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ROCKEFELLER FINANCIAL SERVICES INC Historic Quarter Change: USA Everything Else, New

ROCKEFELLER FINANCIAL SERVICES INC historic quarter change: USA Everything Else, New

In partnership units, exchange-traded notes and anything else (listed in the US), over 13 quarters from 2013-06-30 to 2016-09-30, ROCKEFELLER FINANCIAL SERVICES INC opened 14 positions, added to 0, reduced 0 and sold out of 1.

  • Q3 2016: Stock Western Gas Partners MLP; Country of operation —; Class Master Limited Partnership; Shares before 0.
  • Q3 2016: Stock Sunoco Logistics Partners MLP; Country of operation —; Class Master Limited Partnership; Shares before 0.
  • Q3 2016: Stock Enbridge Energy Partners, MLP; Country of operation —; Class Master Limited Partnership; Shares before 0.
  • Q3 2016: Stock Magellan Midstream Partners, MLP; Country of operation —; Class Master Limited Partnership; Shares before 0.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 869878), 13 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-10-28); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-07-20); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-04-28); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-03); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-10-23); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-07-14); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-05); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-01-28); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-05); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-07-25); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-05); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-03); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-10-25). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 1999-03-31.

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q3 2016Western Gas Partners MLP
CUSIP 958254104
Master Limited Partnership041,481+41,481$0$2,284,000+$2,284,0002016-10-28
Q3 2016Sunoco Logistics Partners MLP
CUSIP 86764L108
Master Limited Partnership073,792+73,792$0$2,096,000+$2,096,0002016-10-28
Q3 2016Enbridge Energy Partners, MLP
CUSIP 29250R106
Master Limited Partnership055,592+55,592$0$1,414,000+$1,414,0002016-10-28
Q3 2016Magellan Midstream Partners, MLP
CUSIP 559080106
Master Limited Partnership04,094+4,094$0$289,000+$289,0002016-10-28
Q3 2016EQT Midstream Partners MLP
CUSIP 26885B100
Master Limited Partnership02,814+2,814$0$214,000+$214,0002016-10-28
Q3 2016Williams Partners MLP
CUSIP 96949L105
Master Limited Partnership05,529+5,529$0$206,000+$206,0002016-10-28
Q3 2016Spectra Energy Partners MLP
CUSIP 84756N109
Master Limited Partnership04,269+4,269$0$186,000+$186,0002016-10-28
Q3 2016The Blackstone Group MLP
CUSIP 09253U108
United StatesMaster Limited Partnership06,000+6,000$0$153,000+$153,0002016-10-28
Q3 2016Buckeye Partners, MLP
CUSIP 118230101
Master Limited Partnership01,870+1,870$0$134,000+$134,0002016-10-28
Q3 2016Phillips 66 Partners MLP
CUSIP 718549207
Master Limited Partnership01,738+1,738$0$85,000+$85,0002016-10-28
Q3 2016Oneok Partners MLP
CUSIP 68268N103
Master Limited Partnership01,300+1,300$0$52,000+$52,0002016-10-28
Q3 2016Dominion Midstream Partners, LP - MLP
CUSIP 257454108
Master Limited Partnership01,875+1,875$0$45,000+$45,0002016-10-28
Q3 2016Shell Midstream Partners LP - MLP
CUSIP 822634101
Master Limited Partnership0735+735$0$24,000+$24,0002016-10-28
Q3 2016Energy Transfer Partners, MLP
CUSIP 29273R109
Master Limited Partnership0483+483$0$18,000+$18,0002016-10-28

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