,000 | +$90,000 | 2014-05-21 |
|---|
| Q4 2013 | CREDIT SUISSE NASSAU BRH
CUSIP 22542D530 | | VS 3XLNGNATGAS | 191 | 10,249 | +10,058 | $3,000 | $91,000 | +$88,000 | 2014-05-21 |
|---|
| Q4 2013 | POWERSHS DB MULTI SECT COMM
CUSIP 73936B101 | | DB ENERGY FUND | 18,964 | 21,140 | +2,176 | $534,000 | $616,000 | +$82,000 | 2014-05-21 |
|---|
| Q4 2013 | ALON USA PARTNERS LP
CUSIP 02052T109 | | UT LTDPART INT | 3,813 | 6,246 | +2,433 | $47,000 | $104,000 | +$57,000 | 2014-05-21 |
|---|
| Q4 2013 | BARCLAYS BANK PLC
CUSIP 06739H297 | | ETN DJUBSCOFFE38 | 2,409 | 4,993 | +2,584 | $56,000 | $108,000 | +$52,000 | 2014-05-21 |
|---|
| Q4 2013 | BARCLAYS BK PLC
CUSIP 06741L609 | | IPATH DYNM VIX | 541 | 2,041 | +1,500 | $21,000 | $69,000 | +$48,000 | 2014-05-21 |
|---|
| Q4 2013 | BARCLAYS BANK PLC
CUSIP 06739H263 | | ETN DJUBSLEAD 38 | 1,073 | 1,695 | +622 | $52,000 | $87,000 | +$35,000 | 2014-05-21 |
|---|
| Q4 2013 | UBS AG JERSEY BRH
CUSIP 902641679 | | DJ COMMD ETN39 | 379 | 1,598 | +1,219 | $9,000 | $37,000 | +$28,000 | 2014-05-21 |
|---|
| Q4 2013 | DEUTSCHE BK AG LONDON BRH
CUSIP 25154W407 | | PWRSHR 3X GERM | 583 | 1,383 | +800 | $20,000 | $45,000 | +$25,000 | 2014-05-21 |
|---|
| Q4 2013 | CURRENCYSHARES CHINESE RENMI
CUSIP 23131C107 | | CHIN RENMINBI | 3 | 300 | +297 | $0 | $24,000 | +$24,000 | 2014-05-21 |
|---|
| Q4 2013 | MORGAN STANLEY
CUSIP 617480272 | | LNG EURO ETN20 | 665 | 1,433 | +768 | $19,000 | $42,000 | +$23,000 | 2014-05-21 |
|---|
| Q4 2013 | BARCLAYS BK PLC
CUSIP 06740P601 | | S&P 500 3X LNG | 665 | 696 | +31 | $81,000 | $101,000 | +$20,000 | 2014-05-21 |
|---|
| Q4 2013 | DEUTSCHE BK AG LDN BRH
CUSIP 25154H467 | | PS CMDTY SH ETN | 743 | 1,707 | +964 | $19,000 | $36,000 | +$17,000 | 2014-05-21 |
|---|
| Q4 2013 | MORGAN STANLEY
CUSIP 61747W265 | | RUPEE/USD ETN | 165 | 670 | +505 | $5,000 | $21,000 | +$16,000 | 2014-05-21 |
|---|
| Q4 2013 | BARCLAYS BK PLC
CUSIP 06740P114 | | IPTH PURE BRD | 1,032 | 1,425 | +393 | $41,000 | $56,000 | +$15,000 | 2014-05-21 |
|---|
| Q4 2013 | CREDIT SUISSE NASSAU BRH
CUSIP 22542D878 | | EXCH NT LKD 20 | 268 | 821 | +553 | $6,000 | $20,000 | +$14,000 | 2014-05-21 |
|---|
| Q4 2013 | DEUTSCHE BK AG LONDON BRH
CUSIP 25154K866 | | PS CR OIL LG ETN | 262 | 1,369 | +1,107 | $4,000 | $18,000 | +$14,000 | 2014-05-21 |
|---|
| Q4 2013 | CREDIT SUISSE NASSAU BRH
CUSIP 22542D589 | | VS 3XLNGNATGAS | 904 | 1,458 | +554 | $32,000 | $45,000 | +$13,000 | 2014-05-21 |
|---|
| Q4 2013 | DEUTSCHE BK AG LONDON BRH
CUSIP 25154P188 | | 3X INV JAP GOV | 809 | 1,563 | +754 | $14,000 | $27,000 | +$13,000 | 2014-05-21 |
|---|
| Q4 2013 | DEUTSCHE BK AG LDN BRH
CUSIP 25154H566 | | PS AGRI DS ETN | 774 | 1,339 | +565 | $11,000 | $19,000 | +$8,000 | 2014-05-21 |
|---|
| Q4 2013 | SWEDISH EXPT CR CORP
CUSIP 870297215 | | MLCX GRN ETN23 | 2,167 | 3,748 | +1,581 | $13,000 | $21,000 | +$8,000 | 2014-05-21 |
|---|
| Q4 2013 | BARCLAYS BK PLC
CUSIP 06739F119 | | ETN DJUBS NCKL37 | 1,410 | 1,862 | +452 | $26,000 | $34,000 | +$8,000 | 2014-05-21 |
|---|
| Q4 2013 | BARCLAYS BANK PLC
CUSIP 06739H321 | | ETN DJUBSALUMI38 | 1,562 | 1,995 | +433 | $32,000 | $37,000 | +$5,000 | 2014-05-21 |
|---|
| Q4 2013 | DEUTSCHE BK AG LDN BRH
CUSIP 25154H541 | | PSHS AGRI SHR38 | 564 | 685 | +121 | $12,000 | $16,000 | +$4,000 | 2014-05-21 |
|---|
| Q4 2013 | BARCLAYS BK PLC
CUSIP 06738G878 | | IPATH GEMS ASIA8 | 2,140 | 2,194 | +54 | $95,000 | $99,000 | +$4,000 | 2014-05-21 |
|---|
| Q4 2013 | MORGAN STANLEY TRUSTS
CUSIP 61745P874 | | INCOME SECS INC | 12,586 | 12,611 | +25 | $209,000 | $212,000 | +$3,000 | 2014-05-21 |
|---|
| Q4 2013 | ROYAL BK OF SCOTLAND PLC
CUSIP 78009P184 | | ROGR ENH AGRIC | 1,311 | 1,503 | +192 | $28,000 | $31,000 | +$3,000 | 2014-05-21 |
|---|
| Q4 2013 | DEUTSCHE BK AG LONDON BRH
CUSIP 25154W704 | | PWSH ITAL TRES | 1,241 | 1,292 | +51 | $30,000 | $33,000 | +$3,000 | 2014-05-21 |
|---|
| Q4 2013 | DEUTSCHE BK AG LDN BRH
CUSIP 25154H459 | | PS CMDT LG ETN | 1,858 | 2,011 | +153 | $25,000 | $23,000 | -$2,000 | 2014-05-21 |
|---|
| Q4 2013 | SWEDISH EXPT CR CORP
CUSIP 870297199 | | MLCX BIO ETN23 | 641 | 942 | +301 | $7,000 | $9,000 | +$2,000 | 2014-05-21 |
|---|
| Q4 2013 | BARCLAYS BK PLC
CUSIP 06740P171 | | IPTH ALUMN ETN | 253 | 354 | +101 | $8,000 | $10,000 | +$2,000 | 2014-05-21 |
|---|
| Q4 2013 | DEUTSCHE BK AG LONDON BRH
CUSIP 25154K833 | | MTL SHRT ETN38 | 1,627 | 1,938 | +311 | $31,000 | $29,000 | -$2,000 | 2014-05-21 |
|---|
| Q4 2013 | DEUTSCHE BK AG LONDON BRH
CUSIP 25154K825 | | MTLS LNG ETN38 | 82 | 182 | +100 | $1,000 | $3,000 | +$2,000 | 2014-05-21 |
|---|
| Q4 2013 | MORGAN STANLEY
CUSIP 617480280 | | SHRT EUR ETN20 | 1,279 | 1,312 | +33 | $51,000 | $50,000 | -$1,000 | 2014-05-21 |
|---|
| Q4 2013 | ROYAL BK OF SCOTLAND PLC
CUSIP 78009P127 | | RBS OIL TRNDPL | 1,816 | 1,852 | +36 | $37,000 | $37,000 | $0 | 2014-05-21 |
|---|
| Q4 2013 | HSBC USA INC
CUSIP 4042EP602 | | S&P CTI ETN 23 | 1,270 | 1,351 | +81 | $8,000 | $8,000 | $0 | 2014-05-21 |
|---|
Similar Firms
| Firm Name | Country | 13F Value | Holdings |
|---|
| Not available yet |