Regal Investment Advisors LLC historic quarter change: USA Funds, Added
In funds and trusts that are not on this site's ETF list (sponsor series, commodity pools, money market) (listed in the US), over 23 quarters from 2013-06-30 to 2026-06-30, Regal Investment Advisors LLC opened 48 positions, added to 39, reduced 46 and sold out of 67.
- Q4 2024: Stock ARROW INVTS TR; Country of operation —; Class DWA TACTICAL MAC; Shares before 46,610.
- Q2 2016: Stock FS INVT CORP; Country of operation —; Class COM; Shares before 19,541.
- Q1 2016: Stock CLAYMORE EXCHANGE TRD FD TR; Country of operation —; Class GUG MULTI ASSET; Shares before 47,119.
- Q1 2016: Stock FS INVT CORP; Country of operation —; Class COM; Shares before 19,093.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1559789), 23 quarters: Q2 2026 (2026-03-31 to 2026-06-30, filed 2026-08-14); Q1 2026 (2025-12-31 to 2026-03-31, filed 2026-05-14); Q4 2025 (2025-09-30 to 2025-12-31, filed 2026-02-17); Q3 2025 (2025-06-30 to 2025-09-30, filed 2025-11-13); Q2 2025 (2025-03-31 to 2025-06-30, filed 2025-08-11); Q1 2025 (2024-12-31 to 2025-03-31, filed 2025-05-12); Q4 2024 (2024-09-30 to 2024-12-31, filed 2025-02-13); Q3 2024 (2024-06-30 to 2024-09-30, filed 2024-11-12); Q2 2024 (2024-03-31 to 2024-06-30, filed 2024-08-15); Q1 2024 (2023-12-31 to 2024-03-31, filed 2024-05-15); Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-10-27); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-05); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-16); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-08); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-12); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-07-23); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-04-30); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-11); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-14); Q2 2014 (2014-03-31 to 2014-06-30, filed 2015-02-17); Q1 2014 (2013-12-31 to 2014-03-31, filed 2015-02-17); Q4 2013 (2013-09-30 to 2013-12-31, filed 2015-02-17); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-12). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2013-03-31. Not compared, as a quarter between them is not held here yet: 2016-09-30 to 2023-12-31 (missing 2016-12-31, 2017-03-31, 2017-06-30, 2017-09-30, 2017-12-31, 2018-03-31, 2018-06-30, 2018-09-30, 2018-12-31, 2019-03-31, 2019-06-30, 2019-09-30, 2019-12-31, 2020-03-31, 2020-06-30, 2020-09-30, 2020-12-31, 2021-03-31, 2021-06-30, 2021-09-30, 2021-12-31, 2022-03-31, 2022-06-30, 2022-09-30, 2022-12-31, 2023-03-31, 2023-06-30, 2023-09-30).
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q4 2024 | ARROW INVTS TR
CUSIP 042765792 | | DWA TACTICAL MAC | 46,610 | 46,900 | +290 | $537,274 | $539,566 | +$2,292 | 2025-02-13 |
|---|
| Q2 2016 | FS INVT CORP
CUSIP 302635107 | | COM | 19,541 | 21,637 | +2,096 | $179,000 | $196,000 | +$17,000 | 2016-08-05 |
|---|
| Q1 2016 | CLAYMORE EXCHANGE TRD FD TR
CUSIP 18383M506 | | GUG MULTI ASSET | 47,119 | 47,271 | +152 | $856,000 | $874,000 | +$18,000 | 2016-05-16 |
|---|
| Q1 2016 | FS INVT CORP
CUSIP 302635107 | | COM | 19,093 | 19,541 | +448 | $171,000 | $179,000 | +$8,000 | 2016-05-16 |
|---|
| Q3 2015 | FS INVT CORP COM
CUSIP 302635107 | | COM | 5,762 | 25,856 | +20,094 | $56,000 | $240,000 | +$184,000 | 2015-11-12 |
|---|
| Q3 2015 | NUVEEN QUALITY INCOME MUNI FD
CUSIP 670977107 | | COM | 500 | 1,300 | +800 | $6,000 | $17,000 | +$11,000 | 2015-11-12 |
|---|
| Q3 2015 | POWERSHARES DB AGRICULTURE
CUSIP 73936B408 | | PS DB AGRICUL FD | 1,850 | 1,870 | +20 | $43,000 | $39,000 | -$4,000 | 2015-11-12 |
|---|
| Q3 2015 | ALLIANZGI CONV & INCOME FD
CUSIP 018828103 | | COM | 1,900 | 2,994 | +1,094 | $15,000 | $17,000 | +$2,000 | 2015-11-12 |
|---|
| Q3 2015 | CLAYMORE EXCHANGE TRD FD TR GU
CUSIP 18383M415 | | GUG BLT2016 HY | 381 | 384 | +3 | $10,000 | $9,000 | -$1,000 | 2015-11-12 |
|---|
| Q3 2015 | CLAYMORE EXCHANGE TRD FD TR GU
CUSIP 18383M423 | | GUGG BULL 2015 | 510 | 512 | +2 | $13,000 | $13,000 | $0 | 2015-11-12 |
|---|
| Q2 2015 | CLAYMORE EXCHANGE TRD FD TR GU
CUSIP 18383M423 | | GUGG BULL 2015 | 235 | 510 | +275 | $6,000 | $13,000 | +$7,000 | 2015-07-23 |
|---|
| Q2 2015 | FS INVT CORP COM
CUSIP 302635107 | | COM | 5,062 | 5,762 | +700 | $51,000 | $56,000 | +$5,000 | 2015-07-23 |
|---|
| Q2 2015 | CLAYMORE EXCHANGE TRD FD TR GU
CUSIP 18383M415 | | GUG BLT2016 HY | 222 | 381 | +159 | $6,000 | $10,000 | +$4,000 | 2015-07-23 |
|---|
| Q2 2015 | GREENHAVEN CONT IDX
CUSIP 395258106 | | UNIT BEN INT | 751 | 911 | +160 | $16,000 | $20,000 | +$4,000 | 2015-07-23 |
|---|
| Q2 2015 | GOVERNMENT PROPERTIES INCOME T
CUSIP 38376A103 | | COM SHS BEN INT | 1,478 | 1,657 | +179 | $34,000 | $30,000 | -$4,000 | 2015-07-23 |
|---|
| Q1 2015 | ENERGY INCOME AND GROWTH FUND
CUSIP 33738G104 | | COM | 1,000 | 6,754 | +5,754 | $37,000 | $232,000 | +$195,000 | 2015-04-30 |
|---|
| Q1 2015 | MONOGRAM RESIDENTIAL TR INC CO
CUSIP 60979P105 | | COM | 11,110 | 14,110 | +3,000 | $103,000 | $132,000 | +$29,000 | 2015-04-30 |
|---|
| Q1 2015 | GREENHAVEN CONT IDX
CUSIP 395258106 | | UNIT BEN INT | 107 | 751 | +644 | $2,000 | $16,000 | +$14,000 | 2015-04-30 |
|---|
| Q1 2015 | ETFS PHYSICAL PLATINUM SHARES
CUSIP 26922V101 | | SH BEN INT | 200 | 305 | +105 | $23,000 | $34,000 | +$11,000 | 2015-04-30 |
|---|
| Q1 2015 | ALLIANZGI CONV & INCOME FD II
CUSIP 018825109 | | COM | 2,052 | 2,362 | +310 | $18,000 | $20,000 | +$2,000 | 2015-04-30 |
|---|
| Q4 2014 | CLAYMORE EXCHANGE TRD FD TR WI
CUSIP 18383M308 | | WILSHIRE MCRO CP | 5,229 | 9,461 | +4,232 | $135,000 | $255,000 | +$120,000 | 2015-02-11 |
|---|
| Q4 2014 | POWERSHARES DB AGRICULTURE
CUSIP 73936B408 | | PS DB AGRICUL FD | 625 | 2,225 | +1,600 | $16,000 | $55,000 | +$39,000 | 2015-02-11 |
|---|
| Q4 2014 | ADVISORSHARES TR NEWFLT MULSIN
CUSIP 00768Y727 | | NEWFLT MULSINC | 1,665 | 1,938 | +273 | $82,000 | $95,000 | +$13,000 | 2015-02-11 |
|---|
| Q4 2014 | ETFS PHYSICAL PLATINUM SHARES
CUSIP 26922V101 | | SH BEN INT | 135 | 200 | +65 | $17,000 | $23,000 | +$6,000 | 2015-02-11 |
|---|
| Q4 2014 | NEW YORK MTG TR INC COM PAR $.
CUSIP 649604501 | | COM PAR $.02 | 3,600 | 3,877 | +277 | $26,000 | $30,000 | +$4,000 | 2015-02-11 |
|---|
| Q4 2014 | CLAYMORE EXCHANGE TRD FD TR GU
CUSIP 18383M423 | | GUGG BULL 2015 | 609 | 775 | +166 | $16,000 | $20,000 | +$4,000 | 2015-02-11 |
|---|
| Q3 2014 | ETFS PHYSICAL PLATINUM SHARES
CUSIP 26922V101 | | SH BEN INT | 65 | 135 | +70 | $9,000 | $17,000 | +$8,000 | 2014-11-14 |
|---|
| Q3 2014 | HQ LIFE SCIENCES IND
CUSIP 404053100 | | SH BEN INT | 931 | 950 | +19 | $19,000 | $21,000 | +$2,000 | 2014-11-14 |
|---|
| Q3 2014 | POWERSHARES DB AGRICULTURE
CUSIP 73936B408 | | PS DB AGRICUL FD | 555 | 625 | +70 | $15,000 | $16,000 | +$1,000 | 2014-11-14 |
|---|
| Q2 2014 | ADVISORSHARES TR NEWFLT MULSIN
CUSIP 00768Y727 | | NEWFLT MULSINC | 1,521 | 1,875 | +354 | $76,000 | $94,000 | +$18,000 | 2015-02-17 |
|---|
| Q2 2014 | ETFS PHYSICAL PLATINUM SHARES
CUSIP 26922V101 | | SH BEN INT | 10 | 65 | +55 | $1,000 | $9,000 | +$8,000 | 2015-02-17 |
|---|
| Q2 2014 | POWERSHARES DB AGRICULTURE
CUSIP 73936B408 | | PS DB AGRICUL FD | 470 | 555 | +85 | $13,000 | $15,000 | +$2,000 | 2015-02-17 |
|---|
| Q2 2014 | HQ LIFE SCIENCES IND
CUSIP 404053100 | | SH BEN INT | 913 | 931 | +18 | $20,000 | $19,000 | -$1,000 | 2015-02-17 |
|---|
| Q1 2014 | POWERSHARES DB COMMODITY INDEX
CUSIP 73935S105 | | UNIT BEN INT | 56,787 | 60,791 | +4,004 | $1,457,000 | $1,588,000 | +$131,000 | 2015-02-17 |
|---|
| Q1 2014 | POWERSHARES DB AGRICULTURE
CUSIP 73936B408 | | PS DB AGRICUL FD | 125 | 470 | +345 | $3,000 | $13,000 | +$10,000 | 2015-02-17 |
|---|
| Q1 2014 | HQ LIFE SCIENCES IND
CUSIP 404053100 | | SH BEN INT | 897 | 913 | +16 | $18,000 | $20,000 | +$2,000 | 2015-02-17 |
|---|
| Q3 2013 | MFA MTG INVTS INC
CUSIP 55272X102 | | REIT | 3,052 | 3,065 | +13 | $26,000 | $23,000 | -$3,000 | 2013-11-12 |
|---|
| Q3 2013 | ALLIANCE BERNSTEIN INCOME FUND
CUSIP 01881E101 | | CEF | 4,225 | 4,725 | +500 | $32,000 | $33,000 | +$1,000 | 2013-11-12 |
|---|
| Q3 2013 | CHIMERA INVT CORP COM
CUSIP 16934Q109 | | REIT | 60 | 62 | +2 | $0 | $0 | $0 | 2013-11-12 |
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