Sonora Investment Management, LLC current holdings: USA Everything Else
Sonora Investment Management, LLC reported $323.34 billion in partnership units, exchange-traded notes and anything else (listed in the US), 540 positions, in its Form 13F for the quarter ended 2016-09-30; the largest are IONIS PHARMA INC, CEPHEID INC, CORNERSTONE ONDEMAND.
- IONIS PHARMA INC: Country of operation —; Class Convertible; Shares 15,550,000; Value $14,486,691,000.
- CEPHEID INC: Country of operation —; Class Convertible; Shares 12,803,000; Value $13,268,133,000.
- CORNERSTONE ONDEMAND: Country of operation —; Class Convertible; Shares 11,785,000; Value $12,852,485,000.
- ATLAS AIR WORLDWIDE: Country of operation —; Class Convertible; Shares 12,610,000; Value $12,247,311,000.
Form 13F-HR as filed (SEC CIK 1418539): quarter ended 2016-09-30, filed 2016-10-17. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.
| Stock | Country of operation | Class | Shares | Value | Quarter end | Filed |
|---|---|---|---|---|---|---|
| IONIS PHARMA INC CUSIP 464337AJ3 | Convertible | 15,550,000 | $14,486,691,000 | 2016-09-30 | 2016-10-17 | |
| CEPHEID INC CUSIP 15670RAC1 | Convertible | 12,803,000 | $13,268,133,000 | 2016-09-30 | 2016-10-17 | |
| CORNERSTONE ONDEMAND CUSIP 21925YAB9 | Convertible | 11,785,000 | $12,852,485,000 | 2016-09-30 | 2016-10-17 | |
| ATLAS AIR WORLDWIDE CUSIP 049164BH8 | Convertible | 12,610,000 | $12,247,311,000 | 2016-09-30 | 2016-10-17 | |
| NUANCE COMM INC CUSIP 67020YAF7 | Convertible | 11,320,000 | $11,408,862,000 | 2016-09-30 | 2016-10-17 | |
| ROYAL GOLD CORP CUSIP 780287AA6 | Convertible | 9,815,000 | $11,001,241,000 | 2016-09-30 | 2016-10-17 | |
| VERINT SYSTEMS INC CUSIP 92343XAA8 | Convertible | 11,375,000 | $10,806,250,000 | 2016-09-30 | 2016-10-17 | |
| QUIDEL CORP CUSIP 74838JAA9 | Convertible | 10,660,000 | $10,785,681,000 | 2016-09-30 | 2016-10-17 | |
| RTI INTL METALS INC CUSIP 74973WAB3 | Convertible | 9,855,000 | $10,520,015,000 | 2016-09-30 | 2016-10-17 | |
| L BRANDS INC CUSIP 532716AS6 | Convertible | 8,780,000 | $10,118,950,000 | 2016-09-30 | 2016-10-17 | |
| THE GAP INC CUSIP 364760AK4 | Convertible | 9,430,000 | $10,029,155,000 | 2016-09-30 | 2016-10-17 | |
| HOLOGIC INC CUSIP 436440AC5 | Convertible | 7,034,000 | $9,519,112,000 | 2016-09-30 | 2016-10-17 | |
| TOLL BROTHERS INC CUSIP 88947EAP5 | Convertible | 7,785,000 | $8,076,938,000 | 2016-09-30 | 2016-10-17 | |
| WEBMD HEALTH CORP CUSIP 94770VAF9 | Convertible | 7,760,000 | $8,070,710,000 | 2016-09-30 | 2016-10-17 | |
| DEPOMED INC CUSIP 249908AA2 | Convertible | 5,595,000 | $7,965,490,000 | 2016-09-30 | 2016-10-17 | |
| M/I HOMES INC CUSIP 55292PAB1 | Convertible | 7,623,000 | $7,822,037,000 | 2016-09-30 | 2016-10-17 | |
| MERITAGE HOMES CORP CUSIP 59001AAR3 | Convertible | 7,645,000 | $7,643,853,000 | 2016-09-30 | 2016-10-17 | |
| ENVESTNET INC CUSIP 29404KAA4 | Convertible | 7,740,000 | $7,451,221,000 | 2016-09-30 | 2016-10-17 | |
| VECTOR GROUP LTD CUSIP 92240MBC1 | Convertible | 6,500,000 | $7,385,040,000 | 2016-09-30 | 2016-10-17 | |
| SPECTRUM PHARMA INC CUSIP 84763AAB4 | Convertible | 8,185,000 | $7,320,107,000 | 2016-09-30 | 2016-10-17 | |
| BIOMARIN PHARMA INC CUSIP 09061GAF8 | Convertible | 5,530,000 | $6,923,505,000 | 2016-09-30 | 2016-10-17 | |
| JUNIPER NETWORKS INC CUSIP 48203RAG9 | Convertible | 6,440,000 | $6,829,311,000 | 2016-09-30 | 2016-10-17 | |
| VALERO ENERGY CORP CUSIP 91913YAR1 | Convertible | 5,425,000 | $6,093,236,000 | 2016-09-30 | 2016-10-17 | |
| MERITAGE HOMES CORP CUSIP 59001AAT9 | Convertible | 5,285,000 | $5,390,700,000 | 2016-09-30 | 2016-10-17 | |
| SYNCHRONOSS TECH INC CUSIP 87157BAA1 | Convertible | 4,780,000 | $5,049,114,000 | 2016-09-30 | 2016-10-17 | |
| STILLWATER MINING CO CUSIP 86074QAL6 | Convertible | 3,715,000 | $4,466,099,000 | 2016-09-30 | 2016-10-17 | |
| LIVE NATION ENTERTAI CUSIP 538034AJ8 | Convertible | 3,875,000 | $4,197,400,000 | 2016-09-30 | 2016-10-17 | |
| REPUBLIC SERVICES IN CUSIP 760759AH3 | Convertible | 3,700,000 | $4,074,570,000 | 2016-09-30 | 2016-10-17 | |
| BROADSOFT INC CUSIP 11133BAB8 | Convertible | 3,047,000 | $3,752,350,000 | 2016-09-30 | 2016-10-17 | |
| SEASPAN CORP CUSIP Y75638109 | PFDs, REITs, | 260,803 | $3,476,504,000 | 2016-09-30 | 2016-10-17 | |
| BROCADE COMMUNICATIO CUSIP 111621AQ1 | Convertible | 3,420,000 | $3,388,297,000 | 2016-09-30 | 2016-10-17 | |
| WELLS FARGO & CO PFD CUSIP 949746465 | PFDs, REITs, | 101,475 | $3,021,926,000 | 2016-09-30 | 2016-10-17 | |
| PNC FINL SVCS CUSIP 693475857 | PFDs, REITs, | 101,355 | $2,956,525,000 | 2016-09-30 | 2016-10-17 | |
| ECHO GLOBAL LOGISTIC CUSIP 27875TAA9 | Convertible | 2,859,000 | $2,698,716,000 | 2016-09-30 | 2016-10-17 | |
| LEXMARK INTL CUSIP 529772AE5 | Convertible | 2,475,000 | $2,624,334,000 | 2016-09-30 | 2016-10-17 | |
| MOSAIC CO CUSIP 61945A107 | Equities | 103,193 | $2,524,101,000 | 2016-09-30 | 2016-10-17 | |
| BUNGE LTD CUSIP G16962204 | PFDs, REITs, | 26,400 | $2,510,828,000 | 2016-09-30 | 2016-10-17 | |
| MACQUARIE INFRASTRUC CUSIP 55608BAA3 | Convertible | 2,035,000 | $2,406,978,000 | 2016-09-30 | 2016-10-17 | |
| SELECT INCOME REIT CUSIP 81618T100 | PFDs, REITs, | 88,115 | $2,370,294,000 | 2016-09-30 | 2016-10-17 | |
| CHART INDUSTRIES INC CUSIP 16115QAC4 | Convertible | 2,205,000 | $2,165,061,000 | 2016-09-30 | 2016-10-17 | |
| TOLL BROTHERS INC CUSIP 88947EAK6 | Convertible | 1,835,000 | $2,018,500,000 | 2016-09-30 | 2016-10-17 | |
| XEROX CORP CUSIP 984121103 | Equities | 170,879 | $1,731,004,000 | 2016-09-30 | 2016-10-17 | |
| AMAG PHARMACEUTICALS CUSIP 00163UAA4 | Convertible | 1,510,000 | $1,702,676,000 | 2016-09-30 | 2016-10-17 | |
| RAYTHEON CO CUSIP 755111507 | Equities | 12,098 | $1,646,843,000 | 2016-09-30 | 2016-10-17 | |
| CARDINAL HEALTH INC CUSIP 14149YBA5 | United States | Convertible | 1,495,000 | $1,594,165,000 | 2016-09-30 | 2016-10-17 |
| MERITOR INC CUSIP 043353AH4 | Convertible | 1,540,000 | $1,537,883,000 | 2016-09-30 | 2016-10-17 | |
| VANTIV INC CUSIP 92210H105 | Equities | 27,186 | $1,529,756,000 | 2016-09-30 | 2016-10-17 | |
| ADVANTAGE OIL & GAS CUSIP 00762L101 | Equities | 176,890 | $1,243,537,000 | 2016-09-30 | 2016-10-17 | |
| ADVANCED AUTO PARTS CUSIP 00751YAA4 | Convertible | 1,095,000 | $1,208,190,000 | 2016-09-30 | 2016-10-17 | |
| SPECTRUM PHARMA INC CUSIP 84763A108 | Equities | 257,330 | $1,201,731,000 | 2016-09-30 | 2016-10-17 | |
| L BRANDS INC CUSIP 532716AT4 | Convertible | 1,040,000 | $1,199,900,000 | 2016-09-30 | 2016-10-17 | |
| CORNING INC CUSIP 219350BB0 | Convertible | 1,145,000 | $1,180,061,000 | 2016-09-30 | 2016-10-17 | |
| GOVERNMENT PPTY INCM CUSIP 38376A103 | PFDs, REITs, | 49,155 | $1,111,886,000 | 2016-09-30 | 2016-10-17 | |
| 3M CO CUSIP 604059AE5 | Convertible | 725,000 | $994,603,000 | 2016-09-30 | 2016-10-17 | |
| QUALCOMM INC CUSIP 747525AE3 | Convertible | 945,000 | $986,072,000 | 2016-09-30 | 2016-10-17 | |
| EQUITY COMMONWEALTH CUSIP 294628102 | United States | PFDs, REITs, | 32,394 | $978,954,000 | 2016-09-30 | 2016-10-17 |
| GENERAL ELECTRIC CO CUSIP 369604103 | United States | Equities | 32,822 | $972,192,000 | 2016-09-30 | 2016-10-17 |
| KLA TENCOR CO CUSIP 482480AC4 | Convertible | 890,000 | $922,495,000 | 2016-09-30 | 2016-10-17 | |
| INVENSENSE INC CUSIP 46123DAB2 | Convertible | 915,000 | $875,962,000 | 2016-09-30 | 2016-10-17 | |
| TARGET CORP CUSIP 87612E110 | Equities | 11,566 | $794,353,000 | 2016-09-30 | 2016-10-17 | |
| WELLS FARGO & CO PFD CUSIP 949746556 | PFDs, REITs, | 29,105 | $778,559,000 | 2016-09-30 | 2016-10-17 | |
| LOWES CO INC CUSIP 548661AH0 | United States | Convertible | 475,000 | $655,071,000 | 2016-09-30 | 2016-10-17 |
| ALLIANZGI CONV & INC CUSIP 018828103 | Equities | 92,266 | $622,796,000 | 2016-09-30 | 2016-10-17 | |
| AMERICAN CAPITAL AGE CUSIP 02503X105 | Equities | 31,156 | $608,788,000 | 2016-09-30 | 2016-10-17 | |
| BLACKSTONE GRP LP CUSIP 09253U108 | United States | PFDs, REITs, | 23,675 | $604,423,000 | 2016-09-30 | 2016-10-17 |
| NICHOLAS APPLEGATE C CUSIP 65370G109 | Equities | 98,000 | $581,140,000 | 2016-09-30 | 2016-10-17 | |
| ORACLE CORP CUSIP 68389XAS4 | Convertible | 500,000 | $542,070,000 | 2016-09-30 | 2016-10-17 | |
| ARMOUR RES REIT CUSIP 042315507 | United States | PFDs, REITs, | 22,647 | $510,463,000 | 2016-09-30 | 2016-10-17 |
| TWO HARBORS INVEST CUSIP 90187B101 | PFDs, REITs, | 59,233 | $505,257,000 | 2016-09-30 | 2016-10-17 | |
| MAGELLAN MIDSTREAM P CUSIP 559080106 | PFDs, REITs, | 6,304 | $445,945,000 | 2016-09-30 | 2016-10-17 | |
| CYS INV REIT CUSIP 12673A108 | PFDs, REITs, | 50,000 | $436,000,000 | 2016-09-30 | 2016-10-17 | |
| CHIMERA INVESTMENT CUSIP 16934Q208 | United States | Equities | 26,400 | $421,080,000 | 2016-09-30 | 2016-10-17 |
| US BANCORP PFD CUSIP 902973817 | PFDs, REITs, | 16,330 | $419,028,000 | 2016-09-30 | 2016-10-17 | |
| TESORO CORP CUSIP 881609101 | Equities | 5,159 | $410,439,000 | 2016-09-30 | 2016-10-17 | |
| MERCK & CO INC CUSIP 589331107 | Equities | 5,811 | $362,647,000 | 2016-09-30 | 2016-10-17 | |
| INVESCO MORTGAGE CAP CUSIP 46131B100 | PFDs, REITs, | 23,115 | $352,041,000 | 2016-09-30 | 2016-10-17 | |
| WASTE MANAGEMENT INC CUSIP 94106LAG4 | Convertible | 205,000 | $290,655,000 | 2016-09-30 | 2016-10-17 | |
| MCDONALD CORP CUSIP 58013MEX8 | Convertible | 280,000 | $290,373,000 | 2016-09-30 | 2016-10-17 | |
| LOCKHEED MARTIN CORP CUSIP 539830BF5 | Convertible | 280,000 | $289,076,000 | 2016-09-30 | 2016-10-17 | |
| MGM GROWTH PPTYS LLC CUSIP 55303A105 | PFDs, REITs, | 10,770 | $280,774,000 | 2016-09-30 | 2016-10-17 | |
| CVR REFINING CUSIP 12663P107 | Equities | 30,401 | $266,617,000 | 2016-09-30 | 2016-10-17 | |
| CYPRESS SEMICONDUCTO CUSIP 232806109 | Equities | 21,500 | $261,440,000 | 2016-09-30 | 2016-10-17 | |
| WALGREENS BOOTS ALLI CUSIP 931427108 | United States | Equities | 3,207 | $258,548,000 | 2016-09-30 | 2016-10-17 |
| WHIRLPOOL CORP CUSIP 963320AQ9 | Convertible | 250,000 | $254,757,000 | 2016-09-30 | 2016-10-17 | |
| REYNOLDS AMER INC CUSIP 761713106 | Equities | 5,000 | $235,750,000 | 2016-09-30 | 2016-10-17 | |
| GLOBAL NET LEASE INC CUSIP 379378102 | PFDs, REITs, | 28,625 | $233,580,000 | 2016-09-30 | 2016-10-17 | |
| NEW RESIDENTIAL INV CUSIP 64828T102 | PFDs, REITs, | 15,000 | $207,150,000 | 2016-09-30 | 2016-10-17 | |
| HCP INC CUSIP 40414L109 | PFDs, REITs, | 5,425 | $205,879,000 | 2016-09-30 | 2016-10-17 | |
| JOHNSON CONTROLS INC CUSIP 478366107 | Equities | 4,178 | $194,402,000 | 2016-09-30 | 2016-10-17 | |
| ALLIANZGI NFJ DIV IN CUSIP 01883A107 | Equities | 15,000 | $189,600,000 | 2016-09-30 | 2016-10-17 | |
| MERITAGE HOMES CORP CUSIP 59001AAN2 | Convertible | 170,000 | $188,913,000 | 2016-09-30 | 2016-10-17 | |
| DOVER CORP CUSIP 260003AC2 | Convertible | 135,000 | $176,957,000 | 2016-09-30 | 2016-10-17 | |
| SILVER WHEATON CORP CUSIP 828336107 | Equities | 6,507 | $175,884,000 | 2016-09-30 | 2016-10-17 | |
| RPM INTL INC CUSIP 749685AT0 | Convertible | 145,000 | $173,237,000 | 2016-09-30 | 2016-10-17 | |
| ANNALY CAPITAL MGMT CUSIP 035710409 | United States | PFDs, REITs, | 15,774 | $165,627,000 | 2016-09-30 | 2016-10-17 |
| ENERPLUS RESOURCES CUSIP 29274D604 | PFDs, REITs, | 25,630 | $164,288,000 | 2016-09-30 | 2016-10-17 | |
| CELGENE CORP CUSIP 151020104 | Equities | 1,558 | $162,858,000 | 2016-09-30 | 2016-10-17 | |
| VERIZON COMMUNICATIO CUSIP 92343VBR4 | Convertible | 136,000 | $158,392,000 | 2016-09-30 | 2016-10-17 | |
| ALEXANDRIA CV PFD 1. CUSIP 015271505 | PFDs, REITs, | 4,178 | $147,275,000 | 2016-09-30 | 2016-10-17 | |
| NORTHROP GRUMMAN CUSIP 666807BE1 | Convertible | 130,000 | $139,084,000 | 2016-09-30 | 2016-10-17 |
Similar Firms
| Firm Name | Country | 13F Value | Holdings |
|---|---|---|---|
| Not available yet | |||