Regal Investment Advisors LLC historic quarter change: USA Funds, Sold out
In funds and trusts that are not on this site's ETF list (sponsor series, commodity pools, money market) (listed in the US), over 23 quarters from 2013-06-30 to 2026-06-30, Regal Investment Advisors LLC opened 48 positions, added to 39, reduced 46 and sold out of 67.
- Q2 2025: Stock ARROW INVTS TR; Country of operation —; Class DWA TACTICAL MAC; Shares before 46,900.
- Q2 2016: Stock POWERSHARES DB CMDTY IDX TRA; Country of operation —; Class UNIT BEN INT; Shares before 20,386.
- Q1 2016: Stock MONOGRAM RESIDENTIAL TR INC CO; Country of operation —; Class COM; Shares before 11,110.
- Q4 2015: Stock ENERGY INCOME AND GROWTH FUND; Country of operation —; Class COM; Shares before 6,754.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1559789), 23 quarters: Q2 2026 (2026-03-31 to 2026-06-30, filed 2026-08-14); Q1 2026 (2025-12-31 to 2026-03-31, filed 2026-05-14); Q4 2025 (2025-09-30 to 2025-12-31, filed 2026-02-17); Q3 2025 (2025-06-30 to 2025-09-30, filed 2025-11-13); Q2 2025 (2025-03-31 to 2025-06-30, filed 2025-08-11); Q1 2025 (2024-12-31 to 2025-03-31, filed 2025-05-12); Q4 2024 (2024-09-30 to 2024-12-31, filed 2025-02-13); Q3 2024 (2024-06-30 to 2024-09-30, filed 2024-11-12); Q2 2024 (2024-03-31 to 2024-06-30, filed 2024-08-15); Q1 2024 (2023-12-31 to 2024-03-31, filed 2024-05-15); Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-10-27); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-05); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-16); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-08); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-12); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-07-23); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-04-30); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-11); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-14); Q2 2014 (2014-03-31 to 2014-06-30, filed 2015-02-17); Q1 2014 (2013-12-31 to 2014-03-31, filed 2015-02-17); Q4 2013 (2013-09-30 to 2013-12-31, filed 2015-02-17); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-12). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2013-03-31. Not compared, as a quarter between them is not held here yet: 2016-09-30 to 2023-12-31 (missing 2016-12-31, 2017-03-31, 2017-06-30, 2017-09-30, 2017-12-31, 2018-03-31, 2018-06-30, 2018-09-30, 2018-12-31, 2019-03-31, 2019-06-30, 2019-09-30, 2019-12-31, 2020-03-31, 2020-06-30, 2020-09-30, 2020-12-31, 2021-03-31, 2021-06-30, 2021-09-30, 2021-12-31, 2022-03-31, 2022-06-30, 2022-09-30, 2022-12-31, 2023-03-31, 2023-06-30, 2023-09-30).
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q2 2025 | ARROW INVTS TR
CUSIP 042765792 | | DWA TACTICAL MAC | 46,900 | 0 | -46,900 | $538,610 | $0 | -$538,610 | 2025-08-11 |
|---|
| Q2 2016 | POWERSHARES DB CMDTY IDX TRA
CUSIP 73935S105 | | UNIT BEN INT | 20,386 | 0 | -20,386 | $271,000 | $0 | -$271,000 | 2016-08-05 |
|---|
| Q1 2016 | MONOGRAM RESIDENTIAL TR INC CO
CUSIP 60979P105 | | COM | 11,110 | 0 | -11,110 | $108,000 | $0 | -$108,000 | 2016-05-16 |
|---|
| Q4 2015 | ENERGY INCOME AND GROWTH FUND
CUSIP 33738G104 | | COM | 6,754 | 0 | -6,754 | $171,000 | $0 | -$171,000 | 2016-02-08 |
|---|
| Q4 2015 | PIONEER MUN HIGH INCOME TR COM
CUSIP 723763108 | United States | COM SHS | 6,828 | 0 | -6,828 | $86,000 | $0 | -$86,000 | 2016-02-08 |
|---|
| Q4 2015 | PIMCO MUNICIPAL INCOME FUND II
CUSIP 72201A103 | United States | COM | 4,177 | 0 | -4,177 | $45,000 | $0 | -$45,000 | 2016-02-08 |
|---|
| Q4 2015 | POWERSHARES DB AGRICULTURE
CUSIP 73936B408 | | PS DB AGRICUL FD | 1,870 | 0 | -1,870 | $39,000 | $0 | -$39,000 | 2016-02-08 |
|---|
| Q4 2015 | ETFS PHYSICAL PLATINUM SHARES
CUSIP 26922V101 | | SH BEN INT | 285 | 0 | -285 | $25,000 | $0 | -$25,000 | 2016-02-08 |
|---|
| Q4 2015 | POWERSHARES DB COMMODITY INDEX
CUSIP 73935S105 | | UNIT BEN INT | 1,658 | 0 | -1,658 | $25,000 | $0 | -$25,000 | 2016-02-08 |
|---|
| Q4 2015 | PIMCO MUNICIPAL INCOME FD COM
CUSIP 72200R107 | United States | COM | 1,800 | 0 | -1,800 | $25,000 | $0 | -$25,000 | 2016-02-08 |
|---|
| Q4 2015 | GOVERNMENT PROPERTIES INCOME T
CUSIP 38376A103 | | COM SHS BEN INT | 1,437 | 0 | -1,437 | $22,000 | $0 | -$22,000 | 2016-02-08 |
|---|
| Q4 2015 | ALLIANZGI CONV & INCOME FD
CUSIP 018828103 | | COM | 2,994 | 0 | -2,994 | $17,000 | $0 | -$17,000 | 2016-02-08 |
|---|
| Q4 2015 | GREENHAVEN CONT IDX
CUSIP 395258106 | | UNIT BEN INT | 911 | 0 | -911 | $17,000 | $0 | -$17,000 | 2016-02-08 |
|---|
| Q4 2015 | NUVEEN QUALITY INCOME MUNI FD
CUSIP 670977107 | | COM | 1,300 | 0 | -1,300 | $17,000 | $0 | -$17,000 | 2016-02-08 |
|---|
| Q4 2015 | CLAYMORE EXCHANGE TRD FD TR GU
CUSIP 18383M423 | | GUGG BULL 2015 | 512 | 0 | -512 | $13,000 | $0 | -$13,000 | 2016-02-08 |
|---|
| Q4 2015 | BLACKROCK MUNIC BD INVST TR CO
CUSIP 09249K107 | | COM | 900 | 0 | -900 | $12,000 | $0 | -$12,000 | 2016-02-08 |
|---|
| Q4 2015 | BLACKROCK MUNIENHANCED FD INCO
CUSIP 09253Y100 | | COM | 1,000 | 0 | -1,000 | $11,000 | $0 | -$11,000 | 2016-02-08 |
|---|
| Q4 2015 | BLACKROCK MUNIC INCM INVST TSH
CUSIP 09248H105 | | SH BEN INT | 800 | 0 | -800 | $10,000 | $0 | -$10,000 | 2016-02-08 |
|---|
| Q4 2015 | CLAYMORE EXCHANGE TRD FD TR GU
CUSIP 18383M613 | | GUG RAYM JAMES S | 300 | 0 | -300 | $9,000 | $0 | -$9,000 | 2016-02-08 |
|---|
| Q4 2015 | CLAYMORE EXCHANGE TRD FD TR GU
CUSIP 18383M415 | | GUG BLT2016 HY | 384 | 0 | -384 | $9,000 | $0 | -$9,000 | 2016-02-08 |
|---|
| Q4 2015 | ALLIANZGI CONV & INCOME FD II
CUSIP 018825109 | | COM | 1,587 | 0 | -1,587 | $8,000 | $0 | -$8,000 | 2016-02-08 |
|---|
| Q4 2015 | PROHARES TR II ULTRA BLOOMBERG
CUSIP 74347W320 | | ULT BLMBG CD OIL | 370 | 0 | -370 | $8,000 | $0 | -$8,000 | 2016-02-08 |
|---|
| Q4 2015 | CLAYMORE EXCHANGE TRD FD TR GU
CUSIP 18383M654 | | GUGG ENH SHT DUR | 129 | 0 | -129 | $6,000 | $0 | -$6,000 | 2016-02-08 |
|---|
| Q4 2015 | EQUITY COMWLTH COM SH BEN INT
CUSIP 294628102 | United States | COM SH BEN INT | 200 | 0 | -200 | $5,000 | $0 | -$5,000 | 2016-02-08 |
|---|
| Q4 2015 | CLAYMORE EXCHANGE TRD FD TR WI
CUSIP 18383M308 | | WILSHIRE MCRO CP | 170 | 0 | -170 | $4,000 | $0 | -$4,000 | 2016-02-08 |
|---|
| Q4 2015 | NEW YORK MTG TR INC COM PAR $.
CUSIP 649604501 | | COM PAR $.02 | 730 | 0 | -730 | $4,000 | $0 | -$4,000 | 2016-02-08 |
|---|
| Q4 2015 | ADVISORSHARES TR NEWFLT MULSIN
CUSIP 00768Y727 | | NEWFLT MULSINC | 79 | 0 | -79 | $3,000 | $0 | -$3,000 | 2016-02-08 |
|---|
| Q4 2015 | CLAYMORE EXCHANGE TRD FD TR GU
CUSIP 18383Q135 | | GUGG CHN TECH | 120 | 0 | -120 | $3,000 | $0 | -$3,000 | 2016-02-08 |
|---|
| Q4 2015 | CLAYMORE EXCHANGE TRD FD TR GU
CUSIP 18383M720 | | GUG MIDCAP CORE | 50 | 0 | -50 | $2,000 | $0 | -$2,000 | 2016-02-08 |
|---|
| Q4 2015 | UNITED STATES NATURAL GAS FUND
CUSIP 912318201 | | UNIT PAR $0.001 | 128 | 0 | -128 | $1,000 | $0 | -$1,000 | 2016-02-08 |
|---|
| Q3 2015 | ADVISORSHARES TR CAMBRIA GL TA
CUSIP 00768Y800 | | MOR CREEK GL TAC | 2,365 | 0 | -2,365 | $58,000 | $0 | -$58,000 | 2015-11-12 |
|---|
| Q3 2015 | ACM GOVERNMENT INCOME FUND INC
CUSIP 01881E101 | | COM | 630 | 0 | -630 | $4,000 | $0 | -$4,000 | 2015-11-12 |
|---|
| Q2 2015 | HEALTHCARE TR AMER INC CL A NE
CUSIP 42225P501 | | CL A NEW | 961 | 0 | -961 | $27,000 | $0 | -$27,000 | 2015-07-23 |
|---|
| Q2 2015 | CLAYMORE EXCHANGE TRD FD TR GU
CUSIP 18383M654 | | GUGG ENH SHT DUR | 375 | 0 | -375 | $19,000 | $0 | -$19,000 | 2015-07-23 |
|---|
| Q2 2015 | ALPINE TOTAL DYNAMIC DIVID FD
CUSIP 021060207 | | COM SH BEN INT N | 1,415 | 0 | -1,415 | $13,000 | $0 | -$13,000 | 2015-07-23 |
|---|
| Q4 2014 | NUVEEN PERFM PLUS FD
CUSIP 67062P108 | | COM | 1,500 | 0 | -1,500 | $22,000 | $0 | -$22,000 | 2015-02-11 |
|---|
| Q4 2014 | HQ LIFE SCIENCES IND
CUSIP 404053100 | | SH BEN INT | 950 | 0 | -950 | $21,000 | $0 | -$21,000 | 2015-02-11 |
|---|
| Q4 2014 | FID/CLYMR MLP OPP FD
CUSIP 31647Q106 | | COM | 335 | 0 | -335 | $10,000 | $0 | -$10,000 | 2015-02-11 |
|---|
| Q4 2014 | NEW RESIDENTIAL INVT CORP COM
CUSIP 64828T102 | | COM | 463 | 0 | -463 | $3,000 | $0 | -$3,000 | 2015-02-11 |
|---|
| Q4 2014 | HOSPITALITY PROP TR
CUSIP 44106M102 | | COM SH BEN INT | 100 | 0 | -100 | $3,000 | $0 | -$3,000 | 2015-02-11 |
|---|
| Q3 2014 | ADVISORSHARES TR CAMBRIA GL TA
CUSIP 00768Y800 | | CAMBRIA GL TAC | 2,648 | 0 | -2,648 | $69,000 | $0 | -$69,000 | 2014-11-14 |
|---|
| Q3 2014 | COMMONWEALTH REIT
CUSIP 203233101 | | COM SH BEN INT | 200 | 0 | -200 | $5,000 | $0 | -$5,000 | 2014-11-14 |
|---|
| Q3 2014 | PIMCO MUNICIPAL INCOME FD COM
CUSIP 72200R107 | United States | COM | 300 | 0 | -300 | $4,000 | $0 | -$4,000 | 2014-11-14 |
|---|
| Q1 2014 | UNITED STATES NATURAL GAS FUND
CUSIP 912318201 | | UNIT PAR $0.001 | 27,052 | 0 | -27,052 | $560,000 | $0 | -$560,000 | 2015-02-17 |
|---|
| Q1 2014 | SENIOR HSG PPTYS TR SH BEN INT
CUSIP 81721M109 | | SH BEN INT | 907 | 0 | -907 | $20,000 | $0 | -$20,000 | 2015-02-17 |
|---|
| Q1 2014 | CLAYMORE EXCHANGE TRD FD TR GU
CUSIP 18383M654 | | GUGG ENH SHT DUR | 26 | 0 | -26 | $1,000 | $0 | -$1,000 | 2015-02-17 |
|---|
| Q4 2013 | CORPORATE HIGH YIELD FUND V
CUSIP 09255N102 | | CEF | 3,202 | 0 | -3,202 | $39,000 | $0 | -$39,000 | 2015-02-17 |
|---|
| Q4 2013 | NUVEEN PREM INCOME MUN FD INC
CUSIP 67062T100 | | CEF | 2,900 | 0 | -2,900 | $37,000 | $0 | -$37,000 | 2015-02-17 |
|---|
| Q4 2013 | MUNIENHANCED FUND INC
CUSIP 09253Y100 | | CEF | 3,347 | 0 | -3,347 | $36,000 | $0 | -$36,000 | 2015-02-17 |
|---|
| Q4 2013 | ALLIANCE BERNSTEIN INCOME FUND
CUSIP 01881E101 | | CEF | 4,725 | 0 | -4,725 | $33,000 | $0 | -$33,000 | 2015-02-17 |
|---|
| Q4 2013 | ALLIANZGI CONV & INCOME FD
CUSIP 018828103 | | CEF | 2,900 | 0 | -2,900 | $28,000 | $0 | -$28,000 | 2015-02-17 |
|---|
| Q4 2013 | MFA MTG INVTS INC
CUSIP 55272X102 | | REIT | 3,065 | 0 | -3,065 | $23,000 | $0 | -$23,000 | 2015-02-17 |
|---|
| Q4 2013 | NASDAQ PREM INCOME & GROWTH FD INC
CUSIP 63110R105 | | CEF | 1,330 | 0 | -1,330 | $22,000 | $0 | -$22,000 | 2015-02-17 |
|---|
| Q4 2013 | NUVEEN INVEST QLTY MUNI FD
CUSIP 67062E103 | | CEF | 1,350 | 0 | -1,350 | $19,000 | $0 | -$19,000 | 2015-02-17 |
|---|
| Q4 2013 | NUVEEN QUALITY PFD INCOME FD 2
CUSIP 67072C105 | United States | CEF | 1,425 | 0 | -1,425 | $12,000 | $0 | -$12,000 | 2015-02-17 |
|---|
| Q4 2013 | NUVEEN MICH QUALITY INCOME MUN FD INC
CUSIP 670979103 | | CEF | 666 | 0 | -666 | $9,000 | $0 | -$9,000 | 2015-02-17 |
|---|
| Q4 2013 | FIDUCIARY CLAYMORE MLP OPPORTUNITY FD
CUSIP 31647Q106 | | CEF | 335 | 0 | -335 | $8,000 | $0 | -$8,000 | 2015-02-17 |
|---|
| Q4 2013 | NUVEEN SR INCOME FD COM
CUSIP 67067Y104 | | CEF | 641 | 0 | -641 | $5,000 | $0 | -$5,000 | 2015-02-17 |
|---|
| Q4 2013 | NUVEEN FLOATING RATEINCOME OPPORTUNITY FD
CUSIP 6706EN100 | | CEF | 284 | 0 | -284 | $4,000 | $0 | -$4,000 | 2015-02-17 |
|---|
| Q4 2013 | ADVENT/CLAYMORE ENHANCED GROWTH & INCOME FD
CUSIP 00765E104 | | CEF | 325 | 0 | -325 | $3,000 | $0 | -$3,000 | 2015-02-17 |
|---|
| Q4 2013 | CHIMERA INVT CORP COM
CUSIP 16934Q109 | | REIT | 62 | 0 | -62 | $0 | $0 | $0 | 2015-02-17 |
|---|
| Q4 2013 | AMERICAN STRATEGIC INCOME PORTFOLIO INC-III
CUSIP 03009T101 | | CEF | 8 | 0 | -8 | $0 | $0 | $0 | 2015-02-17 |
|---|
| Q3 2013 | PIMCO DYNAMIC CREDITINCOME FUND COM SHS
CUSIP 72202D106 | | CEF | 0 | 0 | 0 | $1,000 | $0 | -$1,000 | 2013-11-12 |
|---|
| Q3 2013 | DELAWARE INVTS COLO MUN INCOME FD INC
CUSIP 246101109 | | CEF | 0 | 0 | 0 | $0 | $0 | $0 | 2013-11-12 |
|---|
| Q3 2013 | DELAWARE INVTS MINN MUN INCOME FD II INC
CUSIP 24610V103 | | CEF | 0 | 0 | 0 | $0 | $0 | $0 | 2013-11-12 |
|---|
| Q3 2013 | DOW 30 COVERED CALL FD INC COM CLMF
CUSIP 260582101 | | CEF | 0 | 0 | 0 | $0 | $0 | $0 | 2013-11-12 |
|---|
| Q3 2013 | WESTERN ASSET MUN DEFINED OPPORTUNITY TR INC COM
CUSIP 95768A109 | | CEF | 0 | 0 | 0 | $0 | $0 | $0 | 2013-11-12 |
|---|