Sonora Investment Management, LLC current holdings: USA Everything Else
Sonora Investment Management, LLC reported $323.34 billion in partnership units, exchange-traded notes and anything else (listed in the US), 540 positions, in its Form 13F for the quarter ended 2016-09-30; the largest are IONIS PHARMA INC, CEPHEID INC, CORNERSTONE ONDEMAND.
- PHOENIX AZ WST WTR: Country of operation —; Class Convertible; Shares 10,000; Value $12,540,000.
- NC MUN PWR CA ELEC: Country of operation United States; Class Convertible; Shares 10,000; Value $12,531,000.
- LOWER CO RIV AUTH T: Country of operation United States; Class Convertible; Shares 10,000; Value $12,456,000.
- AUSTIN TX WTR & WST: Country of operation —; Class Convertible; Shares 10,000; Value $12,410,000.
Form 13F-HR as filed (SEC CIK 1418539): quarter ended 2016-09-30, filed 2016-10-17. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.
| Stock | Country of operation | Class | Shares | Value | Quarter end | Filed |
|---|---|---|---|---|---|---|
| PHOENIX AZ WST WTR CUSIP 71883PJP3 | Convertible | 10,000 | $12,540,000 | 2016-09-30 | 2016-10-17 | |
| NC MUN PWR CA ELEC CUSIP 658203X82 | United States | Convertible | 10,000 | $12,531,000 | 2016-09-30 | 2016-10-17 |
| LOWER CO RIV AUTH T CUSIP 54811GZS2 | United States | Convertible | 10,000 | $12,456,000 | 2016-09-30 | 2016-10-17 |
| AUSTIN TX WTR & WST CUSIP 052476Q35 | Convertible | 10,000 | $12,410,000 | 2016-09-30 | 2016-10-17 | |
| PHOENIX AZ WTR CUSIP 71883RNK5 | United States | Convertible | 10,000 | $12,404,000 | 2016-09-30 | 2016-10-17 |
| KLEIN TX ISD CUSIP 498531FE7 | Convertible | 10,000 | $12,391,000 | 2016-09-30 | 2016-10-17 | |
| NEW YORK N Y CUSIP 64966LS77 | Convertible | 10,000 | $12,384,000 | 2016-09-30 | 2016-10-17 | |
| PA ST TPK COMMN TPK CUSIP 709224FX2 | Convertible | 10,000 | $12,298,000 | 2016-09-30 | 2016-10-17 | |
| SPRINT CORP CUSIP 85207U105 | Equities | 1,839 | $12,193,000 | 2016-09-30 | 2016-10-17 | |
| JEA FL ELEC SYS REV CUSIP 46613C2F1 | Convertible | 10,000 | $12,188,000 | 2016-09-30 | 2016-10-17 | |
| AZ TRANS BRD HWY CUSIP 040654VE2 | Convertible | 10,000 | $12,112,000 | 2016-09-30 | 2016-10-17 | |
| NY ST DORM AUTH S/T CUSIP 64990ADN2 | Convertible | 10,000 | $12,051,000 | 2016-09-30 | 2016-10-17 | |
| OH ST WTR POLL REV CUSIP 67766WVL3 | Convertible | 10,000 | $11,954,000 | 2016-09-30 | 2016-10-17 | |
| AZ WTR INFRA FA REV CUSIP 040688MM2 | Convertible | 10,000 | $11,885,000 | 2016-09-30 | 2016-10-17 | |
| AZ ST TRANS BRD HWY CUSIP 040654UL7 | Convertible | 10,000 | $11,806,000 | 2016-09-30 | 2016-10-17 | |
| AZ ST TRANS BRD HWY CUSIP 040654UD5 | Convertible | 10,000 | $11,804,000 | 2016-09-30 | 2016-10-17 | |
| PIMA CN AZ SWR CUSIP 721876RH5 | Convertible | 10,000 | $11,796,000 | 2016-09-30 | 2016-10-17 | |
| BROWARD CNTY FL ARP CUSIP 114894RP5 | Convertible | 10,000 | $11,776,000 | 2016-09-30 | 2016-10-17 | |
| DRIPPING SPRING TX CUSIP 262061NX8 | Convertible | 10,000 | $11,675,000 | 2016-09-30 | 2016-10-17 | |
| MI ST BLDG AUTH CUSIP 594615BA3 | Convertible | 10,000 | $11,666,000 | 2016-09-30 | 2016-10-17 | |
| AZ ST TRANSN BRD CUSIP 040647DP1 | Convertible | 10,000 | $11,474,000 | 2016-09-30 | 2016-10-17 | |
| AZ TRANS EXCISE TAX CUSIP 040649KZ7 | Convertible | 10,000 | $11,474,000 | 2016-09-30 | 2016-10-17 | |
| TRAVELERS COMPANIES CUSIP 89417E113 | Equities | 100 | $11,455,000 | 2016-09-30 | 2016-10-17 | |
| PHOENIX AZ CVC IMP CUSIP 718849BD3 | Convertible | 10,000 | $11,450,000 | 2016-09-30 | 2016-10-17 | |
| REGL TRAN DST CO CO CUSIP 75913TJE5 | Convertible | 10,000 | $11,375,000 | 2016-09-30 | 2016-10-17 | |
| MA ST CUSIP 57582NSJ5 | Convertible | 10,000 | $11,344,000 | 2016-09-30 | 2016-10-17 | |
| AZ ST LOTTERY CUSIP 040624AV0 | Convertible | 10,000 | $11,246,000 | 2016-09-30 | 2016-10-17 | |
| TERRA NITROGEN CUSIP 881005201 | PFDs, REITs, | 100 | $11,233,000 | 2016-09-30 | 2016-10-17 | |
| NEW MEDIA INV GRP IN CUSIP 64704V106 | Equities | 721 | $11,176,000 | 2016-09-30 | 2016-10-17 | |
| PHOENIX AZ WTR CUSIP 71883RJQ7 | Convertible | 10,000 | $11,115,000 | 2016-09-30 | 2016-10-17 | |
| ROSEMONT IL CUSIP 777543SS9 | Convertible | 10,000 | $11,104,000 | 2016-09-30 | 2016-10-17 | |
| DIGITALGLOBE INC NEW CUSIP 25389M877 | Equities | 400 | $11,000,000 | 2016-09-30 | 2016-10-17 | |
| MO ST HWY/TRANS CUSIP 60636WJH9 | Convertible | 10,000 | $10,959,000 | 2016-09-30 | 2016-10-17 | |
| IN ST FA REV CUSIP 455057XG9 | Convertible | 10,000 | $10,945,000 | 2016-09-30 | 2016-10-17 | |
| IRVING TX WWKS/SWR CUSIP 463831KM8 | Convertible | 10,000 | $10,839,000 | 2016-09-30 | 2016-10-17 | |
| GREATER AZ DEV AUTH CUSIP 391577RK1 | Convertible | 10,000 | $10,784,000 | 2016-09-30 | 2016-10-17 | |
| MA ST WTR RES AUTH CUSIP 576051BG0 | Convertible | 10,000 | $10,755,000 | 2016-09-30 | 2016-10-17 | |
| ENERGY NW WA ELEC R CUSIP 29270CWA9 | Convertible | 10,000 | $10,715,000 | 2016-09-30 | 2016-10-17 | |
| TENNESSEE ST CUSIP 880541MN4 | Convertible | 10,000 | $10,654,000 | 2016-09-30 | 2016-10-17 | |
| MO ST HLTH/ED CUSIP 6069017U4 | Convertible | 10,000 | $10,589,000 | 2016-09-30 | 2016-10-17 | |
| CNT PUGET SND WA CUSIP 155048AY7 | Convertible | 10,000 | $10,587,000 | 2016-09-30 | 2016-10-17 | |
| WELLS FARGO & CO CUSIP 949746NX5 | Convertible | 10,000 | $10,490,000 | 2016-09-30 | 2016-10-17 | |
| PRUDENTIAL FINL 5.7% CUSIP 744320706 | PFDs, REITs, | 400 | $10,460,000 | 2016-09-30 | 2016-10-17 | |
| MP WSTRN ST UNIV CUSIP 606432BT8 | Convertible | 10,000 | $10,363,000 | 2016-09-30 | 2016-10-17 | |
| NYC NY HDC MFH CUSIP 64972CCX9 | Convertible | 10,000 | $10,353,000 | 2016-09-30 | 2016-10-17 | |
| AFLAC INC CUSIP 001055AN2 | Convertible | 10,000 | $10,272,000 | 2016-09-30 | 2016-10-17 | |
| EMPIRE DISTRICT ELEC CUSIP 291641108 | Equities | 300 | $10,242,000 | 2016-09-30 | 2016-10-17 | |
| KING ETC WA SD #408 CUSIP 494619BR9 | Convertible | 10,000 | $10,240,000 | 2016-09-30 | 2016-10-17 | |
| ENBRIDGE ENERGY PTNR CUSIP 29250R106 | PFDs, REITs, | 400 | $10,172,000 | 2016-09-30 | 2016-10-17 | |
| REDMOND WA CUSIP 757674KM7 | Convertible | 10,000 | $10,073,000 | 2016-09-30 | 2016-10-17 | |
| TAMPA BAY FL WTR CUSIP 875124FA2 | Convertible | 10,000 | $10,001,000 | 2016-09-30 | 2016-10-17 | |
| GILBERT AZ MPC CUSIP 375306AU1 | Convertible | 10,000 | $10,001,000 | 2016-09-30 | 2016-10-17 | |
| ENERGY TRANSFER PART CUSIP 29273R109 | PFDs, REITs, | 270 | $9,990,000 | 2016-09-30 | 2016-10-17 | |
| INVENTURE FOODS INC CUSIP 461212102 | Equities | 1,000 | $9,400,000 | 2016-09-30 | 2016-10-17 | |
| COLONY CAPITAL INC CUSIP 19624R106 | PFDs, REITs, | 500 | $9,115,000 | 2016-09-30 | 2016-10-17 | |
| HOMEAWAY INC CUSIP 43799AHW5 | Convertible | 10,000 | $8,986,000 | 2016-09-30 | 2016-10-17 | |
| CATERPILLAR FINL SVC CUSIP 14912L4D0 | Convertible | 8,000 | $8,896,000 | 2016-09-30 | 2016-10-17 | |
| VASCO DATA SECURITY CUSIP 92230Y104 | Equities | 500 | $8,805,000 | 2016-09-30 | 2016-10-17 | |
| COLUMBIA HCA HLTHCAR CUSIP 197677107 | Equities | 100 | $8,434,000 | 2016-09-30 | 2016-10-17 | |
| INTREXON CUSIP 46122T102 | Equities | 300 | $8,406,000 | 2016-09-30 | 2016-10-17 | |
| JEFFERIES GROUP CUSIP 472319AK8 | Convertible | 8,000 | $8,367,000 | 2016-09-30 | 2016-10-17 | |
| HORTONWORKS INC CUSIP 440894103 | Equities | 1,000 | $8,350,000 | 2016-09-30 | 2016-10-17 | |
| HERTZ CORP CUSIP 428040BJ7 | Convertible | 8,000 | $8,200,000 | 2016-09-30 | 2016-10-17 | |
| BANK OF AMERICA CUSIP 06051GEM7 | Convertible | 7,000 | $8,142,000 | 2016-09-30 | 2016-10-17 | |
| HUSKY ENERGY INC CUSIP 448055AF0 | Convertible | 7,000 | $8,061,000 | 2016-09-30 | 2016-10-17 | |
| KLA TENCOR CORP XXX CUSIP 48CSH9974 | Equities | 115 | $8,017,000 | 2016-09-30 | 2016-10-17 | |
| DIVIDEND CAP DIVRSFI CUSIP 25537M100 | PFDs, REITs, | 1,065 | $7,967,000 | 2016-09-30 | 2016-10-17 | |
| HTG MOLECULAR DIAG I CUSIP 40434H104 | Equities | 3,500 | $7,945,000 | 2016-09-30 | 2016-10-17 | |
| BANK OF AMERICA CUSIP 06051GEC9 | Convertible | 7,000 | $7,857,000 | 2016-09-30 | 2016-10-17 | |
| CABOT MICROELECTRONI CUSIP 12709P103 | Equities | 148 | $7,831,000 | 2016-09-30 | 2016-10-17 | |
| EXPEDIA INC CUSIP 30212PAB1 | Convertible | 7,000 | $7,716,000 | 2016-09-30 | 2016-10-17 | |
| WEBMD HEALTH CORP CUSIP 94770V102 | Equities | 150 | $7,455,000 | 2016-09-30 | 2016-10-17 | |
| INSYS THERAPEUTICS CUSIP 45824V209 | Equities | 600 | $7,074,000 | 2016-09-30 | 2016-10-17 | |
| WESTERN REFINING LOG CUSIP 95931Q205 | PFDs, REITs, | 300 | $6,954,000 | 2016-09-30 | 2016-10-17 | |
| FAIRFAX FINANCE PFD CUSIP 303901607 | PFDs, REITs, | 500 | $6,752,000 | 2016-09-30 | 2016-10-17 | |
| CARA THERAPEUTICS IN CUSIP 140755109 | United States | Equities | 800 | $6,680,000 | 2016-09-30 | 2016-10-17 |
| ROPER TECHNOLOGIES CUSIP 776743AA4 | Convertible | 6,000 | $6,237,000 | 2016-09-30 | 2016-10-17 | |
| NC EASTERN MUNI PWR CUSIP 658196PP9 | Convertible | 5,000 | $6,235,000 | 2016-09-30 | 2016-10-17 | |
| AMERICAN TOWER CO CUSIP 029912BD3 | Convertible | 6,000 | $6,222,000 | 2016-09-30 | 2016-10-17 | |
| EATON CORP CUSIP 278062AC8 | Convertible | 6,000 | $6,202,000 | 2016-09-30 | 2016-10-17 | |
| AETNA INC CUSIP 008117AP8 | Convertible | 6,000 | $6,103,000 | 2016-09-30 | 2016-10-17 | |
| FAU FIN CORP FL CUSIP 31200CAM8 | Convertible | 5,000 | $5,986,000 | 2016-09-30 | 2016-10-17 | |
| IPATH S&P GSCI CRUDE CUSIP 06738C786 | Equities | 1,000 | $5,830,000 | 2016-09-30 | 2016-10-17 | |
| AVONDALE AZ CUSIP 054314DX4 | Convertible | 5,000 | $5,769,000 | 2016-09-30 | 2016-10-17 | |
| WABCO HLDG INC CUSIP 92927K102 | Equities | 50 | $5,677,000 | 2016-09-30 | 2016-10-17 | |
| INVENSENSE INC CUSIP 46123D205 | Equities | 761 | $5,647,000 | 2016-09-30 | 2016-10-17 | |
| SUNCOR ENERGY INC CUSIP 867229106 | Equities | 200 | $5,556,000 | 2016-09-30 | 2016-10-17 | |
| PACTIV LLC CUSIP 880394AE1 | United States | Convertible | 5,000 | $5,550,000 | 2016-09-30 | 2016-10-17 |
| MIAMI-DADE CN FL CUSIP 59333NQM8 | Convertible | 5,000 | $5,546,000 | 2016-09-30 | 2016-10-17 | |
| CVS HEALTH CORP CUSIP 126650BW9 | Convertible | 5,000 | $5,465,000 | 2016-09-30 | 2016-10-17 | |
| CA ST PUB WKS B CUSIP 130685VM9 | Convertible | 5,000 | $5,402,000 | 2016-09-30 | 2016-10-17 | |
| DELL TECH INC CUSIP 24703L103 | Equities | 111 | $5,306,000 | 2016-09-30 | 2016-10-17 | |
| SERVICEMASTER CO LTD CUSIP 817609AB6 | Convertible | 5,000 | $5,288,000 | 2016-09-30 | 2016-10-17 | |
| S VY SWR DST UT CUSIP 84059QBX3 | Convertible | 5,000 | $5,275,000 | 2016-09-30 | 2016-10-17 | |
| JEFFERSON COUNTY MO CUSIP 473143DQ5 | Convertible | 5,000 | $5,275,000 | 2016-09-30 | 2016-10-17 | |
| AMERICAN INTL GR CUSIP 02687QDG0 | Convertible | 5,000 | $5,272,000 | 2016-09-30 | 2016-10-17 | |
| BANK OF AMERICA CUSIP 060505DP6 | Convertible | 5,000 | $5,236,000 | 2016-09-30 | 2016-10-17 | |
| NASDAQ INC CUSIP 631103AE8 | Convertible | 5,000 | $5,234,000 | 2016-09-30 | 2016-10-17 | |
| PRUDENTIAL PLC PFD CUSIP G7293H114 | PFDs, REITs, | 200 | $5,230,000 | 2016-09-30 | 2016-10-17 | |
| ST LOUIS MO PKG CUSIP 791676BK4 | Convertible | 5,000 | $5,201,000 | 2016-09-30 | 2016-10-17 |
Similar Firms
| Firm Name | Country | 13F Value | Holdings |
|---|---|---|---|
| Not available yet | |||