Regent Investment Management LLC current holdings: USA Stocks
Regent Investment Management LLC reported $0.14 billion in share positions in stocks (listed in the US), 127 positions, in its Form 13F for the quarter ended 2016-09-30; the largest are AAPL, CVS, JPM.
- HIG: Country of operation United States; Class COM; Shares 8,600; Value $368,000.
- UNP: Country of operation United States; Class COM; Shares 3,766; Value $367,000.
- MDT: Country of operation Ireland; Class COM; Shares 4,200; Value $363,000.
- ELV: Country of operation United States; Class COM; Shares 2,845; Value $357,000.
Form 13F-HR as filed (SEC CIK 1559968): quarter ended 2016-09-30, filed 2016-10-18. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.
Performance is each holding's price change from its close on the 2016-09-30 quarter end to its latest retained close (2026-09-29, or the date shown for a stock that stopped trading). Price only; dividends are not included. A stock that split in the period is restated by the split ratio in its own Form 8-K; a dash marks a holding with no retained closes.
| Stock | Country of operation | Class | Shares | Value | % of listed | Quarter end | Filed | Performance |
|---|
HIG
HARTFORD FINL SVC GP | United States | COM | 8,600 | $368,000 | 0.26% | 2016-09-30 | 2016-10-18 | +193.90% |
|---|
UNP
UNION PACIFIC CORP | United States | COM | 3,766 | $367,000 | 0.26% | 2016-09-30 | 2016-10-18 | +181.09% |
|---|
MDT
MEDTRONIC PLC | Ireland | COM | 4,200 | $363,000 | 0.26% | 2016-09-30 | 2016-10-18 | +0.80% |
|---|
ELV
ANTHEM INC | United States | COM | 2,845 | $357,000 | 0.25% | 2016-09-30 | 2016-10-18 | +213.41% |
|---|
ULXXXX
UNILEVER PLC F ADR 1 ADR REPS | | COM | 7,500 | $356,000 | 0.25% | 2016-09-30 | 2016-10-18 | |
|---|
CMCSA
COMCAST CORPORATION CLASS A | United States | COM | 5,180 | $344,000 | 0.24% | 2016-09-30 | 2016-10-18 | -30.52% |
|---|
LLY
LILLY ELI &CO COM NPV | United States | COM | 4,203 | $337,000 | 0.24% | 2016-09-30 | 2016-10-18 | +1375.99% |
|---|
MA
MASTERCARD INC | United States | COM | 3,280 | $334,000 | 0.24% | 2016-09-30 | 2016-10-18 | +453.78% |
|---|
SJM
J M SMUCKER CO | United States | COM | 2,434 | $330,000 | 0.23% | 2016-09-30 | 2016-10-18 | -10.95% |
|---|
WY
WEYERHAEUSER CO REIT | United States | COM | 10,300 | $329,000 | 0.23% | 2016-09-30 | 2016-10-18 | -38.79% |
|---|
EBAY
EBAY INC | United States | COM | 9,850 | $324,000 | 0.23% | 2016-09-30 | 2016-10-18 | +219.79% |
|---|
BMRN
BIOMARIN PHARMACEUTL | United States | COM | 3,450 | $319,000 | 0.22% | 2016-09-30 | 2016-10-18 | -35.29% |
|---|
GPC
GENUINE PARTS CO | United States | COM | 3,165 | $318,000 | 0.22% | 2016-09-30 | 2016-10-18 | +26.38% |
|---|
TGT
TARGET CORPORATION | United States | COM | 4,615 | $317,000 | 0.22% | 2016-09-30 | 2016-10-18 | +127.77% |
|---|
BRKB
BERKSHIRE HATHAWAY CLASS B | | COM | 2,158 | $312,000 | 0.22% | 2016-09-30 | 2016-10-18 | |
|---|
MCD
MC DONALDS CORP | United States | COM | 2,705 | $312,000 | 0.22% | 2016-09-30 | 2016-10-18 | +102.83% |
|---|
WMT
WAL-MART STORES INC | United States | COM | 4,183 | $302,000 | 0.21% | 2016-09-30 | 2016-10-18 | +344.26% |
|---|
OXY
OCCIDENTAL PETROL CO | United States | COM | 4,000 | $292,000 | 0.21% | 2016-09-30 | 2016-10-18 | — split 2020-03-09, ratio not on file |
|---|
TSCO
TRACTOR SUPPLY COMP | United States | COM | 4,069 | $274,000 | 0.19% | 2016-09-30 | 2016-10-18 | +133.93% |
|---|
HI
HILLENBRAND INC COM | United States | COM | 7,713 | $244,000 | 0.17% | 2016-09-30 | 2016-10-18 | |
|---|
ZBH
ZIMMER BIOMET HLDGS INCCOM | United States | COM | 1,800 | $234,000 | 0.16% | 2016-09-30 | 2016-10-18 | -27.64% |
|---|
TXRH
TEXAS ROADHOUSE CLASS A | United States | COM | 5,700 | $222,000 | 0.16% | 2016-09-30 | 2016-10-18 | +302.79% |
|---|
CAT
CATERPILLAR INC | United States | COM | 2,475 | $220,000 | 0.16% | 2016-09-30 | 2016-10-18 | +831.22% |
|---|
M
MACYS INC | United States | COM | 5,800 | $215,000 | 0.15% | 2016-09-30 | 2016-10-18 | -37.19% |
|---|
UPS
UNITED PARCEL SRVC CLASS B | United States | COM | 1,965 | $215,000 | 0.15% | 2016-09-30 | 2016-10-18 | -14.11% |
|---|
NXPI
NXP SEMICONDUCTORS F | | COM | 2,070 | $211,000 | 0.15% | 2016-09-30 | 2016-10-18 | +131.81% |
|---|
F
FORD MOTOR COMPANY | United States | COM | 13,329 | $161,000 | 0.11% | 2016-09-30 | 2016-10-18 | +1.91% |
|---|
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