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PIPER SANDLER & CO. Historic Quarter Change: USA ETF, Sold Out

PIPER SANDLER & CO. historic quarter change: USA ETF, Sold out

In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), over 21 quarters from 2013-12-31 to 2026-06-30, PIPER SANDLER & CO. opened 9 positions, added to 2, reduced 4 and sold out of 9.

  • Q4 2015: Stock PROSHARES TR; Country of operation United States; Class ULTRAPRO SHORT S; Shares before 42,500.
  • Q4 2015: Stock DIREXION SHS ETF TR; Country of operation —; Class DLY SC BEAR3XNEW; Shares before 90,000.
  • Q4 2015: Stock IBB; Country of operation —; Class NASDQ BIOTEC ETF; Shares before 1,600.
  • Q3 2015: Stock PROSHARES TR II; Country of operation —; Class ULT VIX SHRT; Shares before 5,000.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 724683), 21 quarters: Q2 2026 (2026-03-31 to 2026-06-30, filed 2026-07-28); Q1 2026 (2025-12-31 to 2026-03-31, filed 2026-05-12); Q4 2025 (2025-09-30 to 2025-12-31, filed 2026-02-12); Q3 2025 (2025-06-30 to 2025-09-30, filed 2025-11-12); Q2 2025 (2025-03-31 to 2025-06-30, filed 2025-08-13); Q1 2025 (2024-12-31 to 2025-03-31, filed 2025-05-13); Q4 2024 (2024-09-30 to 2024-12-31, filed 2025-02-10); Q3 2024 (2024-06-30 to 2024-09-30, filed 2024-11-13); Q2 2024 (2024-03-31 to 2024-06-30, filed 2024-08-08); Q1 2024 (2023-12-31 to 2024-03-31, filed 2024-05-13); Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-14); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-15); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-16); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-16); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-16); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-14); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-15); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-17); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-14); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-15). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2013-12-31. Not compared, as a quarter between them is not held here yet: 2016-09-30 to 2023-12-31 (missing 2017-12-31, 2018-03-31, 2018-06-30, 2018-09-30, 2018-12-31, 2019-03-31, 2019-06-30, 2019-09-30, 2019-12-31, 2020-03-31, 2020-06-30, 2020-09-30, 2020-12-31, 2021-03-31, 2021-06-30, 2021-09-30, 2021-12-31, 2022-03-31, 2022-06-30, 2022-09-30, 2022-12-31, 2023-03-31, 2023-06-30, 2023-09-30).

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q4 2015PROSHARES TR
CUSIP 74348A442
United StatesULTRAPRO SHORT S42,5000-42,500$1,712,000$0-$1,712,0002016-02-16
Q4 2015DIREXION SHS ETF TR
CUSIP 25459Y488
DLY SC BEAR3XNEW90,0000-90,000$1,193,000$0-$1,193,0002016-02-16
Q4 2015IBB
ISHARES TR
NASDQ BIOTEC ETF1,6000-1,600$485,000$0-$485,0002016-02-16
Q3 2015PROSHARES TR II
CUSIP 74347W312
ULT VIX SHRT5,0000-5,000$220,000$0-$220,0002015-11-16
Q1 2015PROSHARES TR
CUSIP 74347B300
PSHS ULSHT SP50050,0000-50,000$1,103,000$0-$1,103,0002015-05-15
Q4 2014XLY
SELECT SECTOR SPDR TR
SBI CONS DISCR890-89$6,000$0-$6,0002015-02-17
Q2 2014PROSHARES TR
CUSIP 74347R826
PSHS SHTRUSS200075,0000-75,000$1,239,000$0-$1,239,0002014-08-14
Q2 2014PROSHARES TR
CUSIP 74347B300
PSHS ULSHT SP50040,1000-40,100$1,137,000$0-$1,137,0002014-08-14
Q2 2014PROSHARES TR
CUSIP 74348A418
ULTRAPRO SH NW145,0000-5,000$276,000$0-$276,0002014-08-14

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