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S. MUOIO & CO. LLC Historic Quarter Change: USA Options, Reduced

S. MUOIO & CO. LLC historic quarter change: USA Options, Reduced

In put and call options, at their filed underlying value (listed in the US), over 7 quarters from 2014-12-31 to 2016-09-30, S. MUOIO & CO. LLC opened 8 positions, added to 3, reduced 5 and sold out of 12.

  • Q4 2015: Stock IWM; Country of operation —; Class RUSSELL 2000 ETF · Put; Shares before 225,000.
  • Q3 2015: Stock IWM; Country of operation —; Class RUSSELL 2000 ETF · Put; Shares before 300,000.
  • Q3 2015: Stock VIACOM INC NEW; Country of operation —; Class CL B · Call; Shares before 25,000.
  • Q2 2015: Stock VIACOM INC NEW; Country of operation —; Class CL B · Call; Shares before 40,000.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1138996), 7 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-14); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-10); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-13); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-12); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-13); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-14); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-15). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2014-12-31.

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q4 2015IWM
ISHARES TR
RUSSELL 2000 ETF · Put225,000150,000-75,000$24,570,000$16,893,000-$7,677,0002016-02-12
Q3 2015IWM
ISHARES TR
RUSSELL 2000 ETF · Put300,000225,000-75,000$37,452,000$24,570,000-$12,882,0002015-11-13
Q3 2015VIACOM INC NEW
CUSIP 92553P201
CL B · Call25,00010,000-15,000$1,616,000$432,000-$1,184,0002015-11-13
Q2 2015VIACOM INC NEW
CUSIP 92553P201
CL B · Call40,00025,000-15,000$2,732,000$1,616,000-$1,116,0002015-08-14
Q1 2015IWM
ISHARES TR
RUSSELL 2000 ETF · Put100,00050,000-50,000$11,963,000$6,219,000-$5,744,0002015-05-15

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