SYMPHONY ASSET MANAGEMENT LLC historic quarter change: Foreign Stocks, New
In share positions in stocks (depositary receipts and foreign shares traded over the counter), over 13 quarters from 2013-06-30 to 2016-09-30, SYMPHONY ASSET MANAGEMENT LLC opened 86 positions, added to 33, reduced 63 and sold out of 78.
- Q3 2016: Stock LNWO; Country of operation United States; Class SHS; Shares before 0.
- Q3 2016: Stock VIPS; Country of operation —; Class ADR; Shares before 0.
- Q3 2016: Stock BBD; Country of operation —; Class ADR; Shares before 0.
- Q3 2016: Stock ITUB; Country of operation —; Class ADR; Shares before 0.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1030815), 13 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-14); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-12); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-13); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-12); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-10); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-12); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-13); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-09); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-12); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-15); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-11); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-13). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 1999-06-30.
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|---|---|---|---|---|---|---|---|---|---|
| Q3 2016 | LNWO SCIENTIFIC GAMES CORP | United States | SHS | 0 | 317,475 | +317,475 | $0 | $3,851,000 | +$3,851,000 | 2016-11-14 |
| Q3 2016 | VIPS VIPSHOP HOLDINGS LTD | ADR | 0 | 78,250 | +78,250 | $0 | $1,148,000 | +$1,148,000 | 2016-11-14 | |
| Q3 2016 | BBD BANCO BRADESCO SA | ADR | 0 | 91,510 | +91,510 | $0 | $830,000 | +$830,000 | 2016-11-14 | |
| Q3 2016 | ITUB ITAU UNIBANCO HOLDING SA | ADR | 0 | 57,129 | +57,129 | $0 | $625,000 | +$625,000 | 2016-11-14 | |
| Q3 2016 | BSBR BANCO SANTANDER BRASIL SA | ADR | 0 | 53,244 | +53,244 | $0 | $357,000 | +$357,000 | 2016-11-14 | |
| Q3 2016 | VALE VALE SA | ADR | 0 | 42,488 | +42,488 | $0 | $234,000 | +$234,000 | 2016-11-14 | |
| Q2 2016 | CX CEMEX SAB DE CV | ADR | 0 | 47,649 | +47,649 | $0 | $294,000 | +$294,000 | 2016-08-12 | |
| Q2 2016 | TX TERNIUM SA SPON ADR | ADR | 0 | 11,015 | +11,015 | $0 | $210,000 | +$210,000 | 2016-08-12 | |
| Q1 2016 | BAK BRASKEM SA SP ADR PFD A | ADR | 0 | 35,063 | +35,063 | $0 | $453,000 | +$453,000 | 2016-05-13 | |
| Q4 2015 | RYAAY RYANAIR HOLDINGS PLC-SP ADR | ADR | 0 | 7,323 | +7,323 | $0 | $633,000 | +$633,000 | 2016-02-12 | |
| Q4 2015 | EC ECOPETROL SA-SPONSORED ADR | ADR | 0 | 17,316 | +17,316 | $0 | $121,000 | +$121,000 | 2016-02-12 | |
| Q3 2015 | BTI BRITISH AMERICAN TOB-SP ADR | ADR | 0 | 9,613 | +9,613 | $0 | $1,058,000 | +$1,058,000 | 2015-11-10 | |
| Q3 2015 | AKOB EMBOTELLADORA ANDINA-ADR B | ADR | 0 | 30,752 | +30,752 | $0 | $638,000 | +$638,000 | 2015-11-10 | |
| Q3 2015 | RDY DOCTOR REDDY'S LAB-ADR | ADR | 0 | 9,423 | +9,423 | $0 | $602,000 | +$602,000 | 2015-11-10 | |
| Q3 2015 | ASR GRUPO AEROPORTUARIO SUR-ADR | ADR | 0 | 3,768 | +3,768 | $0 | $574,000 | +$574,000 | 2015-11-10 | |
| Q3 2015 | BCS BARCLAYS PLC-SPONS ADR | ADR | 0 | 35,092 | +35,092 | $0 | $519,000 | +$519,000 | 2015-11-10 | |
| Q3 2015 | SSL SASOL LTD-SPONSORED ADR | ADR | 0 | 17,753 | +17,753 | $0 | $494,000 | +$494,000 | 2015-11-10 | |
| Q3 2015 | BVN CIA DE MINAS BUENAVENTUR-ADR | ADR | 0 | 59,851 | +59,851 | $0 | $356,000 | +$356,000 | 2015-11-10 | |
| Q3 2015 | LYG LLOYDS BANKING GROUP PLC-ADR | ADR | 0 | 48,052 | +48,052 | $0 | $221,000 | +$221,000 | 2015-11-10 | |
| Q2 2015 | BP BP PLC-SPONS ADR | ADR | 0 | 24,165 | +24,165 | $0 | $966,000 | +$966,000 | 2015-08-12 | |
| Q2 2015 | BHP BHP BILLITON LTD-SPON ADR | ADR | 0 | 18,918 | +18,918 | $0 | $770,000 | +$770,000 | 2015-08-12 | |
| Q2 2015 | NTTYY NIPPON TELEGRAPH & TELE-ADR | Japan | ADR | 0 | 17,248 | +17,248 | $0 | $626,000 | +$626,000 | 2015-08-12 |
| Q2 2015 | NMR NOMURA HOLDINGS INC-SPON ADR | ADR | 0 | 91,338 | +91,338 | $0 | $618,000 | +$618,000 | 2015-08-12 | |
| Q2 2015 | PBR PETROLEO BRASILEIRO S.A.-ADR | ADR | 0 | 67,834 | +67,834 | $0 | $614,000 | +$614,000 | 2015-08-12 | |
| Q2 2015 | NICE NICE SYSTEMS LTD-SPONS ADR | ADR | 0 | 8,672 | +8,672 | $0 | $552,000 | +$552,000 | 2015-08-12 | |
| Q2 2015 | TLK TELEKOMUNIK INDONESIA-SP ADR | ADR | 0 | 11,783 | +11,783 | $0 | $511,000 | +$511,000 | 2015-08-12 | |
| Q2 2015 | NTES NETEASE INC-ADR | ADR | 0 | 3,519 | +3,519 | $0 | $510,000 | +$510,000 | 2015-08-12 | |
| Q2 2015 | GRFS GRIFOLS SA-ADR | ADR | 0 | 16,113 | +16,113 | $0 | $499,000 | +$499,000 | 2015-08-12 | |
| Q2 2015 | PAC GRUPO AEROPORTUARIO PAC-ADR | ADR | 0 | 6,063 | +6,063 | $0 | $415,000 | +$415,000 | 2015-08-12 | |
| Q1 2015 | TM TOYOTA MOTOR CORP -SPON ADR | ADR | 0 | 9,585 | +9,585 | $0 | $1,340,000 | +$1,340,000 | 2015-05-13 | |
| Q1 2015 | NVO NOVO-NORDISK A/S-SPONS ADR | ADR | 0 | 20,426 | +20,426 | $0 | $1,090,000 | +$1,090,000 | 2015-05-13 | |
| Q1 2015 | BMA BANCO MACRO SA-ADR | ADR | 0 | 16,697 | +16,697 | $0 | $955,000 | +$955,000 | 2015-05-13 | |
| Q1 2015 | MUFG MITSUBISHI UFJ FINL-SPON ADR | ADR | 0 | 147,732 | +147,732 | $0 | $919,000 | +$919,000 | 2015-05-13 | |
| Q1 2015 | SMFG SUMITOMO MITSUI-SPONS ADR | ADR | 0 | 95,321 | +95,321 | $0 | $738,000 | +$738,000 | 2015-05-13 | |
| Q1 2015 | WPP WPP PLC-SPONSORED ADR | ADR | 0 | 6,418 | +6,418 | $0 | $731,000 | +$731,000 | 2015-05-13 | |
| Q1 2015 | CHT CHUNGHWA TELECOM LT-SPON ADR | ADR | 0 | 22,423 | +22,423 | $0 | $719,000 | +$719,000 | 2015-05-13 | |
| Q1 2015 | ULXXXX UNILEVER PLC-SPONSORED ADR | ADR | 0 | 17,228 | +17,228 | $0 | $718,000 | +$718,000 | 2015-05-13 | |
| Q1 2015 | KEP KOREA ELEC POWER CORP-SP ADR | ADR | 0 | 34,441 | +34,441 | $0 | $706,000 | +$706,000 | 2015-05-13 | |
| Q1 2015 | GGAL GRUPO FINANCIERO GALICIA-ADR | ADR | 0 | 30,011 | +30,011 | $0 | $694,000 | +$694,000 | 2015-05-13 | |
| Q1 2015 | RIO RIO TINTO PLC-SPON ADR | ADR | 0 | 16,140 | +16,140 | $0 | $669,000 | +$669,000 | 2015-05-13 | |
| Q1 2015 | CUK CARNIVAL PLC-ADR | ADR | 0 | 13,427 | +13,427 | $0 | $657,000 | +$657,000 | 2015-05-13 | |
| Q1 2015 | PSO PEARSON PLC-SPONSORED ADR | ADR | 0 | 28,037 | +28,037 | $0 | $606,000 | +$606,000 | 2015-05-13 | |
| Q1 2015 | ITUB ITAU UNIBANCO H-SPON PRF ADR | ADR | 0 | 46,329 | +46,329 | $0 | $512,000 | +$512,000 | 2015-05-13 | |
| Q1 2015 | SONY SONY CORP-SPONSORED ADR | ADR | 0 | 14,884 | +14,884 | $0 | $399,000 | +$399,000 | 2015-05-13 | |
| Q1 2015 | TIIAY TELECOM ITALIA SPA-SPON ADR | ADR | 0 | 29,599 | +29,599 | $0 | $344,000 | +$344,000 | 2015-05-13 | |
| Q1 2015 | BSAC BANCO SANTANDER-CHILE-ADR | ADR | 0 | 12,234 | +12,234 | $0 | $265,000 | +$265,000 | 2015-05-13 | |
| Q1 2015 | NJDCY NIDEC CORPORATION-SPON ADR | ADR | 0 | 15,296 | +15,296 | $0 | $256,000 | +$256,000 | 2015-05-13 | |
| Q1 2015 | BAK BRASKEM SA-SPON ADR | ADR | 0 | 35,543 | +35,543 | $0 | $246,000 | +$246,000 | 2015-05-13 | |
| Q4 2014 | TSM TAIWAN SEMICONDUCTOR-SP ADR | ADR | 0 | 9,718 | +9,718 | $0 | $218,000 | +$218,000 | 2015-02-09 | |
| Q4 2014 | VIPS VIPSHOP HOLDINGS LTD - ADS | COM | 0 | 10,200 | +10,200 | $0 | $200,000 | +$200,000 | 2015-02-09 | |
| Q4 2014 | BBD BANCO BRADESCO-ADR | ADR | 0 | 14,880 | +14,880 | $0 | $198,000 | +$198,000 | 2015-02-09 | |
| Q4 2014 | BVN CIA DE MINAS BUENAVENTUR-ADR | ADR | 0 | 19,597 | +19,597 | $0 | $188,000 | +$188,000 | 2015-02-09 | |
| Q3 2014 | GRFS GRIFOLS SA-ADR | ADR | 0 | 27,781 | +27,781 | $0 | $976,000 | +$976,000 | 2014-11-12 | |
| Q3 2014 | SAN BANCO SANTANDER SA-SPON ADR | ADR | 0 | 102,512 | +102,512 | $0 | $974,000 | +$974,000 | 2014-11-12 | |
| Q3 2014 | LPL LG DISPLAY CO LTD-ADR | ADR | 0 | 13,230 | +13,230 | $0 | $208,000 | +$208,000 | 2014-11-12 | |
| Q3 2014 | NVS NOVARTIS AG-ADR | ADR | 0 | 2,141 | +2,141 | $0 | $202,000 | +$202,000 | 2014-11-12 | |
| Q2 2014 | TAL TAL EDUCATION GROUP- ADR | ADR | 0 | 138,234 | +138,234 | $0 | $3,801,000 | +$3,801,000 | 2014-08-14 | |
| Q2 2014 | VIPS VIPSHOP HOLDINGS LTD - ADS | COM | 0 | 14,151 | +14,151 | $0 | $2,656,000 | +$2,656,000 | 2014-08-14 | |
| Q2 2014 | BBD BANCO BRADESCO-ADR | ADR | 0 | 46,550 | +46,550 | $0 | $676,000 | +$676,000 | 2014-08-14 | |
| Q2 2014 | FMS FRESENIUS MEDICAL CARE-ADR | ADR | 0 | 6,638 | +6,638 | $0 | $223,000 | +$223,000 | 2014-08-14 | |
| Q2 2014 | SNY SANOFI-ADR | ADR | 0 | 4,065 | +4,065 | $0 | $216,000 | +$216,000 | 2014-08-14 | |
| Q2 2014 | PUK PRUDENTIAL PLC-ADR | ADR | 0 | 4,485 | +4,485 | $0 | $205,000 | +$205,000 | 2014-08-14 | |
| Q1 2014 | VOD VODAFONE GROUP PLC-SP ADR | ADR | 0 | 20,064 | +20,064 | $0 | $739,000 | +$739,000 | 2014-05-15 | |
| Q4 2013 | WPP WPP PLC-SPONSORED ADR | ADR | 0 | 7,612 | +7,612 | $0 | $874,000 | +$874,000 | 2014-02-11 | |
| Q4 2013 | HMC HONDA MOTOR CO LTD-SPONS ADR | ADR | 0 | 20,015 | +20,015 | $0 | $827,000 | +$827,000 | 2014-02-11 | |
| Q4 2013 | PUK PRUDENTIAL PLC-ADR | ADR | 0 | 18,055 | +18,055 | $0 | $813,000 | +$813,000 | 2014-02-11 | |
| Q4 2013 | ABBNY ABB LTD-SPON ADR | Switzerland | ADR | 0 | 29,642 | +29,642 | $0 | $787,000 | +$787,000 | 2014-02-11 |
| Q4 2013 | TM TOYOTA MOTOR CORP -SPON ADR | ADR | 0 | 6,326 | +6,326 | $0 | $771,000 | +$771,000 | 2014-02-11 | |
| Q4 2013 | SNY SANOFI-ADR | ADR | 0 | 12,651 | +12,651 | $0 | $679,000 | +$679,000 | 2014-02-11 | |
| Q4 2013 | TEVA TEVA PHARMACEUTICAL-SP ADR | ADR | 0 | 16,028 | +16,028 | $0 | $643,000 | +$643,000 | 2014-02-11 | |
| Q4 2013 | ULXXXX UNILEVER PLC-SPONSORED ADR | ADR | 0 | 15,170 | +15,170 | $0 | $625,000 | +$625,000 | 2014-02-11 | |
| Q4 2013 | NVS NOVARTIS AG-ADR | ADR | 0 | 7,480 | +7,480 | $0 | $601,000 | +$601,000 | 2014-02-11 | |
| Q4 2013 | NJDCY NIDEC CORPORATION-ADR | ADR | 0 | 23,164 | +23,164 | $0 | $572,000 | +$572,000 | 2014-02-11 | |
| Q4 2013 | FMS FRESENIUS MEDICAL CARE-ADR | ADR | 0 | 16,042 | +16,042 | $0 | $571,000 | +$571,000 | 2014-02-11 | |
| Q4 2013 | SMFG SUMITOMO MITSUI-SPONS ADR | ADR | 0 | 50,370 | +50,370 | $0 | $528,000 | +$528,000 | 2014-02-11 | |
| Q4 2013 | HSBC HSBC HOLDINGS PLC-SPONS ADR | ADR | 0 | 8,560 | +8,560 | $0 | $472,000 | +$472,000 | 2014-02-11 | |
| Q4 2013 | NVO NOVO-NORDISK A/S-SPONS ADR | ADR | 0 | 2,498 | +2,498 | $0 | $461,000 | +$461,000 | 2014-02-11 | |
| Q4 2013 | RIO RIO TINTO PLC-SPON ADR | ADR | 0 | 8,120 | +8,120 | $0 | $458,000 | +$458,000 | 2014-02-11 | |
| Q4 2013 | BTI BRITISH AMERICAN TOB-SP ADR | ADR | 0 | 3,773 | +3,773 | $0 | $405,000 | +$405,000 | 2014-02-11 | |
| Q4 2013 | BHP BHP BILLITON LTD-SPON ADR | ADR | 0 | 5,540 | +5,540 | $0 | $378,000 | +$378,000 | 2014-02-11 | |
| Q4 2013 | DEO DIAGEO PLC-SPONSORED ADR | ADR | 0 | 2,850 | +2,850 | $0 | $377,000 | +$377,000 | 2014-02-11 | |
| Q4 2013 | MUFG MITSUBISHI UFJ FINL GRP-ADR | ADR | 0 | 39,070 | +39,070 | $0 | $261,000 | +$261,000 | 2014-02-11 | |
| Q4 2013 | ITUB ITAU UNIBANCO HLDNG-PREF ADR | ADR | 0 | 18,110 | +18,110 | $0 | $246,000 | +$246,000 | 2014-02-11 | |
| Q4 2013 | KOF COCA-COLA FEMSA SAB-SP ADR | ADR | 0 | 1,782 | +1,782 | $0 | $217,000 | +$217,000 | 2014-02-11 | |
| Q4 2013 | MFG MIZUHO FINANCIAL GROUP-ADR | ADR | 0 | 31,610 | +31,610 | $0 | $138,000 | +$138,000 | 2014-02-11 | |
| Q3 2013 | ING ING GROEP N.V.-SPONSORED ADR | ADR | 0 | 106,120 | +106,120 | $0 | $1,204,000 | +$1,204,000 | 2013-11-13 |
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