Sonora Investment Management, LLC current holdings: USA Everything Else
Sonora Investment Management, LLC reported $323.34 billion in partnership units, exchange-traded notes and anything else (listed in the US), 540 positions, in its Form 13F for the quarter ended 2016-09-30; the largest are IONIS PHARMA INC, CEPHEID INC, CORNERSTONE ONDEMAND.
- MONSANTO CO: Country of operation —; Class Equities; Shares 1,287; Value $131,531,000.
- SUNOCO LOGISTICS PTR: Country of operation —; Class PFDs, REITs,; Shares 4,554; Value $129,379,000.
- CURRENCYSHARES SWISS: Country of operation —; Class Equities; Shares 1,300; Value $128,095,000.
- PFIZER INC: Country of operation —; Class Convertible; Shares 115,000; Value $127,982,000.
Form 13F-HR as filed (SEC CIK 1418539): quarter ended 2016-09-30, filed 2016-10-17. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.
| Stock | Country of operation | Class | Shares | Value | Quarter end | Filed |
|---|---|---|---|---|---|---|
| MONSANTO CO CUSIP 61166W101 | Equities | 1,287 | $131,531,000 | 2016-09-30 | 2016-10-17 | |
| SUNOCO LOGISTICS PTR CUSIP 86764L108 | PFDs, REITs, | 4,554 | $129,379,000 | 2016-09-30 | 2016-10-17 | |
| CURRENCYSHARES SWISS CUSIP 23129V109 | Equities | 1,300 | $128,095,000 | 2016-09-30 | 2016-10-17 | |
| PFIZER INC CUSIP 717081DB6 | Convertible | 115,000 | $127,982,000 | 2016-09-30 | 2016-10-17 | |
| KIMBERLY-CLARK CORP CUSIP 494368AS2 | Convertible | 97,000 | $127,511,000 | 2016-09-30 | 2016-10-17 | |
| SALT VERDE AZ FC CUSIP 79575EAS7 | United States | Convertible | 100,000 | $126,630,000 | 2016-09-30 | 2016-10-17 |
| AMERICAN INTL GROUP CUSIP 026874107 | Equities | 2,000 | $118,680,000 | 2016-09-30 | 2016-10-17 | |
| AETNA INC CUSIP 00817YAH1 | Convertible | 105,000 | $112,963,000 | 2016-09-30 | 2016-10-17 | |
| RAYTHEON CO CUSIP 755111AF8 | Convertible | 80,000 | $112,601,000 | 2016-09-30 | 2016-10-17 | |
| WYNDHAM WORLDWIDE CO CUSIP 98310WAH1 | Convertible | 110,000 | $110,593,000 | 2016-09-30 | 2016-10-17 | |
| MICRON TECHNOLOGY CUSIP 000000000 | Equities | 6,000 | $106,680,000 | 2016-09-30 | 2016-10-17 | |
| TOLL BROTHERS INC CUSIP 88947EAQ3 | Convertible | 100,000 | $106,625,000 | 2016-09-30 | 2016-10-17 | |
| STARWOOD HOTELS & RE CUSIP 85590AAN4 | Convertible | 90,000 | $102,942,000 | 2016-09-30 | 2016-10-17 | |
| TESORO LOGISTICS LP CUSIP 88160T107 | PFDs, REITs, | 2,000 | $96,880,000 | 2016-09-30 | 2016-10-17 | |
| BUCKEYE PTNRS CUSIP 118230101 | PFDs, REITs, | 1,350 | $96,660,000 | 2016-09-30 | 2016-10-17 | |
| EATON VANCE TAX ADV CUSIP 27829M103 | Equities | 8,035 | $96,581,000 | 2016-09-30 | 2016-10-17 | |
| QWEST COMMUNS CUSIP 749121109 | Equities | 1,100 | $89,166,000 | 2016-09-30 | 2016-10-17 | |
| SHIP FINANCE INTL CUSIP G81075106 | Equities | 5,950 | $87,644,000 | 2016-09-30 | 2016-10-17 | |
| SUMMER ENERGY HLDG I CUSIP 865634109 | Equities | 54,500 | $87,200,000 | 2016-09-30 | 2016-10-17 | |
| CENTURYTEL INC CUSIP 156700106 | Equities | 3,175 | $87,090,000 | 2016-09-30 | 2016-10-17 | |
| CURRENCYSHARES CHINE CUSIP 23131C107 | Equities | 1,178 | $86,995,000 | 2016-09-30 | 2016-10-17 | |
| MERITAGE HOMES CORP CUSIP 59001AAQ5 | Convertible | 70,000 | $78,050,000 | 2016-09-30 | 2016-10-17 | |
| UNITED TECH CORP CUSIP 913017109 | United States | Equities | 720 | $73,116,000 | 2016-09-30 | 2016-10-17 |
| NORDSTROM INC CUSIP 655664100 | United States | Equities | 1,400 | $72,632,000 | 2016-09-30 | 2016-10-17 |
| SCANA CORP CUSIP 80589M102 | Equities | 1,000 | $72,370,000 | 2016-09-30 | 2016-10-17 | |
| EATON CORP PLC CUSIP 278058102 | Equities | 1,100 | $72,281,000 | 2016-09-30 | 2016-10-17 | |
| FORD HLDG LLC CUSIP 345277AE7 | United States | Convertible | 50,000 | $72,065,000 | 2016-09-30 | 2016-10-17 |
| ANHEUSER BUSCH INBEV CUSIP 035229103 | Equities | 500 | $65,705,000 | 2016-09-30 | 2016-10-17 | |
| JUNIPER NETWORKS INC CUSIP 48203R104 | United States | Equities | 2,725 | $65,564,000 | 2016-09-30 | 2016-10-17 |
| SAN JOSE CA ARPT CUSIP 798136TS6 | Convertible | 55,000 | $64,599,000 | 2016-09-30 | 2016-10-17 | |
| GOLDMAN SACHS GROUP CUSIP 38143VAA7 | United States | Convertible | 50,000 | $60,935,000 | 2016-09-30 | 2016-10-17 |
| CONCHO RESOURCES INC CUSIP 20605P101 | Equities | 440 | $60,434,000 | 2016-09-30 | 2016-10-17 | |
| ACCELERATE DIAGNOSTI CUSIP 00430H102 | Equities | 2,195 | $59,836,000 | 2016-09-30 | 2016-10-17 | |
| EGSHARES INDIA INFRA CUSIP 268461845 | Equities | 5,000 | $59,550,000 | 2016-09-30 | 2016-10-17 | |
| GTE CORP CUSIP 362320BA0 | Convertible | 45,000 | $59,239,000 | 2016-09-30 | 2016-10-17 | |
| LOS ANGELES CA CUSIP 544495WB6 | Convertible | 50,000 | $58,015,000 | 2016-09-30 | 2016-10-17 | |
| COLONY STARWOOD HOME CUSIP 19625X102 | PFDs, REITs, | 2,000 | $57,400,000 | 2016-09-30 | 2016-10-17 | |
| CAMARILLO CA CDC TA CUSIP 13177LEH2 | Convertible | 50,000 | $56,685,000 | 2016-09-30 | 2016-10-17 | |
| CA ST PUB WRKS BD LS CUSIP 130685TZ3 | Convertible | 50,000 | $56,304,000 | 2016-09-30 | 2016-10-17 | |
| MALLINCKRODT PLC CUSIP G5785G107 | Equities | 803 | $56,033,000 | 2016-09-30 | 2016-10-17 | |
| MINNESOTA ST CUSIP 604129SZ0 | Convertible | 55,000 | $55,205,000 | 2016-09-30 | 2016-10-17 | |
| INVESCO ADV MUNI INC CUSIP 46132E107 | Equities | 4,334 | $53,265,000 | 2016-09-30 | 2016-10-17 | |
| CHICAGO IL TRANS CUSIP 167723CV5 | Convertible | 50,000 | $52,731,000 | 2016-09-30 | 2016-10-17 | |
| FRESNO CA WTR SY CUSIP 358240FC8 | United States | Convertible | 40,000 | $52,542,000 | 2016-09-30 | 2016-10-17 |
| PIMA CN AZ IDA L CUSIP 72177LAS8 | Convertible | 50,000 | $52,166,000 | 2016-09-30 | 2016-10-17 | |
| VEREIT INC CUSIP 92339V100 | PFDs, REITs, | 5,000 | $51,850,000 | 2016-09-30 | 2016-10-17 | |
| MESA AZ CUSIP 590485VV7 | Convertible | 50,000 | $50,812,000 | 2016-09-30 | 2016-10-17 | |
| INDEPENDENT C CA CUSIP 45385LHC0 | Convertible | 50,000 | $50,596,000 | 2016-09-30 | 2016-10-17 | |
| GENERAL MOLY INC CUSIP 370373102 | Equities | 179,807 | $50,346,000 | 2016-09-30 | 2016-10-17 | |
| RENO ETC IND CLNY N CUSIP 75987LAS1 | Convertible | 50,000 | $50,165,000 | 2016-09-30 | 2016-10-17 | |
| ANI PHARMA INC CUSIP 00182CAA1 | Convertible | 40,000 | $49,204,000 | 2016-09-30 | 2016-10-17 | |
| REPUBLICBANKAZ NA CUSIP 760838102 | Equities | 10,000 | $48,500,000 | 2016-09-30 | 2016-10-17 | |
| DUKE ENERGY CORP CUSIP 26441C105 | Equities | 585 | $46,823,000 | 2016-09-30 | 2016-10-17 | |
| LAB CORP OF AMER HLD CUSIP 50540R409 | United States | Equities | 317 | $43,581,000 | 2016-09-30 | 2016-10-17 |
| GASLOG PARTNERS LP CUSIP Y2687W108 | PFDs, REITs, | 2,000 | $43,580,000 | 2016-09-30 | 2016-10-17 | |
| KEYCORP CUSIP 493267405 | Equities | 300 | $40,955,000 | 2016-09-30 | 2016-10-17 | |
| RESTORATION HARDWRAE CUSIP 761283100 | Equities | 1,180 | $40,804,000 | 2016-09-30 | 2016-10-17 | |
| MARKET VECTORS INDIA CUSIP 57061R551 | Equities | 850 | $39,491,000 | 2016-09-30 | 2016-10-17 | |
| WESTROCK CUSIP 96145D105 | United States | Equities | 780 | $37,814,000 | 2016-09-30 | 2016-10-17 |
| PEORIA AZ W/W CUSIP 712851AJ3 | Convertible | 35,000 | $37,754,000 | 2016-09-30 | 2016-10-17 | |
| MIAMI-DADE CNTY FL CUSIP 59333FKF6 | Convertible | 35,000 | $37,370,000 | 2016-09-30 | 2016-10-17 | |
| CONS COMM HLDGS CUSIP 209034107 | United States | Equities | 1,480 | $37,355,000 | 2016-09-30 | 2016-10-17 |
| COCONINO ETC AZ CUSIP 191800CY5 | Convertible | 35,000 | $37,154,000 | 2016-09-30 | 2016-10-17 | |
| GOLDMAN SACHS GROUP CUSIP 38141E5H8 | Convertible | 35,000 | $35,193,000 | 2016-09-30 | 2016-10-17 | |
| EVANSVILLE IND REDEV CUSIP 299398BK2 | Convertible | 30,000 | $34,819,000 | 2016-09-30 | 2016-10-17 | |
| CANADIAN PACIFIC RAI CUSIP 13645T100 | Equities | 227 | $34,663,000 | 2016-09-30 | 2016-10-17 | |
| VAN KAMPEN DYNAMIC F CUSIP 921166104 | Equities | 2,937 | $34,539,000 | 2016-09-30 | 2016-10-17 | |
| SHIRE PLC CUSIP 82481R106 | Equities | 177 | $34,313,000 | 2016-09-30 | 2016-10-17 | |
| POTASH CORP SASK INC CUSIP 73755L107 | Equities | 2,102 | $34,305,000 | 2016-09-30 | 2016-10-17 | |
| REPUBLIC SERVICES IN CUSIP 760761AB2 | Convertible | 30,000 | $33,160,000 | 2016-09-30 | 2016-10-17 | |
| CST BRANDS INC CUSIP 12646R105 | Equities | 680 | $32,701,000 | 2016-09-30 | 2016-10-17 | |
| ADVANCED MICRO DEVIC CUSIP 007903BD8 | Convertible | 30,000 | $32,694,000 | 2016-09-30 | 2016-10-17 | |
| AZ HLTH FAC AUTH CUSIP 040507NS0 | Convertible | 30,000 | $32,470,000 | 2016-09-30 | 2016-10-17 | |
| SEATTLE GENETICS INC CUSIP 812578102 | Equities | 600 | $32,406,000 | 2016-09-30 | 2016-10-17 | |
| PUBLIC STORAGE PFD CUSIP 74460W776 | PFDs, REITs, | 1,225 | $32,352,000 | 2016-09-30 | 2016-10-17 | |
| HILTON HEAD ISL SC CUSIP 432841NM2 | Convertible | 30,000 | $32,327,000 | 2016-09-30 | 2016-10-17 | |
| AUST & NEW ZEALAND B CUSIP 052528304 | Equities | 1,500 | $31,875,000 | 2016-09-30 | 2016-10-17 | |
| UNIV AZ MED CTR CUSIP 914062EC4 | Convertible | 25,000 | $31,795,000 | 2016-09-30 | 2016-10-17 | |
| KKR & CO LP CUSIP 48248M102 | PFDs, REITs, | 2,228 | $31,777,000 | 2016-09-30 | 2016-10-17 | |
| EL PASO CO COP CUSIP 283365KB9 | Convertible | 30,000 | $31,233,000 | 2016-09-30 | 2016-10-17 | |
| ALLSTATE CORP PFD CUSIP 020002853 | PFDs, REITs, | 1,140 | $31,225,000 | 2016-09-30 | 2016-10-17 | |
| UNION CARBIDE CORP CUSIP 905572AD5 | Convertible | 25,000 | $30,969,000 | 2016-09-30 | 2016-10-17 | |
| WYNDHAM WORLDWIDE CO CUSIP 98310W108 | Equities | 450 | $30,299,000 | 2016-09-30 | 2016-10-17 | |
| HEALTH CARE REIT INC CUSIP 42217K106 | PFDs, REITs, | 400 | $29,908,000 | 2016-09-30 | 2016-10-17 | |
| ANHEUSER-BUSCH INC CUSIP 035229CW1 | Convertible | 27,000 | $29,264,000 | 2016-09-30 | 2016-10-17 | |
| DALLAS TX WW/SWR SYS CUSIP 235416Z56 | Convertible | 25,000 | $28,909,000 | 2016-09-30 | 2016-10-17 | |
| SAFEWAY INC CUSIP 786514BA6 | United States | Convertible | 29,000 | $28,891,000 | 2016-09-30 | 2016-10-17 |
| LUXOTTICA GRP SPA CUSIP 55068R202 | Equities | 600 | $28,692,000 | 2016-09-30 | 2016-10-17 | |
| TOTAL SA CUSIP 89151E113 | Equities | 600 | $28,620,000 | 2016-09-30 | 2016-10-17 | |
| CARE CAPITAL PROPERT CUSIP 141624106 | PFDs, REITs, | 1,000 | $28,500,000 | 2016-09-30 | 2016-10-17 | |
| AETNA INC CUSIP 00817Y108 | Equities | 245 | $28,285,000 | 2016-09-30 | 2016-10-17 | |
| CONTRA COSTA CA P CUSIP 21226PKD9 | Convertible | 25,000 | $27,920,000 | 2016-09-30 | 2016-10-17 | |
| MERRILL LYNCH PFD CUSIP 59025D207 | PFDs, REITs, | 1,055 | $27,599,000 | 2016-09-30 | 2016-10-17 | |
| GREATER ORLANDO AVIA CUSIP 392274ZX7 | Convertible | 25,000 | $27,548,000 | 2016-09-30 | 2016-10-17 | |
| GOLDMAN SACHS GROUP CUSIP 38141ED48 | Convertible | 25,000 | $27,369,000 | 2016-09-30 | 2016-10-17 | |
| VIACOM INC CL B CUSIP 92553P201 | Equities | 715 | $27,242,000 | 2016-09-30 | 2016-10-17 | |
| HORIZON PHARMA PLC CUSIP G4617B105 | Equities | 1,500 | $27,195,000 | 2016-09-30 | 2016-10-17 | |
| ALLSTATE COR PFD CUSIP 020002804 | PFDs, REITs, | 1,000 | $27,190,000 | 2016-09-30 | 2016-10-17 | |
| TIME WARNER INC CUSIP 887315AM1 | Convertible | 20,000 | $27,064,000 | 2016-09-30 | 2016-10-17 | |
| UNIV TX UNIV CUSIP 915137W90 | Convertible | 25,000 | $27,034,000 | 2016-09-30 | 2016-10-17 |
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