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S. MUOIO & CO. LLC Historic Quarter Change: USA ETF, Added

S. MUOIO & CO. LLC historic quarter change: USA ETF, Added

In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), over 7 quarters from 2014-12-31 to 2016-09-30, S. MUOIO & CO. LLC opened 4 positions, added to 2, reduced 1 and sold out of 2.

  • Q3 2016: Stock IWM; Country of operation —; Class COMM; Shares before 200,000.
  • Q2 2016: Stock EEM; Country of operation —; Class COMM; Shares before 200,000.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1138996), 7 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-14); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-10); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-13); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-12); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-13); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-14); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-15). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2014-12-31.

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q3 2016IWM
ISHARES RUSSELL 2000
COMM200,000400,000+200,000$22,996,000$49,684,000+$26,688,0002016-11-14
Q2 2016EEM
ISHARES MSCI EMERGING MKT IN
COMM200,000475,000+275,000$6,850,000$16,321,000+$9,471,0002016-08-10

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