SYMPHONY ASSET MANAGEMENT LLC historic quarter change: Foreign Stocks, Reduced
In share positions in stocks (depositary receipts and foreign shares traded over the counter), over 13 quarters from 2013-06-30 to 2016-09-30, SYMPHONY ASSET MANAGEMENT LLC opened 86 positions, added to 33, reduced 63 and sold out of 78.
- Q3 2016: Stock TLK; Country of operation —; Class ADR; Shares before 3,622.
- Q3 2016: Stock NTES; Country of operation —; Class ADR; Shares before 1,124.
- Q2 2016: Stock ING; Country of operation —; Class ADR; Shares before 53,435.
- Q2 2016: Stock TLK; Country of operation —; Class ADR; Shares before 5,043.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1030815), 13 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-14); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-12); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-13); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-12); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-10); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-12); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-13); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-09); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-12); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-15); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-11); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-13). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 1999-06-30.
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q3 2016 | TLK
PT TELEKOMUNIKIASI INDONESIAAD | | ADR | 3,622 | 3,123 | -499 | $222,000 | $207,000 | -$15,000 | 2016-11-14 |
|---|
| Q3 2016 | NTES
NETEASE COM INC SPONSORED ADR | | ADR | 1,124 | 929 | -195 | $217,000 | $224,000 | +$7,000 | 2016-11-14 |
|---|
| Q2 2016 | ING
ING GROEP NV | | ADR | 53,435 | 41,201 | -12,234 | $637,000 | $426,000 | -$211,000 | 2016-08-12 |
|---|
| Q2 2016 | TLK
PT TELEKOMUNIKIASI INDONESIAAD | | ADR | 5,043 | 3,622 | -1,421 | $256,000 | $222,000 | -$34,000 | 2016-08-12 |
|---|
| Q2 2016 | CHT
CHUNGHWA TELECOM COM LTD SPON | | ADR | 6,815 | 5,884 | -931 | $230,000 | $213,000 | -$17,000 | 2016-08-12 |
|---|
| Q2 2016 | NTES
NETEASE COM INC SPONSORED ADR | | ADR | 1,527 | 1,124 | -403 | $219,000 | $217,000 | -$2,000 | 2016-08-12 |
|---|
| Q1 2016 | ING
ING GROEP N V SPONSORED ADR | | ADR | 129,850 | 53,435 | -76,415 | $1,747,000 | $637,000 | -$1,110,000 | 2016-05-13 |
|---|
| Q1 2016 | NTES
NETEASE COM INC SPONSORED ADR | | ADR | 4,149 | 1,527 | -2,622 | $752,000 | $219,000 | -$533,000 | 2016-05-13 |
|---|
| Q1 2016 | TLK
PT TELEKOMUNIKIASI INDONESIAAD | | ADR | 13,837 | 5,043 | -8,794 | $615,000 | $256,000 | -$359,000 | 2016-05-13 |
|---|
| Q1 2016 | KEP
KOREA ELEC PWR CO ADR SPONS C | | ADR | 29,040 | 10,686 | -18,354 | $615,000 | $275,000 | -$340,000 | 2016-05-13 |
|---|
| Q1 2016 | CHT
CHUNGHWA TELECOM COM LTD SPON | | ADR | 18,257 | 6,815 | -11,442 | $549,000 | $230,000 | -$319,000 | 2016-05-13 |
|---|
| Q4 2015 | SNY
SANOFI-ADR | | ADR | 23,106 | 15,597 | -7,509 | $1,097,000 | $665,000 | -$432,000 | 2016-02-12 |
|---|
| Q4 2015 | TM
TOYOTA MOTOR CORP -SPON ADR | | ADR | 10,633 | 7,177 | -3,456 | $1,247,000 | $883,000 | -$364,000 | 2016-02-12 |
|---|
| Q4 2015 | NVO
NOVO-NORDISK A/S-SPONS ADR | | ADR | 22,654 | 15,294 | -7,360 | $1,229,000 | $888,000 | -$341,000 | 2016-02-12 |
|---|
| Q4 2015 | BTI
BRITISH AMERICAN TOB-SP ADR | | ADR | 9,613 | 6,493 | -3,120 | $1,058,000 | $717,000 | -$341,000 | 2016-02-12 |
|---|
| Q4 2015 | MUFG
MITSUBISHI UFJ FINL-SPON ADR | | ADR | 163,843 | 110,618 | -53,225 | $997,000 | $688,000 | -$309,000 | 2016-02-12 |
|---|
| Q4 2015 | RDY
DOCTOR REDDY'S LAB-ADR | | ADR | 9,423 | 6,366 | -3,057 | $602,000 | $294,000 | -$308,000 | 2016-02-12 |
|---|
| Q4 2015 | AKOB
EMBOTELLADORA ANDINA-ADR B | | ADR | 30,752 | 20,767 | -9,985 | $638,000 | $361,000 | -$277,000 | 2016-02-12 |
|---|
| Q4 2015 | BP
BP PLC-SPONS ADR | | ADR | 28,985 | 19,567 | -9,418 | $886,000 | $612,000 | -$274,000 | 2016-02-12 |
|---|
| Q4 2015 | SMFG
SUMITOMO MITSUI-SPONS ADR | | ADR | 105,727 | 71,374 | -34,353 | $806,000 | $542,000 | -$264,000 | 2016-02-12 |
|---|
| Q4 2015 | NMR
NOMURA HOLDINGS INC-SPON ADR | | ADR | 109,565 | 73,970 | -35,595 | $638,000 | $410,000 | -$228,000 | 2016-02-12 |
|---|
| Q4 2015 | ULXXXX
UNILEVER PLC-SPONSORED ADR | | ADR | 19,109 | 12,897 | -6,212 | $780,000 | $556,000 | -$224,000 | 2016-02-12 |
|---|
| Q4 2015 | ASR
GRUPO AEROPORTUARIO SUR-ADR | | ADR | 3,768 | 2,540 | -1,228 | $574,000 | $357,000 | -$217,000 | 2016-02-12 |
|---|
| Q4 2015 | BCS
BARCLAYS PLC-SPONS ADR | | ADR | 35,092 | 23,690 | -11,402 | $519,000 | $307,000 | -$212,000 | 2016-02-12 |
|---|
| Q4 2015 | PAC
GRUPO AEROPORTUARIO PAC-ADR | | ADR | 7,277 | 4,916 | -2,361 | $632,000 | $434,000 | -$198,000 | 2016-02-12 |
|---|
| Q4 2015 | CUK
CARNIVAL PLC-ADR | | ADR | 14,891 | 10,049 | -4,842 | $770,000 | $572,000 | -$198,000 | 2016-02-12 |
|---|
| Q4 2015 | CHT
CHUNGHWA TELECOM LT-SPON ADR | | ADR | 24,233 | 18,257 | -5,976 | $733,000 | $549,000 | -$184,000 | 2016-02-12 |
|---|
| Q4 2015 | BVN
CIA DE MINAS BUENAVENTUR-ADR | | ADR | 59,851 | 40,410 | -19,441 | $356,000 | $173,000 | -$183,000 | 2016-02-12 |
|---|
| Q4 2015 | KEP
KOREA ELEC POWER CORP-SP ADR | | ADR | 38,631 | 29,040 | -9,591 | $792,000 | $615,000 | -$177,000 | 2016-02-12 |
|---|
| Q4 2015 | NTTYY
NIPPON TELEGRAPH & TELE-ADR | Japan | ADR | 20,697 | 13,971 | -6,726 | $730,000 | $555,000 | -$175,000 | 2016-02-12 |
|---|
| Q4 2015 | SSL
SASOL LTD-SPONSORED ADR | | ADR | 17,753 | 11,986 | -5,767 | $494,000 | $321,000 | -$173,000 | 2016-02-12 |
|---|
| Q4 2015 | NVS
NOVARTIS AG-SPONSORED ADR | | ADR | 4,301 | 2,901 | -1,400 | $395,000 | $249,000 | -$146,000 | 2016-02-12 |
|---|
| Q4 2015 | NTES
NETEASE INC-ADR | | ADR | 5,521 | 4,149 | -1,372 | $663,000 | $752,000 | +$89,000 | 2016-02-12 |
|---|
| Q4 2015 | TLK
TELEKOMUNIK INDONESIA-SP ADR | | ADR | 18,428 | 13,837 | -4,591 | $657,000 | $615,000 | -$42,000 | 2016-02-12 |
|---|
| Q3 2015 | NVS
NOVARTIS AG-SPONSORED ADR | | ADR | 13,419 | 4,301 | -9,118 | $1,320,000 | $395,000 | -$925,000 | 2015-11-10 |
|---|
| Q3 2015 | ING
ING GROEP N.V.-SPONSORED ADR | | ADR | 81,017 | 76,541 | -4,476 | $1,343,000 | $1,082,000 | -$261,000 | 2015-11-10 |
|---|
| Q2 2015 | TEVA
TEVA PHARMACEUTICAL-SP ADR | | ADR | 21,989 | 13,096 | -8,893 | $1,369,000 | $774,000 | -$595,000 | 2015-08-12 |
|---|
| Q2 2015 | VIPS
VIPSHOP HOLDINGS LTD - ADS | | COM | 28,591 | 26,975 | -1,616 | $841,000 | $600,000 | -$241,000 | 2015-08-12 |
|---|
| Q2 2015 | GGAL
GRUPO FINANCIERO GALICIA-ADR | | ADR | 30,011 | 27,747 | -2,264 | $694,000 | $522,000 | -$172,000 | 2015-08-12 |
|---|
| Q2 2015 | LPL
LG DISPLAY CO LTD-ADR | | ADR | 49,026 | 46,279 | -2,747 | $701,000 | $536,000 | -$165,000 | 2015-08-12 |
|---|
| Q2 2015 | TM
TOYOTA MOTOR CORP -SPON ADR | | ADR | 9,585 | 8,864 | -721 | $1,340,000 | $1,185,000 | -$155,000 | 2015-08-12 |
|---|
| Q2 2015 | PSO
PEARSON PLC-SPONSORED ADR | | ADR | 28,037 | 25,921 | -2,116 | $606,000 | $492,000 | -$114,000 | 2015-08-12 |
|---|
| Q2 2015 | NVS
NOVARTIS AG-SPONSORED ADR | | ADR | 14,514 | 13,419 | -1,095 | $1,431,000 | $1,320,000 | -$111,000 | 2015-08-12 |
|---|
| Q2 2015 | WPP
WPP PLC-SPONSORED ADR | | ADR | 6,418 | 5,733 | -685 | $731,000 | $647,000 | -$84,000 | 2015-08-12 |
|---|
| Q2 2015 | SNY
SANOFI-ADR | | ADR | 20,827 | 19,258 | -1,569 | $1,029,000 | $954,000 | -$75,000 | 2015-08-12 |
|---|
| Q2 2015 | MUFG
MITSUBISHI UFJ FINL-SPON ADR | | ADR | 147,732 | 136,580 | -11,152 | $919,000 | $986,000 | +$67,000 | 2015-08-12 |
|---|
| Q2 2015 | NVO
NOVO-NORDISK A/S-SPONS ADR | | ADR | 20,426 | 18,883 | -1,543 | $1,090,000 | $1,034,000 | -$56,000 | 2015-08-12 |
|---|
| Q2 2015 | SAN
BANCO SANTANDER SA-SPON ADR | | ADR | 54,881 | 50,738 | -4,143 | $409,000 | $356,000 | -$53,000 | 2015-08-12 |
|---|
| Q2 2015 | SMFG
SUMITOMO MITSUI-SPONS ADR | | ADR | 95,321 | 88,130 | -7,191 | $738,000 | $783,000 | +$45,000 | 2015-08-12 |
|---|
| Q2 2015 | CHT
CHUNGHWA TELECOM LT-SPON ADR | | ADR | 22,423 | 21,172 | -1,251 | $719,000 | $676,000 | -$43,000 | 2015-08-12 |
|---|
| Q2 2015 | ITUB
ITAU UNIBANCO H-SPON PRF ADR | | ADR | 46,329 | 43,453 | -2,876 | $512,000 | $476,000 | -$36,000 | 2015-08-12 |
|---|
| Q2 2015 | KEP
KOREA ELEC POWER CORP-SP ADR | | ADR | 34,441 | 32,940 | -1,501 | $706,000 | $671,000 | -$35,000 | 2015-08-12 |
|---|
| Q2 2015 | ULXXXX
UNILEVER PLC-SPONSORED ADR | | ADR | 17,228 | 15,932 | -1,296 | $718,000 | $684,000 | -$34,000 | 2015-08-12 |
|---|
| Q2 2015 | CUK
CARNIVAL PLC-ADR | | ADR | 13,427 | 12,414 | -1,013 | $657,000 | $636,000 | -$21,000 | 2015-08-12 |
|---|
| Q1 2015 | SNY
SANOFI-ADR | | ADR | 42,315 | 20,827 | -21,488 | $1,930,000 | $1,029,000 | -$901,000 | 2015-05-13 |
|---|
| Q1 2015 | ING
ING GROEP N.V.-SPONSORED ADR | | ADR | 134,430 | 81,017 | -53,413 | $1,743,000 | $1,184,000 | -$559,000 | 2015-05-13 |
|---|
| Q1 2015 | SAN
BANCO SANTANDER SA-SPON ADR | | ADR | 110,025 | 54,881 | -55,144 | $916,000 | $409,000 | -$507,000 | 2015-05-13 |
|---|
| Q4 2014 | ING
ING GROEP N.V.-SPONSORED ADR | | ADR | 138,757 | 134,430 | -4,327 | $1,969,000 | $1,743,000 | -$226,000 | 2015-02-09 |
|---|
| Q4 2014 | TEVA
TEVA PHARMACEUTICAL-SP ADR | | ADR | 9,421 | 9,189 | -232 | $506,000 | $528,000 | +$22,000 | 2015-02-09 |
|---|
| Q3 2014 | TEVA
TEVA PHARMACEUTICAL-SP ADR | | ADR | 9,647 | 9,421 | -226 | $506,000 | $506,000 | $0 | 2014-11-12 |
|---|
| Q2 2014 | TEVA
TEVA PHARMACEUTICAL-SP ADR | | ADR | 9,979 | 9,647 | -332 | $527,000 | $506,000 | -$21,000 | 2014-08-14 |
|---|
| Q1 2014 | ING
ING GROEP N.V.-SPONSORED ADR | | ADR | 192,450 | 68,436 | -124,014 | $2,696,000 | $975,000 | -$1,721,000 | 2014-05-15 |
|---|
| Q1 2014 | TEVA
TEVA PHARMACEUTICAL-SP ADR | | ADR | 16,028 | 9,979 | -6,049 | $643,000 | $527,000 | -$116,000 | 2014-05-15 |
|---|
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