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NORTHPOINTE CAPITAL LLC Historic Quarter Change: USA ETF, Added

NORTHPOINTE CAPITAL LLC historic quarter change: USA ETF, Added

In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), over 13 quarters from 2013-06-30 to 2016-09-30, NORTHPOINTE CAPITAL LLC opened 7 positions, added to 4, reduced 6 and sold out of 4.

  • Q2 2016: Stock CALY; Country of operation —; Class COM; Shares before 881,556.
  • Q2 2016: Stock IWD; Country of operation —; Class RUS 1000 VAL ETF; Shares before 97.
  • Q1 2016: Stock IWN; Country of operation —; Class RUS 2000 VAL ETF; Shares before 158.
  • Q3 2015: Stock IWN; Country of operation —; Class RUS 2000 VAL ETF; Shares before 150.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1132668), 13 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-10-28); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-07-27); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-04-28); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-01-28); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-10-27); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-07-30); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-04-29); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-01-26); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-06); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-22); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-06); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-10); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-07). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2010-03-31.

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q2 2016CALY
CALLAWAY GOLF CO
COM881,5561,344,771+463,215$8,040,000$13,730,000+$5,690,0002016-07-27
Q2 2016IWD
ISHARES TR
RUS 1000 VAL ETF974,202+4,105$10,000$434,000+$424,0002016-07-27
Q1 2016IWN
ISHARES TR
RUS 2000 VAL ETF158680+522$14,000$63,000+$49,0002016-04-28
Q3 2015IWN
ISHARES TR
RUS 2000 VAL ETF150158+8$15,000$14,000-$1,0002015-10-27

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