ROCKEFELLER FINANCIAL SERVICES INC quarter change: USA Stocks, Reduced
In share positions in stocks (listed in the US), from the quarter ended 2016-06-30 to 2016-09-30, ROCKEFELLER FINANCIAL SERVICES INC opened 14 positions, added to 27, reduced 66, sold out of 16 and left 148 unchanged. The largest increase in value was NKE (+$70,457,000); the largest decrease was CMCSA (-$114,352,000).
- CMCSA: Country of operation United States; Class Class A; Shares 2016-06-30 1,840,283; Shares 2016-09-30 84,675.
- MRK: Country of operation United States; Class Common; Shares 2016-06-30 2,089,445; Shares 2016-09-30 540,446.
- CVX: Country of operation United States; Class Common; Shares 2016-06-30 1,037,539; Shares 2016-09-30 394,479.
- AFL: Country of operation United States; Class Common; Shares 2016-06-30 1,627,815; Shares 2016-09-30 720,577.
Two Form 13F-HR filings compared (SEC CIK 869878): 2016-06-30 (filed 2016-07-20) and 2016-09-30 (filed 2016-10-28). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2016-06-30 | Shares 2016-09-30 | Share change | Value 2016-06-30 | Value 2016-09-30 | Value change |
|---|
CMCSA
Comcast Corporation - CL A | United States | Class A | 1,840,283 | 84,675 | -1,755,608 | $119,969,000 | $5,617,000 | -$114,352,000 |
|---|
MRK
Merck & Co. Inc. | United States | Common | 2,089,445 | 540,446 | -1,548,999 | $120,372,000 | $33,730,000 | -$86,642,000 |
|---|
CVX
Chevron Corporation | United States | Common | 1,037,539 | 394,479 | -643,060 | $108,765,000 | $40,600,000 | -$68,165,000 |
|---|
AFL
Aflac, Inc. | United States | Common | 1,627,815 | 720,577 | -907,238 | $117,463,000 | $51,788,000 | -$65,675,000 |
|---|
CTRA
Cabot Oil & Gas Corporation -Cl A | United States | Class A | 2,415,432 | 1,397,810 | -1,017,622 | $62,173,000 | $36,063,000 | -$26,110,000 |
|---|
WEC
WEC Energy Group, Inc. | United States | Common | 1,692,381 | 1,420,526 | -271,855 | $110,512,000 | $85,060,000 | -$25,452,000 |
|---|
AWK
American Water Works Co., Inc. | United States | Common | 763,441 | 632,515 | -130,926 | $64,518,000 | $47,337,000 | -$17,181,000 |
|---|
WFC
Wells Fargo Company | United States | Common | 2,316,766 | 2,112,110 | -204,656 | $109,653,000 | $93,525,000 | -$16,128,000 |
|---|
UAL
United Continental Holdings Inc. | United States | Common | 1,906,930 | 1,184,170 | -722,760 | $78,260,000 | $62,134,000 | -$16,126,000 |
|---|
KMI
Kinder Morgan Inc. | United States | Common | 4,785,866 | 4,452,531 | -333,335 | $89,591,000 | $102,987,000 | +$13,396,000 |
|---|
ITW
Illinois Tool Works Inc. | United States | Common | 719,591 | 712,191 | -7,400 | $74,952,000 | $85,349,000 | +$10,397,000 |
|---|
XOMXXXX
Exxon Mobil Corporation | | Common | 1,074,179 | 1,040,168 | -34,011 | $100,694,000 | $90,786,000 | -$9,908,000 |
|---|
ORCL
Oracle Corporation | United States | Common | 3,394,954 | 3,289,199 | -105,755 | $138,956,000 | $129,199,000 | -$9,757,000 |
|---|
MSFT
Microsoft Corp. | United States | Common | 2,900,930 | 2,741,137 | -159,793 | $148,441,000 | $157,889,000 | +$9,448,000 |
|---|
AMZN
Amazon.Com Inc | United States | Common | 114,723 | 108,913 | -5,810 | $82,098,000 | $91,193,000 | +$9,095,000 |
|---|
ILMN
Illumina, Inc. | United States | Common | 271,962 | 257,026 | -14,936 | $38,177,000 | $46,691,000 | +$8,514,000 |
|---|
RARE
Ultragenyx Pharmaceutical Inc. | United States | Common | 396,346 | 372,551 | -23,795 | $19,385,000 | $26,429,000 | +$7,044,000 |
|---|
V
Visa Inc - Class A Shares | United States | Class A | 1,787,852 | 1,681,342 | -106,510 | $132,605,000 | $139,048,000 | +$6,443,000 |
|---|
GOOG
Alphabet Inc. - Class C | United States | Class C | 172,119 | 160,380 | -11,739 | $119,123,000 | $124,662,000 | +$5,539,000 |
|---|
GOOGL
Alphabet Inc. - Class A | United States | Class A | 62,480 | 61,534 | -946 | $43,956,000 | $49,477,000 | +$5,521,000 |
|---|
GIS
General Mills, Inc. | United States | Common | 80,572 | 23,416 | -57,156 | $5,746,000 | $1,496,000 | -$4,250,000 |
|---|
COF
Capital One Financial Corp. | United States | Common | 1,296,220 | 1,199,204 | -97,016 | $82,324,000 | $86,139,000 | +$3,815,000 |
|---|
RGA
Reinsurance Group of America, Inc. | United States | Common | 1,245,936 | 1,149,706 | -96,230 | $120,843,000 | $124,099,000 | +$3,256,000 |
|---|
REGN
Regeneron Pharmaceuticals | United States | Common | 91,970 | 87,875 | -4,095 | $32,118,000 | $35,328,000 | +$3,210,000 |
|---|
PNR
Pentair, PLC | | Common | 1,666,950 | 1,558,084 | -108,866 | $97,166,000 | $100,092,000 | +$2,926,000 |
|---|
BIDU
Baidu.com, Inc. | | Common | 339,912 | 321,713 | -18,199 | $56,136,000 | $58,574,000 | +$2,438,000 |
|---|
RCL
Royal Caribbean Cruises Ltd. | United States | Common | 1,288,113 | 1,179,278 | -108,835 | $86,497,000 | $88,387,000 | +$1,890,000 |
|---|
OMCL
Omnicell, Inc. | United States | Common | 459,462 | 458,715 | -747 | $15,727,000 | $17,569,000 | +$1,842,000 |
|---|
JPM
J.P. Morgan Chase & Co. | United States | Common | 2,390,688 | 2,254,154 | -136,534 | $148,557,000 | $150,104,000 | +$1,547,000 |
|---|
JNJ
Johnson & Johnson | United States | Common | 120,011 | 113,018 | -6,993 | $14,557,000 | $13,351,000 | -$1,206,000 |
|---|
CSCO
Cisco Systems, Inc. | United States | Common | 439,424 | 433,824 | -5,600 | $12,607,000 | $13,760,000 | +$1,153,000 |
|---|
PEP
Pepsico, Inc | United States | Common | 142,614 | 129,077 | -13,537 | $15,109,000 | $14,039,000 | -$1,070,000 |
|---|
INTC
Intel Corp. | United States | Common | 184,845 | 184,447 | -398 | $6,063,000 | $6,963,000 | +$900,000 |
|---|
BDX
Becton Dickinson & Co. | United States | Common | 568,551 | 541,377 | -27,174 | $96,420,000 | $97,302,000 | +$882,000 |
|---|
AAPL
Apple Inc. | United States | Common | 42,171 | 29,683 | -12,488 | $4,031,000 | $3,355,000 | -$676,000 |
|---|
GS
Goldman Sachs Group, Inc. | United States | Common | 10,266 | 5,481 | -4,785 | $1,525,000 | $884,000 | -$641,000 |
|---|
C
Citigroup Inc. | United States | Common | 25,657 | 11,148 | -14,509 | $1,088,000 | $527,000 | -$561,000 |
|---|
ADP
Automatic Data Processing | United States | Common | 15,814 | 11,255 | -4,559 | $1,453,000 | $993,000 | -$460,000 |
|---|
USB
US Bancorp | United States | Common | 28,537 | 16,567 | -11,970 | $1,151,000 | $711,000 | -$440,000 |
|---|
UPS
United Parcel Service Class B | United States | Common | 22,093 | 18,352 | -3,741 | $2,380,000 | $2,007,000 | -$373,000 |
|---|
DJP
iPATH Dow Jones - UBS Commodity Index | United Kingdom | Exchange Traded Fund | 14,713 | 250 | -14,463 | $364,000 | $6,000 | -$358,000 |
|---|
KO
Coca Cola Company | United States | Common | 43,850 | 39,569 | -4,281 | $1,988,000 | $1,675,000 | -$313,000 |
|---|
BAX
Baxter Int'l Inc. | United States | Common | 11,882 | 5,012 | -6,870 | $537,000 | $239,000 | -$298,000 |
|---|
SLB
Schlumberger Ltd. | | Common | 13,097 | 9,577 | -3,520 | $1,036,000 | $753,000 | -$283,000 |
|---|
MET
MetLife, Inc. | United States | Common | 20,708 | 12,715 | -7,993 | $825,000 | $565,000 | -$260,000 |
|---|
CHTR
Charter Communications Inc. | United States | Class A | 4,768 | 3,189 | -1,579 | $1,090,000 | $861,000 | -$229,000 |
|---|
PG
Procter & Gamble Co. | United States | Common | 105,568 | 101,674 | -3,894 | $8,939,000 | $9,125,000 | +$186,000 |
|---|
MTD
Mettler-Toledo International | | Common | 3,575 | 3,543 | -32 | $1,305,000 | $1,487,000 | +$182,000 |
|---|
MSEX
Middlesex Water Company | United States | Common | 11,221 | 9,047 | -2,174 | $487,000 | $319,000 | -$168,000 |
|---|
ALNY
Alnylam Pharmaceuticals Inc. | United States | Common | 5,302 | 1,902 | -3,400 | $294,000 | $129,000 | -$165,000 |
|---|
MMM
3M Co. | United States | Common | 12,945 | 11,948 | -997 | $2,267,000 | $2,105,000 | -$162,000 |
|---|
MCD
McDonald's Corporation | United States | Common | 23,595 | 23,381 | -214 | $2,840,000 | $2,697,000 | -$143,000 |
|---|
GLW
Corning Inc. | United States | Common | 96,181 | 77,300 | -18,881 | $1,970,000 | $1,828,000 | -$142,000 |
|---|
PGR
Progressive Corporation | United States | Common | 6,169 | 2,873 | -3,296 | $206,000 | $90,000 | -$116,000 |
|---|
HCA
HCA Holdings Inc. | United States | Common | 5,499 | 4,496 | -1,003 | $423,000 | $340,000 | -$83,000 |
|---|
EMR
Emerson Electric Co. | United States | Common | 36,057 | 35,994 | -63 | $1,881,000 | $1,963,000 | +$82,000 |
|---|
SYK
Stryker Corporation | United States | Common | 10,005 | 9,691 | -314 | $1,199,000 | $1,128,000 | -$71,000 |
|---|
AMGN
Amgen Inc. | United States | Common | 4,446 | 3,669 | -777 | $676,000 | $612,000 | -$64,000 |
|---|
HSIC
Henry Schein, Inc. | United States | Common | 1,705 | 1,526 | -179 | $301,000 | $249,000 | -$52,000 |
|---|
WMT
Wal-Mart Stores, Inc. | United States | Common | 30,226 | 30,056 | -170 | $2,207,000 | $2,167,000 | -$40,000 |
|---|
INCY
Incyte Corporation | United States | Common | 4,616 | 3,505 | -1,111 | $369,000 | $330,000 | -$39,000 |
|---|
DGX
Quest Diagnostics Incorporated | United States | Common | 4,037 | 3,591 | -446 | $329,000 | $304,000 | -$25,000 |
|---|
BSX
Boston Scientific Co. | United States | Common | 10,940 | 9,937 | -1,003 | $256,000 | $237,000 | -$19,000 |
|---|
HPE
Hewlett Packard Enterprise Company | United States | Common | 5,088 | 4,900 | -188 | $93,000 | $111,000 | +$18,000 |
|---|
YUM
Yum! Brands, Inc. | United States | Common | 4,042 | 3,892 | -150 | $335,000 | $353,000 | +$18,000 |
|---|
PSX
Phillips 66 | United States | Common | 6,557 | 6,417 | -140 | $520,000 | $517,000 | -$3,000 |
|---|
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