UBS AG historic quarter change: USA Everything Else, Added
In partnership units, exchange-traded notes and anything else (listed in the US), over 5 quarters from 2013-06-30 to 2014-09-30, UBS AG opened 116 positions, added to 327, reduced 307 and sold out of 115.
- Q3 2013: Stock KINDER MORGAN ENERGY PARTNER; Country of operation —; Class UT LTD PARTNER; Shares before 2,826,483.
- Q3 2013: Stock BARCLAYS BK PLC; Country of operation —; Class S&P 500 VEQTOR; Shares before 523,544.
- Q3 2013: Stock ROYAL BK SCOTLAND PLC; Country of operation —; Class US LC TRENDP ETN; Shares before 423,032.
- Q3 2013: Stock BARCLAYS BK PLC; Country of operation —; Class IPATH S&P500 VIX; Shares before 1,482,966.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1114446), 5 quarters: Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-12); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-16); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-05-21); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-13). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2002-12-31.
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q3 2013 | KINDER MORGAN ENERGY PARTNER
CUSIP 494550106 | | UT LTD PARTNER | 2,826,483 | 3,131,337 | +304,854 | $241,382,000 | $249,974,000 | +$8,592,000 | 2013-11-13 |
|---|
| Q3 2013 | BARCLAYS BK PLC
CUSIP 06740C337 | | S&P 500 VEQTOR | 523,544 | 578,912 | +55,368 | $73,317,000 | $80,735,000 | +$7,418,000 | 2013-11-13 |
|---|
| Q3 2013 | ROYAL BK SCOTLAND PLC
CUSIP 78009L308 | | US LC TRENDP ETN | 423,032 | 535,817 | +112,785 | $13,266,000 | $17,627,000 | +$4,361,000 | 2013-11-13 |
|---|
| Q3 2013 | BARCLAYS BK PLC
CUSIP 06740C188 | | IPATH S&P500 VIX | 1,482,966 | 1,846,923 | +363,957 | $30,712,000 | $27,148,000 | -$3,564,000 | 2013-11-13 |
|---|
| Q3 2013 | CALUMET SPECIALTY PRODS PTNR
CUSIP 131476103 | United States | UT LTD PARTNER | 418,218 | 439,030 | +20,812 | $15,214,000 | $11,981,000 | -$3,233,000 | 2013-11-13 |
|---|
| Q3 2013 | WESTERN GAS EQUITY PARTNERS
CUSIP 95825R103 | | COMUNT LTD PT | 395 | 60,642 | +60,247 | $16,000 | $2,256,000 | +$2,240,000 | 2013-11-13 |
|---|
| Q3 2013 | ROYAL BK SCOTLAND PLC
CUSIP 78009L209 | | US MC TRENDP ETN | 149,909 | 198,872 | +48,963 | $4,233,000 | $6,034,000 | +$1,801,000 | 2013-11-13 |
|---|
| Q3 2013 | NAVIOS MARITIME PARTNERS L P
CUSIP Y62267102 | | UNIT LPI | 899,400 | 984,463 | +85,063 | $12,997,000 | $14,412,000 | +$1,415,000 | 2013-11-13 |
|---|
| Q3 2013 | TEEKAY OFFSHORE PARTNERS L P
CUSIP Y8565J101 | | PARTNERSHIP UN | 609,655 | 632,890 | +23,235 | $19,795,000 | $21,113,000 | +$1,318,000 | 2013-11-13 |
|---|
| Q3 2013 | CVR REFNG LP
CUSIP 12663P107 | | COMUNIT REP LT | 155,444 | 229,784 | +74,340 | $4,672,000 | $5,730,000 | +$1,058,000 | 2013-11-13 |
|---|
| Q3 2013 | AEGON N V
CUSIP 007924103 | | NY REGISTRY SH | 876,858 | 908,618 | +31,760 | $5,928,000 | $6,724,000 | +$796,000 | 2013-11-13 |
|---|
| Q3 2013 | POPE RES DEL LTD PARTNERSHIP
CUSIP 732857107 | | DEPOSITRY RCPT | 31,710 | 44,325 | +12,615 | $2,220,000 | $3,001,000 | +$781,000 | 2013-11-13 |
|---|
| Q3 2013 | NOBLE CORPORATION BAAR
CUSIP H5833N103 | | NAMEN -AKT | 152,209 | 172,118 | +19,909 | $5,720,000 | $6,501,000 | +$781,000 | 2013-11-13 |
|---|
| Q3 2013 | BARCLAYS BANK PLC
CUSIP 06739H313 | | ETN DJUBSCOCO 38 | 2,489 | 16,961 | +14,472 | $72,000 | $597,000 | +$525,000 | 2013-11-13 |
|---|
| Q3 2013 | CURRENCYSHARES AUSTRALIAN DL
CUSIP 23129U101 | | AUSTRALIAN DOL | 11,075 | 15,618 | +4,543 | $1,015,000 | $1,459,000 | +$444,000 | 2013-11-13 |
|---|
| Q3 2013 | SWEDISH EXPT CR CORP
CUSIP 870297306 | | RG ENRGY ETN22 | 147,486 | 171,021 | +23,535 | $963,000 | $1,181,000 | +$218,000 | 2013-11-13 |
|---|
| Q3 2013 | POWERSHS DB MULTI SECT COMM
CUSIP 73936B507 | | DB OIL FUND | 21,008 | 27,355 | +6,347 | $545,000 | $751,000 | +$206,000 | 2013-11-13 |
|---|
| Q3 2013 | POWERSHS DB MULTI SECT COMM
CUSIP 73936B309 | | DB SILVER FUND | 22,761 | 25,357 | +2,596 | $745,000 | $924,000 | +$179,000 | 2013-11-13 |
|---|
| Q3 2013 | SWEDISH EXPT CR CORP
CUSIP 870297603 | | ROG AGRI ETN22 | 138,824 | 158,373 | +19,549 | $1,152,000 | $1,308,000 | +$156,000 | 2013-11-13 |
|---|
| Q3 2013 | POWERSHS DB MULTI SECT COMM
CUSIP 73936B705 | | DB BASE METALS | 183,142 | 183,619 | +477 | $2,960,000 | $3,072,000 | +$112,000 | 2013-11-13 |
|---|
| Q3 2013 | BARCLAYS BK PLC
CUSIP 06739F135 | | ETN CBOE SPBUY | 822 | 2,853 | +2,031 | $45,000 | $157,000 | +$112,000 | 2013-11-13 |
|---|
| Q3 2013 | CURRENCYSHS BRIT POUND STER
CUSIP 23129S106 | | BRIT POUND STE | 540 | 1,040 | +500 | $81,000 | $166,000 | +$85,000 | 2013-11-13 |
|---|
| Q3 2013 | BARCLAYS BK PLC
CUSIP 06740L493 | | 10 YR TREAS BULL | 122 | 1,342 | +1,220 | $8,000 | $90,000 | +$82,000 | 2013-11-13 |
|---|
| Q3 2013 | BARCLAYS BK PLC
CUSIP 06740P221 | | IPTH CRUDE OIL | 19 | 1,925 | +1,906 | $1,000 | $82,000 | +$81,000 | 2013-11-13 |
|---|
| Q3 2013 | SEADRILL PARTNERS LLC
CUSIP Y7545W109 | | COMUNIT REP LB | 2,074 | 3,878 | +1,804 | $61,000 | $127,000 | +$66,000 | 2013-11-13 |
|---|
| Q3 2013 | BARCLAYS BK PLC
CUSIP 06740L477 | | US TRES STEEP | 257 | 1,609 | +1,352 | $10,000 | $64,000 | +$54,000 | 2013-11-13 |
|---|
| Q3 2013 | CREDIT SUISSE NASSAU BRH
CUSIP 22542D597 | | VS 3XLNG BRENT | 115 | 1,038 | +923 | $4,000 | $43,000 | +$39,000 | 2013-11-13 |
|---|
| Q3 2013 | DEUTSCHE BK AG LONDON BRH
CUSIP 25154K809 | | PS CRD OIL ETN | 1,233 | 2,621 | +1,388 | $50,000 | $88,000 | +$38,000 | 2013-11-13 |
|---|
| Q3 2013 | CREDIT SUISSE NASSAU BRH
CUSIP 22542D647 | | 2X LONG PLATIN | 276 | 1,120 | +844 | $9,000 | $39,000 | +$30,000 | 2013-11-13 |
|---|
| Q3 2013 | BARCLAYS BANK PLC
CUSIP 06739H321 | | ETN DJUBSALUMI38 | 275 | 1,562 | +1,287 | $5,000 | $32,000 | +$27,000 | 2013-11-13 |
|---|
| Q3 2013 | BARCLAYS BK PLC
CUSIP 06740P403 | | RUSS2000 3X LG | 577 | 677 | +100 | $59,000 | $85,000 | +$26,000 | 2013-11-13 |
|---|
| Q3 2013 | ROYAL BK OF SCOTLAND PLC
CUSIP 78009P143 | | RBS NASD LKD41 | 100 | 850 | +750 | $3,000 | $28,000 | +$25,000 | 2013-11-13 |
|---|
| Q3 2013 | BARCLAYS BANK PLC
CUSIP 06739H198 | | ETN DJUBS TIN 38 | 1,716 | 1,890 | +174 | $76,000 | $100,000 | +$24,000 | 2013-11-13 |
|---|
| Q3 2013 | POWERSHS DB MULTI SECT COMM
CUSIP 73936B606 | | DB GOLD FUND | 4,035 | 4,261 | +226 | $168,000 | $190,000 | +$22,000 | 2013-11-13 |
|---|
| Q3 2013 | BARCLAYS BANK PLC
CUSIP 06739H412 | | CARRY ETN 38 | 8,483 | 8,782 | +299 | $366,000 | $387,000 | +$21,000 | 2013-11-13 |
|---|
| Q3 2013 | ROYAL BK OF SCOTLAND PLC
CUSIP 78009P127 | | RBS OIL TRNDPL | 830 | 1,816 | +986 | $16,000 | $37,000 | +$21,000 | 2013-11-13 |
|---|
| Q3 2013 | BARCLAYS BANK PLC
CUSIP 06739H214 | | ETN DJUBS SGAR38 | 3,680 | 3,868 | +188 | $217,000 | $237,000 | +$20,000 | 2013-11-13 |
|---|
| Q3 2013 | FIRSTSERVICE CORP
CUSIP 33761N109 | | SUB VTG SH | 592 | 925 | +333 | $18,000 | $36,000 | +$18,000 | 2013-11-13 |
|---|
| Q3 2013 | HANCOCK JOHN INV TRUST
CUSIP 41013P749 | United States | TAX ADV GLB SH | 23,642 | 26,795 | +3,153 | $292,000 | $309,000 | +$17,000 | 2013-11-13 |
|---|
| Q3 2013 | DEUTSCHE BK AG LONDON
CUSIP 25153Q658 | | ETN DJ HY 2022 | 437 | 1,747 | +1,310 | $6,000 | $22,000 | +$16,000 | 2013-11-13 |
|---|
| Q3 2013 | BARCLAYS BK PLC
CUSIP 06740P601 | | S&P 500 3X LNG | 594 | 665 | +71 | $66,000 | $81,000 | +$15,000 | 2013-11-13 |
|---|
| Q3 2013 | BARCLAYS BK PLC
CUSIP 06738G407 | | ETN DJUBS IND MT | 1,251 | 1,643 | +392 | $35,000 | $49,000 | +$14,000 | 2013-11-13 |
|---|
| Q3 2013 | CREDIT SUISSE NASSAU BRH
CUSIP 22542D688 | | 3X LONG GOLD | 667 | 1,275 | +608 | $10,000 | $23,000 | +$13,000 | 2013-11-13 |
|---|
| Q3 2013 | MORGAN STANLEY
CUSIP 617480280 | | SHRT EUR ETN20 | 935 | 1,279 | +344 | $41,000 | $51,000 | +$10,000 | 2013-11-13 |
|---|
| Q3 2013 | DEUTSCHE BK AG LDN BRH
CUSIP 25154H541 | | PSHS AGRI SHR38 | 167 | 564 | +397 | $3,000 | $12,000 | +$9,000 | 2013-11-13 |
|---|
| Q3 2013 | UBS AG LONDON BRH
CUSIP 90267B799 | | DLY LNGSHT GAS | 1,143 | 1,443 | +300 | $32,000 | $41,000 | +$9,000 | 2013-11-13 |
|---|
| Q3 2013 | BARCLAYS BK PLC
CUSIP 06739F184 | | IP EUR/USD ETN | 330 | 450 | +120 | $16,000 | $24,000 | +$8,000 | 2013-11-13 |
|---|
| Q3 2013 | HSBC USA INC
CUSIP 4042EP602 | | S&P CTI ETN 23 | 172 | 1,270 | +1,098 | $1,000 | $8,000 | +$7,000 | 2013-11-13 |
|---|
| Q3 2013 | SWEDISH EXPT CR CORP
CUSIP 870297199 | | MLCX BIO ETN23 | 295 | 641 | +346 | $3,000 | $7,000 | +$4,000 | 2013-11-13 |
|---|
| Q3 2013 | DEUTSCHE BK AG LDN BRH
CUSIP 25154H459 | | PS CMDT LG ETN | 1,524 | 1,858 | +334 | $21,000 | $25,000 | +$4,000 | 2013-11-13 |
|---|
| Q3 2013 | DEUTSCHE BK AG LDN BRH
CUSIP 25154H566 | | PS AGRI DS ETN | 556 | 774 | +218 | $8,000 | $11,000 | +$3,000 | 2013-11-13 |
|---|
| Q3 2013 | DEUTSCHE BK AG LONDON BRH
CUSIP 25154K833 | | MTL SHRT ETN38 | 1,616 | 1,627 | +11 | $28,000 | $31,000 | +$3,000 | 2013-11-13 |
|---|
| Q3 2013 | BARCLAYS BANK PLC
CUSIP 06739H263 | | ETN DJUBSLEAD 38 | 1,045 | 1,073 | +28 | $50,000 | $52,000 | +$2,000 | 2013-11-13 |
|---|
| Q3 2013 | BARCLAYS BK PLC
CUSIP 06738G878 | | IPATH GEMS ASIA8 | 2,040 | 2,140 | +100 | $93,000 | $95,000 | +$2,000 | 2013-11-13 |
|---|
| Q3 2013 | DEUTSCHE BK AG LDN BRH
CUSIP 25154H467 | | PS CMDTY SH ETN | 660 | 743 | +83 | $18,000 | $19,000 | +$1,000 | 2013-11-13 |
|---|
| Q3 2013 | BARCLAYS BANK PLC
CUSIP 06739H420 | | IPATH AS GLF CUR | 706 | 716 | +10 | $35,000 | $36,000 | +$1,000 | 2013-11-13 |
|---|
| Q3 2013 | BARCLAYS BK PLC
CUSIP 06740L527 | | 30 YR TREAS BULL | 231 | 246 | +15 | $15,000 | $16,000 | +$1,000 | 2013-11-13 |
|---|
| Q3 2013 | DEUTSCHE BK AG LONDON BRH
CUSIP 25154W704 | | PWSH ITAL TRES | 1,238 | 1,241 | +3 | $30,000 | $30,000 | $0 | 2013-11-13 |
|---|
| Q3 2013 | CREDIT SUISSE NASSAU BRH
CUSIP 22542D639 | | 2X INVER PLATI | 180 | 207 | +27 | $10,000 | $10,000 | $0 | 2013-11-13 |
|---|
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