ROCKEFELLER FINANCIAL SERVICES INC Last Quarter Change: Foreign Stocks, Added

ROCKEFELLER FINANCIAL SERVICES INC quarter change: Foreign Stocks, Added

In share positions in stocks (depositary receipts and foreign shares traded over the counter), from the quarter ended 2016-06-30 to 2016-09-30, ROCKEFELLER FINANCIAL SERVICES INC opened 0 positions, added to 3, reduced 4, sold out of 5 and left 12 unchanged. The largest increase in value was BP (+$55,207,000); the largest decrease was KEP (-$12,859,000).

BP: Country of operation —; Class ADR; Shares 2016-06-30 320,984; Shares 2016-09-30 1,894,354.
ULXXXX: Country of operation —; Class ADR; Shares 2016-06-30 244,864; Shares 2016-09-30 256,127.
ABBNY: Country of operation Switzerland; Class ADR; Shares 2016-06-30 12,062; Shares 2016-09-30 12,641.

Two Form 13F-HR filings compared (SEC CIK 869878): 2016-06-30 (filed 2016-07-20) and 2016-09-30 (filed 2016-10-28). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.

Stock	Country of operation	Class	Shares 2016-06-30	Shares 2016-09-30	Share change	Value 2016-06-30	Value 2016-09-30	Value change
BP BP PLC - Spons ADR		ADR	320,984	1,894,354	+1,573,370	$11,398,000	$66,605,000	+$55,207,000
ULXXXX Unilever Plc - Sponsored ADR		ADR	244,864	256,127	+11,263	$11,731,000	$12,140,000	+$409,000
ABBNY ABB Ltd. - Spon ADR	Switzerland	ADR	12,062	12,641	+579	$239,000	$285,000	+$46,000

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