SSI INVESTMENT MANAGEMENT LLC historic quarter change: USA Preferred Shares, Added
In preferred shares (listed in the US), over 23 quarters from 2013-06-30 to 2026-06-30, SSI INVESTMENT MANAGEMENT LLC opened 31 positions, added to 79, reduced 116 and sold out of 19.
- Q2 2026: Stock BAPRA; Country of operation United States; Class DEP CONV PFD A; Shares before 449,250.
- Q2 2026: Stock BANK OF AMER CORP; Country of operation United States; Class 7.25%CNV PFD L; Shares before 16,309.
- Q1 2026: Stock PCGPRX; Country of operation United States; Class PFD CONV SER A; Shares before 11,685.
- Q1 2026: Stock QXOPRB; Country of operation United States; Class 5.50 DEP PFD; Shares before 123,815.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 938487), 23 quarters: Q2 2026 (2026-03-31 to 2026-06-30, filed 2026-08-10); Q1 2026 (2025-12-31 to 2026-03-31, filed 2026-05-14); Q4 2025 (2025-09-30 to 2025-12-31, filed 2026-02-10); Q3 2025 (2025-06-30 to 2025-09-30, filed 2025-10-28); Q2 2025 (2025-03-31 to 2025-06-30, filed 2025-08-14); Q1 2025 (2024-12-31 to 2025-03-31, filed 2025-05-14); Q4 2024 (2024-09-30 to 2024-12-31, filed 2025-02-10); Q3 2024 (2024-06-30 to 2024-09-30, filed 2024-11-08); Q2 2024 (2024-03-31 to 2024-06-30, filed 2024-07-26); Q1 2024 (2023-12-31 to 2024-03-31, filed 2024-05-14); Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-14); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-09); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-09); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-10); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-09); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-11); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-12); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-11); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-12); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-08); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-09); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-07); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-12). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 1999-03-31. Not compared, as a quarter between them is not held here yet: 2016-09-30 to 2023-12-31 (missing 2016-12-31, 2017-03-31, 2017-06-30, 2017-09-30, 2017-12-31, 2018-03-31, 2018-06-30, 2018-09-30, 2018-12-31, 2019-03-31, 2019-06-30, 2019-09-30, 2019-12-31, 2020-03-31, 2020-06-30, 2020-09-30, 2020-12-31, 2021-03-31, 2021-06-30, 2021-09-30, 2021-12-31, 2022-03-31, 2022-06-30, 2022-09-30, 2022-12-31, 2023-03-31, 2023-06-30, 2023-09-30).
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q2 2026 | BAPRA
BOEING CO | United States | DEP CONV PFD A | 449,250 | 492,510 | +43,260 | $29,160,818 | $33,382,328 | +$4,221,510 | 2026-08-10 |
|---|
| Q2 2026 | BANK OF AMER CORP
CUSIP 060505682 | United States | 7.25%CNV PFD L | 16,309 | 16,643 | +334 | $19,417,659 | $20,877,313 | +$1,459,654 | 2026-08-10 |
|---|
| Q1 2026 | PCGPRX
PG&E CORP | United States | PFD CONV SER A | 11,685 | 128,160 | +116,475 | $478,968 | $5,530,229 | +$5,051,261 | 2026-05-14 |
|---|
| Q1 2026 | QXOPRB
QXO INC | United States | 5.50 DEP PFD | 123,815 | 172,410 | +48,595 | $6,848,210 | $9,584,272 | +$2,736,062 | 2026-05-14 |
|---|
| Q1 2026 | WELLS FARGO & CO
CUSIP 949746804 | United States | PERP PFD CNV A | 18,372 | 18,432 | +60 | $22,285,833 | $21,328,578 | -$957,255 | 2026-05-14 |
|---|
| Q1 2026 | BANK AMERICA CORP
CUSIP 060505682 | United States | 7.25%CNV PFD L | 15,885 | 16,309 | +424 | $19,850,294 | $19,417,659 | -$432,635 | 2026-05-14 |
|---|
| Q1 2026 | FOURPRA
SHIFT4 PMTS INC | United States | 6 SER A CNV PREF | 70,800 | 100,000 | +29,200 | $5,651,257 | $5,319,001 | -$332,256 | 2026-05-14 |
|---|
| Q4 2025 | QXOPRB
QXO INC | United States | 5.50 DEP PFD | 122,790 | 123,815 | +1,025 | $6,752,222 | $6,848,210 | +$95,988 | 2026-02-10 |
|---|
| Q4 2025 | BANK AMERICA CORP
CUSIP 060505682 | United States | 7.25%CNV PFD L | 15,453 | 15,885 | +432 | $19,786,023 | $19,850,294 | +$64,271 | 2026-02-10 |
|---|
| Q4 2025 | WELLS FARGO CO NEW
CUSIP 949746804 | United States | PERP PFD CNV A | 18,011 | 18,372 | +361 | $22,251,927 | $22,285,833 | +$33,906 | 2026-02-10 |
|---|
| Q3 2025 | QXOPRB
QXO INC | United States | 5.50 DEP PFD | 122,365 | 122,790 | +425 | $7,497,301 | $6,752,222 | -$745,079 | 2025-10-28 |
|---|
| Q3 2025 | BAPRA
BOEING CO | United States | DEP CONV PFD A | 530,320 | 531,435 | +1,115 | $36,189,037 | $36,913,476 | +$724,439 | 2025-10-28 |
|---|
| Q2 2025 | BAPRA
BOEING CO | United States | DEP CONV PFD A | 497,045 | 530,320 | +33,275 | $29,340,566 | $36,189,037 | +$6,848,471 | 2025-08-14 |
|---|
| Q2 2025 | ARES MANAGEMENT CORPORATION
CUSIP 03990B309 | United States | 6.75 SE B PFD | 280,874 | 360,545 | +79,671 | $13,392,072 | $19,339,636 | +$5,947,564 | 2025-08-14 |
|---|
| Q1 2025 | GTLSPRB
CHART INDS INC | United States | 6.75DP CNV PFD B | 137,595 | 144,260 | +6,665 | $9,743,101 | $7,981,885 | -$1,761,216 | 2025-05-14 |
|---|
| Q1 2025 | ARES MANAGEMENT CORPORATION
CUSIP 03990B309 | United States | 6.75 SE B PFD | 219,060 | 280,874 | +61,814 | $12,254,219 | $13,392,072 | +$1,137,853 | 2025-05-14 |
|---|
| Q1 2024 | BANK AMERICA CORP
CUSIP 060505682 | United States | 7.25%CNV PFD L | 11,072 | 17,257 | +6,185 | $13,337,885 | $20,602,603 | +$7,264,718 | 2024-05-14 |
|---|
| Q1 2024 | GTLSPRB
CHART INDS INC | United States | 6.75DP CNV PFD B | 140,220 | 170,850 | +30,630 | $7,775,199 | $11,028,372 | +$3,253,173 | 2024-05-14 |
|---|
| Q1 2024 | WELLS FARGO CO NEW
CUSIP 949746804 | United States | PERP PFD CNV A | 20,441 | 20,698 | +257 | $24,432,242 | $25,013,542 | +$581,300 | 2024-05-14 |
|---|
| Q3 2016 | ALLERGAN PLC
CUSIP G0177J116 | | PFD CONV SER A | 32,431 | 32,797 | +366 | $26,967,000 | $26,916,000 | -$51,000 | 2016-11-14 |
|---|
| Q3 2016 | WELLTOWER INC
CUSIP 95040Q203 | | 6.50% PFD PREPET | 96,501 | 97,866 | +1,365 | $6,541,000 | $6,512,000 | -$29,000 | 2016-11-14 |
|---|
| Q2 2016 | CROWN CASTLE INTL CORP NEW
CUSIP 22822V200 | | CNV PFD STK SR A | 46,945 | 68,895 | +21,950 | $5,010,000 | $8,344,000 | +$3,334,000 | 2016-08-09 |
|---|
| Q2 2016 | KINDER MORGAN INC DEL
CUSIP 49456B200 | | PFD SER A | 43,890 | 90,325 | +46,435 | $1,968,000 | $4,358,000 | +$2,390,000 | 2016-08-09 |
|---|
| Q2 2016 | WELLTOWER INC
CUSIP 95040Q203 | | 6.50% PFD PREPET | 89,422 | 96,501 | +7,079 | $5,515,000 | $6,541,000 | +$1,026,000 | 2016-08-09 |
|---|
| Q2 2016 | ALLERGAN PLC
CUSIP G0177J116 | | PFD CONV SER A | 29,135 | 32,431 | +3,296 | $26,684,000 | $26,967,000 | +$283,000 | 2016-08-09 |
|---|
| Q1 2016 | WELLS FARGO & CO NEW
CUSIP 949746804 | United States | PERP PFD CNV A | 11,631 | 18,273 | +6,642 | $13,434,000 | $22,019,000 | +$8,585,000 | 2016-05-09 |
|---|
| Q1 2016 | BANK AMER CORP
CUSIP 060505682 | United States | 7.25%CNV PFD L | 12,528 | 17,031 | +4,503 | $13,696,000 | $19,380,000 | +$5,684,000 | 2016-05-09 |
|---|
| Q1 2016 | STERICYCLE INC
CUSIP 858912207 | | DEP PFD A 1/10 | 74,200 | 106,375 | +32,175 | $6,754,000 | $9,923,000 | +$3,169,000 | 2016-05-09 |
|---|
| Q1 2016 | ALLERGAN PLC
CUSIP G0177J116 | | PFD CONV SER A | 29,096 | 29,135 | +39 | $29,808,000 | $26,684,000 | -$3,124,000 | 2016-05-09 |
|---|
| Q1 2016 | AMERICAN TOWER CORP NEW
CUSIP 03027X308 | | PFD CONV SER A | 52,497 | 79,554 | +27,057 | $5,328,000 | $8,332,000 | +$3,004,000 | 2016-05-09 |
|---|
| Q1 2016 | FRONTIER COMMUNICATIONS CORP
CUSIP 35906A207 | | PFD CONV SER-A | 176,216 | 178,631 | +2,415 | $16,005,000 | $18,535,000 | +$2,530,000 | 2016-05-09 |
|---|
| Q1 2016 | WELLTOWER INC
CUSIP 95040Q203 | | 6.50% PFD PREPET | 56,232 | 89,422 | +33,190 | $3,397,000 | $5,515,000 | +$2,118,000 | 2016-05-09 |
|---|
| Q1 2016 | CROWN CASTLE INTL CORP NEW
CUSIP 22822V200 | | CNV PFD STK SR A | 43,173 | 46,945 | +3,772 | $4,641,000 | $5,010,000 | +$369,000 | 2016-05-09 |
|---|
| Q1 2016 | KINDER MORGAN INC DEL
CUSIP 49456B200 | | PFD SER A | 40,250 | 43,890 | +3,640 | $1,604,000 | $1,968,000 | +$364,000 | 2016-05-09 |
|---|
| Q1 2016 | T MOBILE US INC
CUSIP 872590203 | | CONV PFD SER A | 72,610 | 78,295 | +5,685 | $4,905,000 | $5,167,000 | +$262,000 | 2016-05-09 |
|---|
| Q1 2016 | HUNTINGTON BANCSHARES INC
CUSIP 446150401 | | PFD CONV SER A | 1,795 | 1,968 | +173 | $2,422,000 | $2,665,000 | +$243,000 | 2016-05-09 |
|---|
| Q4 2015 | ALLERGAN PLC
CUSIP G0177J116 | | PFD CONV SER A | 27,983 | 29,096 | +1,113 | $26,467,000 | $29,808,000 | +$3,341,000 | 2016-02-10 |
|---|
| Q4 2015 | AMERICAN TOWER CORP NEW
CUSIP 03027X308 | | PFD CONV SER A | 25,102 | 52,497 | +27,395 | $2,499,000 | $5,328,000 | +$2,829,000 | 2016-02-10 |
|---|
| Q4 2015 | CROWN CASTLE INTL CORP NEW
CUSIP 22822V200 | | CNV PFD STK SR A | 19,946 | 43,173 | +23,227 | $2,037,000 | $4,641,000 | +$2,604,000 | 2016-02-10 |
|---|
| Q4 2015 | WELLS FARGO & CO NEW
CUSIP 949746804 | United States | PERP PFD CNV A | 9,330 | 11,631 | +2,301 | $10,899,000 | $13,434,000 | +$2,535,000 | 2016-02-10 |
|---|
| Q4 2015 | ALERE INC
CUSIP 01449J204 | | PERP PFD CONV SE | 3,000 | 8,000 | +5,000 | $963,000 | $2,198,000 | +$1,235,000 | 2016-02-10 |
|---|
| Q4 2015 | T MOBILE US INC
CUSIP 872590203 | | CONV PFD SER A | 72,415 | 72,610 | +195 | $5,006,000 | $4,905,000 | -$101,000 | 2016-02-10 |
|---|
| Q3 2015 | FRONTIER COMMUNICATIONS CORP
CUSIP 35906A207 | | PFD CONV SER-A | 146,533 | 200,809 | +54,276 | $14,570,000 | $18,793,000 | +$4,223,000 | 2015-11-09 |
|---|
| Q3 2015 | FPE
FIRST TR EXCHANGE-TRADED FD | | PFD SECS INC ETF | 279,110 | 334,214 | +55,104 | $5,289,000 | $6,265,000 | +$976,000 | 2015-11-09 |
|---|
| Q3 2015 | ALERE INC
CUSIP 01449J204 | | PERP PFD CONV SE | 1,000 | 3,000 | +2,000 | $347,000 | $963,000 | +$616,000 | 2015-11-09 |
|---|
| Q3 2015 | IRIDIUM COMMUNICATIONS INC
CUSIP 46269C409 | | PERP PFD CNV B | 11,500 | 13,500 | +2,000 | $3,822,000 | $3,288,000 | -$534,000 | 2015-11-09 |
|---|
| Q3 2015 | PFF
ISHARES TR | | U.S. PFD STK ETF | 17,494 | 18,029 | +535 | $684,000 | $695,000 | +$11,000 | 2015-11-09 |
|---|
| Q2 2015 | AMSURG CORP
CUSIP 03232P504 | | PFD CNV SR A-1 % | 22,030 | 22,480 | +450 | $2,714,000 | $3,067,000 | +$353,000 | 2015-08-11 |
|---|
| Q2 2015 | IRIDIUM COMMUNICATIONS INC
CUSIP 46269C409 | | PERP PFD CNV B | 11,364 | 11,500 | +136 | $4,026,000 | $3,822,000 | -$204,000 | 2015-08-11 |
|---|
| Q2 2015 | HUNTINGTON BANCSHARES INC
CUSIP 446150401 | | PFD CONV SER A | 1,912 | 1,982 | +70 | $2,565,000 | $2,640,000 | +$75,000 | 2015-08-11 |
|---|
| Q2 2015 | CROWN CASTLE INTL CORP NEW
CUSIP 22822V200 | | CNV PFD STK SR A | 21,401 | 21,951 | +550 | $2,223,000 | $2,257,000 | +$34,000 | 2015-08-11 |
|---|
| Q2 2015 | AMERICAN TOWER CORP NEW
CUSIP 03027X308 | | PFD CONV SER A | 37,897 | 38,452 | +555 | $3,898,000 | $3,923,000 | +$25,000 | 2015-08-11 |
|---|
| Q1 2015 | WELLS FARGO & CO NEW
CUSIP 949746804 | United States | PERP PFD CNV A | 14,131 | 18,640 | +4,509 | $17,165,000 | $22,798,000 | +$5,633,000 | 2015-05-12 |
|---|
| Q1 2015 | T MOBILE US INC
CUSIP 872590203 | | CONV PFD SER A | 153,992 | 222,912 | +68,920 | $8,046,000 | $13,074,000 | +$5,028,000 | 2015-05-12 |
|---|
| Q1 2015 | BANK AMER CORP
CUSIP 060505682 | United States | 7.25%CNV PFD L | 13,792 | 17,030 | +3,238 | $16,044,000 | $19,703,000 | +$3,659,000 | 2015-05-12 |
|---|
| Q1 2015 | AMERICAN TOWER CORP NEW
CUSIP 03027X308 | | PFD CONV SER A | 16,489 | 37,897 | +21,408 | $1,863,000 | $3,898,000 | +$2,035,000 | 2015-05-12 |
|---|
| Q1 2015 | WEYERHAEUSER CO
CUSIP 962166872 | | PREF CONV SER A | 65,263 | 90,960 | +25,697 | $3,762,000 | $4,973,000 | +$1,211,000 | 2015-05-12 |
|---|
| Q1 2015 | AMSURG CORP
CUSIP 03232P504 | | PFD CNV SR A-1 % | 21,795 | 22,030 | +235 | $2,456,000 | $2,714,000 | +$258,000 | 2015-05-12 |
|---|
| Q1 2015 | HUNTINGTON BANCSHARES INC
CUSIP 446150401 | | PFD CONV SER A | 1,842 | 1,912 | +70 | $2,454,000 | $2,565,000 | +$111,000 | 2015-05-12 |
|---|
| Q4 2014 | WELLS FARGO & CO NEW
CUSIP 949746804 | United States | PERP PFD CNV A | 12,519 | 14,131 | +1,612 | $15,055,000 | $17,165,000 | +$2,110,000 | 2015-02-11 |
|---|
| Q4 2014 | WEYERHAEUSER CO
CUSIP 962166872 | | PREF CONV SER A | 36,624 | 65,263 | +28,639 | $1,976,000 | $3,762,000 | +$1,786,000 | 2015-02-11 |
|---|
| Q4 2014 | BANK AMER CORP
CUSIP 060505682 | United States | 7.25%CNV PFD L | 12,771 | 13,792 | +1,021 | $14,642,000 | $16,044,000 | +$1,402,000 | 2015-02-11 |
|---|
| Q4 2014 | HUNTINGTON BANCSHARES INC
CUSIP 446150401 | | PFD CONV SER A | 1,456 | 1,842 | +386 | $1,932,000 | $2,454,000 | +$522,000 | 2015-02-11 |
|---|
| Q4 2014 | AMERICAN TOWER CORP NEW
CUSIP 03027X308 | | PFD CONV SER A | 15,775 | 16,489 | +714 | $1,697,000 | $1,863,000 | +$166,000 | 2015-02-11 |
|---|
| Q3 2014 | WELLS FARGO & CO NEW
CUSIP 949746804 | United States | PERP PFD CNV A | 8,516 | 12,519 | +4,003 | $10,336,000 | $15,055,000 | +$4,719,000 | 2014-11-12 |
|---|
| Q3 2014 | BANK AMER CORP
CUSIP 060505682 | United States | 7.25%CNV PFD L | 10,757 | 12,771 | +2,014 | $12,554,000 | $14,642,000 | +$2,088,000 | 2014-11-12 |
|---|
| Q3 2014 | CROWN CASTLE INTL CORP
CUSIP 228227500 | | CNV PFD STK SR A | 20,995 | 21,366 | +371 | $2,130,000 | $2,234,000 | +$104,000 | 2014-11-12 |
|---|
| Q2 2014 | WELLS FARGO & CO NEW
CUSIP 949746804 | United States | PERP PFD CNV A | 8,308 | 8,516 | +208 | $9,746,000 | $10,336,000 | +$590,000 | 2014-08-08 |
|---|
| Q2 2014 | BANK OF AMERICA CORPORATION
CUSIP 060505682 | United States | 7.25%CNV PFD L | 10,632 | 10,757 | +125 | $12,165,000 | $12,554,000 | +$389,000 | 2014-08-08 |
|---|
| Q2 2014 | WEYERHAEUSER CO
CUSIP 962166872 | | PREF CONV SER A | 35,560 | 36,675 | +1,115 | $1,930,000 | $2,080,000 | +$150,000 | 2014-08-08 |
|---|
| Q2 2014 | HUNTINGTON BANCSHARES INC
CUSIP 446150401 | | PFD CONV SER A | 1,420 | 1,456 | +36 | $1,808,000 | $1,923,000 | +$115,000 | 2014-08-08 |
|---|
| Q2 2014 | CROWN CASTLE INTL CORP
CUSIP 228227500 | | CNV PFD STK SR A | 20,518 | 20,995 | +477 | $2,088,000 | $2,130,000 | +$42,000 | 2014-08-08 |
|---|
| Q1 2014 | WELLS FARGO & CO NEW
CUSIP 949746804 | United States | PERP PFD CNV A | 3,222 | 8,308 | +5,086 | $3,576,000 | $9,746,000 | +$6,170,000 | 2014-05-09 |
|---|
| Q1 2014 | BANK OF AMERICA CORPORATION
CUSIP 060505682 | United States | 7.25%CNV PFD L | 6,573 | 10,632 | +4,059 | $6,974,000 | $12,165,000 | +$5,191,000 | 2014-05-09 |
|---|
| Q1 2014 | ALERE INC
CUSIP 01449J204 | | PERP PFD CONV SE | 19,600 | 25,750 | +6,150 | $5,648,000 | $7,443,000 | +$1,795,000 | 2014-05-09 |
|---|
| Q1 2014 | KEYCORP NEW
CUSIP 493267405 | | PFD 7.75% SR A | 73,725 | 75,775 | +2,050 | $9,378,000 | $9,790,000 | +$412,000 | 2014-05-09 |
|---|
| Q4 2013 | HEALTH CARE REIT INC
CUSIP 42217K601 | | PFD PER CON I | 254,750 | 288,475 | +33,725 | $14,659,000 | $14,790,000 | +$131,000 | 2014-02-07 |
|---|
| Q3 2013 | GENERAL MTRS CO
CUSIP 37045V209 | | JR PFD CNV SRB | 184,810 | 185,030 | +220 | $8,900,000 | $9,280,000 | +$380,000 | 2013-11-12 |
|---|
| Q3 2013 | KEYCORP NEW
CUSIP 493267405 | | PFD 7.75% SR A | 78,400 | 78,615 | +215 | $9,719,000 | $9,770,000 | +$51,000 | 2013-11-12 |
|---|