STIFEL NICOLAUS & CO INC \MO\ Current Holdings: USA Bonds: Zero-Coupon Convertibles

STIFEL NICOLAUS & CO INC \MO\ current holdings: USA Bonds: Zero-Coupon Convertibles

STIFEL NICOLAUS & CO INC \MO\ reported $1.54 billion in zero-coupon convertible notes (no coupon in the filed class) (listed in the US), 11 positions, in its Form 13F for the quarter ended 2013-09-30; the largest are KNIGHT CAP GRP INC, APOLLO INVT CORP, MANNKIND CORP SR.

KNIGHT CAP GRP INC: Country of operation —; Class Note; Principal $668,747; Value $668,747,000.
APOLLO INVT CORP: Country of operation —; Class Note; Principal $247,925; Value $247,925,000.
MANNKIND CORP SR: Country of operation —; Class Note; Principal $181,170; Value $181,170,000.
OLD REPUBLIC INTL CORP: Country of operation —; Class Note; Principal $117,006; Value $117,006,000.

Form 13F-HR as filed (SEC CIK 948905): quarter ended 2013-09-30, filed 2013-11-13. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.

Stock	Class	Principal	Value	Quarter end	Filed
KNIGHT CAP GRP INC CUSIP 499005AE6	Note	$668,747	$668,747,000	2013-09-30	2013-11-13
APOLLO INVT CORP CUSIP 03761UAE6	Note	$247,925	$247,925,000	2013-09-30	2013-11-13
MANNKIND CORP SR CUSIP 56400PAA0	Note	$181,170	$181,170,000	2013-09-30	2013-11-13
OLD REPUBLIC INTL CORP CUSIP 680223AH7	Note	$117,006	$117,006,000	2013-09-30	2013-11-13
TRINITY INDS INC CUSIP 896522AF6	Note	$99,477	$99,477,000	2013-09-30	2013-11-13
BGC PARTNERS INC CUSIP 05541TAD3	Note	$87,231	$87,231,000	2013-09-30	2013-11-13
WRIGHT MED GRP INC CUSIP 98235TAA5	Note	$48,265	$48,265,000	2013-09-30	2013-11-13
MASSEY ENERGY CO CUSIP 576203AJ2	Note	$29,920	$29,920,000	2013-09-30	2013-11-13
ARES CAP CORP CUSIP 04010LAD5	Note	$26,344	$26,344,000	2013-09-30	2013-11-13
MOLYCORP INC DEL CUSIP 608753AA7	Note	$17,250	$17,250,000	2013-09-30	2013-11-13
NAVISTAR INTL CUSIP 63934EAL2	Note	$17,223	$17,223,000	2013-09-30	2013-11-13

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