Regal Investment Advisors LLC historic quarter change: USA Funds, New
In funds and trusts that are not on this site's ETF list (sponsor series, commodity pools, money market) (listed in the US), over 23 quarters from 2013-06-30 to 2026-06-30, Regal Investment Advisors LLC opened 48 positions, added to 39, reduced 46 and sold out of 67.
- Q2 2024: Stock ARROW INVTS TR; Country of operation —; Class DWA TACTICAL MAC; Shares before 0.
- Q3 2016: Stock POWERSHARES DB CMDTY IDX TR; Country of operation —; Class UNIT BEN INT; Shares before 0.
- Q1 2016: Stock POWERSHARES DB CMDTY IDX TRA; Country of operation —; Class UNIT BEN INT; Shares before 0.
- Q3 2015: Stock PIONEER MUN HIGH INCOME TR COM; Country of operation United States; Class COM SHS; Shares before 0.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1559789), 23 quarters: Q2 2026 (2026-03-31 to 2026-06-30, filed 2026-08-14); Q1 2026 (2025-12-31 to 2026-03-31, filed 2026-05-14); Q4 2025 (2025-09-30 to 2025-12-31, filed 2026-02-17); Q3 2025 (2025-06-30 to 2025-09-30, filed 2025-11-13); Q2 2025 (2025-03-31 to 2025-06-30, filed 2025-08-11); Q1 2025 (2024-12-31 to 2025-03-31, filed 2025-05-12); Q4 2024 (2024-09-30 to 2024-12-31, filed 2025-02-13); Q3 2024 (2024-06-30 to 2024-09-30, filed 2024-11-12); Q2 2024 (2024-03-31 to 2024-06-30, filed 2024-08-15); Q1 2024 (2023-12-31 to 2024-03-31, filed 2024-05-15); Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-10-27); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-05); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-16); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-08); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-12); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-07-23); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-04-30); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-11); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-14); Q2 2014 (2014-03-31 to 2014-06-30, filed 2015-02-17); Q1 2014 (2013-12-31 to 2014-03-31, filed 2015-02-17); Q4 2013 (2013-09-30 to 2013-12-31, filed 2015-02-17); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-12). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2013-03-31. Not compared, as a quarter between them is not held here yet: 2016-09-30 to 2023-12-31 (missing 2016-12-31, 2017-03-31, 2017-06-30, 2017-09-30, 2017-12-31, 2018-03-31, 2018-06-30, 2018-09-30, 2018-12-31, 2019-03-31, 2019-06-30, 2019-09-30, 2019-12-31, 2020-03-31, 2020-06-30, 2020-09-30, 2020-12-31, 2021-03-31, 2021-06-30, 2021-09-30, 2021-12-31, 2022-03-31, 2022-06-30, 2022-09-30, 2022-12-31, 2023-03-31, 2023-06-30, 2023-09-30).
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q2 2024 | ARROW INVTS TR
CUSIP 042765792 | | DWA TACTICAL MAC | 0 | 49,655 | +49,655 | $0 | $546,742 | +$546,742 | 2024-08-15 |
|---|
| Q3 2016 | POWERSHARES DB CMDTY IDX TR
CUSIP 73935S105 | | UNIT BEN INT | 0 | 48,515 | +48,515 | $0 | $728,000 | +$728,000 | 2016-10-27 |
|---|
| Q1 2016 | POWERSHARES DB CMDTY IDX TRA
CUSIP 73935S105 | | UNIT BEN INT | 0 | 20,386 | +20,386 | $0 | $271,000 | +$271,000 | 2016-05-16 |
|---|
| Q3 2015 | PIONEER MUN HIGH INCOME TR COM
CUSIP 723763108 | United States | COM SHS | 0 | 6,828 | +6,828 | $0 | $86,000 | +$86,000 | 2015-11-12 |
|---|
| Q3 2015 | PIMCO MUNICIPAL INCOME FUND II
CUSIP 72201A103 | United States | COM | 0 | 4,177 | +4,177 | $0 | $45,000 | +$45,000 | 2015-11-12 |
|---|
| Q3 2015 | PIMCO MUNICIPAL INCOME FD COM
CUSIP 72200R107 | United States | COM | 0 | 1,800 | +1,800 | $0 | $25,000 | +$25,000 | 2015-11-12 |
|---|
| Q3 2015 | BLACKROCK MUNIC BD INVST TR CO
CUSIP 09249K107 | | COM | 0 | 900 | +900 | $0 | $12,000 | +$12,000 | 2015-11-12 |
|---|
| Q3 2015 | BLACKROCK MUNIENHANCED FD INCO
CUSIP 09253Y100 | | COM | 0 | 1,000 | +1,000 | $0 | $11,000 | +$11,000 | 2015-11-12 |
|---|
| Q3 2015 | BLACKROCK MUNIC INCM INVST TSH
CUSIP 09248H105 | | SH BEN INT | 0 | 800 | +800 | $0 | $10,000 | +$10,000 | 2015-11-12 |
|---|
| Q3 2015 | PROHARES TR II ULTRA BLOOMBERG
CUSIP 74347W320 | | ULT BLMBG CD OIL | 0 | 370 | +370 | $0 | $8,000 | +$8,000 | 2015-11-12 |
|---|
| Q3 2015 | CLAYMORE EXCHANGE TRD FD TR GU
CUSIP 18383M654 | | GUGG ENH SHT DUR | 0 | 129 | +129 | $0 | $6,000 | +$6,000 | 2015-11-12 |
|---|
| Q3 2015 | CLAYMORE EXCHANGE TRD FD TR GU
CUSIP 18383M720 | | GUG MIDCAP CORE | 0 | 50 | +50 | $0 | $2,000 | +$2,000 | 2015-11-12 |
|---|
| Q1 2015 | UNITED STATES NATURAL GAS FUND
CUSIP 912318201 | | UNIT PAR $0.001 | 0 | 51,055 | +51,055 | $0 | $676,000 | +$676,000 | 2015-04-30 |
|---|
| Q1 2015 | CLAYMORE EXCHANGE TRD FD TR GU
CUSIP 18383M654 | | GUGG ENH SHT DUR | 0 | 375 | +375 | $0 | $19,000 | +$19,000 | 2015-04-30 |
|---|
| Q1 2015 | ALPINE TOTAL DYNAMIC DIVID FD
CUSIP 021060207 | | COM SH BEN INT N | 0 | 1,415 | +1,415 | $0 | $13,000 | +$13,000 | 2015-04-30 |
|---|
| Q1 2015 | CLAYMORE EXCHANGE TRD FD TR GU
CUSIP 18383Q135 | | GUGG CHN TECH | 0 | 170 | +170 | $0 | $7,000 | +$7,000 | 2015-04-30 |
|---|
| Q1 2015 | NUVEEN QUALITY INCOME MUNI FD
CUSIP 670977107 | | COM | 0 | 500 | +500 | $0 | $7,000 | +$7,000 | 2015-04-30 |
|---|
| Q1 2015 | CLAYMORE EXCHANGE TRD FD TR GU
CUSIP 18383M415 | | GUG BLT2016 HY | 0 | 222 | +222 | $0 | $6,000 | +$6,000 | 2015-04-30 |
|---|
| Q4 2014 | MONOGRAM RESIDENTIAL TR INC CO
CUSIP 60979P105 | | COM | 0 | 11,110 | +11,110 | $0 | $103,000 | +$103,000 | 2015-02-11 |
|---|
| Q4 2014 | HEALTHCARE TR AMER INC CL A NE
CUSIP 42225P501 | | CL A NEW | 0 | 2,738 | +2,738 | $0 | $74,000 | +$74,000 | 2015-02-11 |
|---|
| Q4 2014 | GOVERNMENT PROPERTIES INCOME T
CUSIP 38376A103 | | COM SHS BEN INT | 0 | 1,590 | +1,590 | $0 | $37,000 | +$37,000 | 2015-02-11 |
|---|
| Q4 2014 | ENERGY INCOME AND GROWTH FUND
CUSIP 33738G104 | | COM | 0 | 1,000 | +1,000 | $0 | $37,000 | +$37,000 | 2015-02-11 |
|---|
| Q4 2014 | ALLIANZGI CONV & INCOME FD II
CUSIP 018825109 | | COM | 0 | 2,052 | +2,052 | $0 | $18,000 | +$18,000 | 2015-02-11 |
|---|
| Q4 2014 | CLAYMORE EXCHANGE TRD FD TR GU
CUSIP 18383M613 | | GUG RAYM JAMES S | 0 | 425 | +425 | $0 | $15,000 | +$15,000 | 2015-02-11 |
|---|
| Q4 2014 | GREENHAVEN CONT IDX
CUSIP 395258106 | | UNIT BEN INT | 0 | 107 | +107 | $0 | $2,000 | +$2,000 | 2015-02-11 |
|---|
| Q3 2014 | CLAYMORE EXCHANGE TRD FD TR WI
CUSIP 18383M308 | | WILSHIRE MCRO CP | 0 | 5,229 | +5,229 | $0 | $135,000 | +$135,000 | 2014-11-14 |
|---|
| Q3 2014 | ADVISORSHARES TR CAMBRIA GL TA
CUSIP 00768Y800 | | MOR CREEK GL TAC | 0 | 2,541 | +2,541 | $0 | $64,000 | +$64,000 | 2014-11-14 |
|---|
| Q3 2014 | NEW YORK MTG TR INC COM PAR $.
CUSIP 649604501 | | COM PAR $.02 | 0 | 3,600 | +3,600 | $0 | $26,000 | +$26,000 | 2014-11-14 |
|---|
| Q3 2014 | EQUITY COMWLTH COM SH BEN INT
CUSIP 294628102 | United States | COM SH BEN INT | 0 | 200 | +200 | $0 | $5,000 | +$5,000 | 2014-11-14 |
|---|
| Q2 2014 | FS INVT CORP COM
CUSIP 302635107 | | COM | 0 | 6,512 | +6,512 | $0 | $69,000 | +$69,000 | 2015-02-17 |
|---|
| Q2 2014 | ADVISORSHARES TR CAMBRIA GL TA
CUSIP 00768Y800 | | CAMBRIA GL TAC | 0 | 2,648 | +2,648 | $0 | $69,000 | +$69,000 | 2015-02-17 |
|---|
| Q2 2014 | PIMCO MUNICIPAL INCOME FD COM
CUSIP 72200R107 | United States | COM | 0 | 300 | +300 | $0 | $4,000 | +$4,000 | 2015-02-17 |
|---|
| Q1 2014 | NEW RESIDENTIAL INVT CORP COM
CUSIP 64828T102 | | COM | 0 | 500 | +500 | $0 | $3,000 | +$3,000 | 2015-02-17 |
|---|
| Q1 2014 | ETFS PHYSICAL PLATINUM SHARES
CUSIP 26922V101 | | SH BEN INT | 0 | 10 | +10 | $0 | $1,000 | +$1,000 | 2015-02-17 |
|---|
| Q4 2013 | POWERSHARES DB COMMODITY INDEX
CUSIP 73935S105 | | UNIT BEN INT | 0 | 56,787 | +56,787 | $0 | $1,457,000 | +$1,457,000 | 2015-02-17 |
|---|
| Q4 2013 | UNITED STATES NATURAL GAS FUND
CUSIP 912318201 | | UNIT PAR $0.001 | 0 | 27,052 | +27,052 | $0 | $560,000 | +$560,000 | 2015-02-17 |
|---|
| Q4 2013 | ADVISORSHARES TR NEWFLT MULSIN
CUSIP 00768Y727 | | NEWFLT MULSINC | 0 | 1,582 | +1,582 | $0 | $78,000 | +$78,000 | 2015-02-17 |
|---|
| Q4 2013 | ACM GOVERNMENT INCOME FUND INC
CUSIP 01881E101 | | COM | 0 | 4,325 | +4,325 | $0 | $31,000 | +$31,000 | 2015-02-17 |
|---|
| Q4 2013 | NUVEEN PERFM PLUS FD
CUSIP 67062P108 | | COM | 0 | 1,500 | +1,500 | $0 | $20,000 | +$20,000 | 2015-02-17 |
|---|
| Q4 2013 | SENIOR HSG PPTYS TR SH BEN INT
CUSIP 81721M109 | | SH BEN INT | 0 | 907 | +907 | $0 | $20,000 | +$20,000 | 2015-02-17 |
|---|
| Q4 2013 | CLAYMORE EXCHANGE TRD FD TR GU
CUSIP 18383M423 | | GUGG BULL 2015 | 0 | 716 | +716 | $0 | $19,000 | +$19,000 | 2015-02-17 |
|---|
| Q4 2013 | ALLIANZGI CONV & INCOME FD
CUSIP 018828103 | | COM | 0 | 1,900 | +1,900 | $0 | $18,000 | +$18,000 | 2015-02-17 |
|---|
| Q4 2013 | HQ LIFE SCIENCES IND
CUSIP 404053100 | | SH BEN INT | 0 | 897 | +897 | $0 | $18,000 | +$18,000 | 2015-02-17 |
|---|
| Q4 2013 | FID/CLYMR MLP OPP FD
CUSIP 31647Q106 | | COM | 0 | 335 | +335 | $0 | $9,000 | +$9,000 | 2015-02-17 |
|---|
| Q4 2013 | COMMONWEALTH REIT
CUSIP 203233101 | | COM SH BEN INT | 0 | 200 | +200 | $0 | $5,000 | +$5,000 | 2015-02-17 |
|---|
| Q4 2013 | HOSPITALITY PROP TR
CUSIP 44106M102 | | COM SH BEN INT | 0 | 100 | +100 | $0 | $3,000 | +$3,000 | 2015-02-17 |
|---|
| Q4 2013 | POWERSHARES DB AGRICULTURE
CUSIP 73936B408 | | PS DB AGRICUL FD | 0 | 125 | +125 | $0 | $3,000 | +$3,000 | 2015-02-17 |
|---|
| Q4 2013 | CLAYMORE EXCHANGE TRD FD TR GU
CUSIP 18383M654 | | GUGG ENH SHT DUR | 0 | 26 | +26 | $0 | $1,000 | +$1,000 | 2015-02-17 |
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