KMS FINANCIAL SERVICES, INC quarter change: USA Stocks, Reduced
In share positions in stocks (listed in the US), from the quarter ended 2014-06-30 to 2014-09-30, KMS FINANCIAL SERVICES, INC opened 6 positions, added to 119, reduced 56, sold out of 12 and left 14 unchanged. The largest increase in value was AAPL (+$3,878,000); the largest decrease was SLV (-$1,263,000).
- SLV: Country of operation United States; Class ISHARES; Shares 2014-06-30 114,715; Shares 2014-09-30 64,811.
- HTH: Country of operation United States; Class COM; Shares 2014-06-30 53,731; Shares 2014-09-30 32,149.
- MAT: Country of operation United States; Class COM; Shares 2014-06-30 41,473; Shares 2014-09-30 40,273.
- GLD: Country of operation United States; Class GOLD SHS; Shares 2014-06-30 26,880; Shares 2014-09-30 26,373.
Two Form 13F-HR filings compared (SEC CIK 1580308): 2014-06-30 (filed 2014-08-12) and 2014-09-30 (filed 2014-11-17). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2014-06-30 | Shares 2014-09-30 | Share change | Value 2014-06-30 | Value 2014-09-30 | Value change |
|---|
SLV
ISHARES SILVER TRUST | United States | ISHARES | 114,715 | 64,811 | -49,904 | $2,323,000 | $1,060,000 | -$1,263,000 |
|---|
HTH
HILLTOP HOLDINGS INC | United States | COM | 53,731 | 32,149 | -21,582 | $1,142,000 | $645,000 | -$497,000 |
|---|
MAT
MATTEL INC | United States | COM | 41,473 | 40,273 | -1,200 | $1,616,000 | $1,234,000 | -$382,000 |
|---|
GLD
SPDR GOLD TRUST | United States | GOLD SHS | 26,880 | 26,373 | -507 | $3,441,000 | $3,066,000 | -$375,000 |
|---|
CAT
CATERPILLAR INC DEL | United States | COM | 35,690 | 35,429 | -261 | $3,879,000 | $3,511,000 | -$368,000 |
|---|
DE
DEERE & CO | United States | COM | 10,914 | 8,119 | -2,795 | $988,000 | $666,000 | -$322,000 |
|---|
HSY
HERSHEY CO | United States | COM | 24,838 | 22,382 | -2,456 | $2,418,000 | $2,136,000 | -$282,000 |
|---|
GIS
GENERAL MLS INC | United States | COM | 42,870 | 39,803 | -3,067 | $2,252,000 | $2,008,000 | -$244,000 |
|---|
PM
PHILIP MORRIS INTL INC | United States | COM | 45,743 | 44,073 | -1,670 | $3,857,000 | $3,676,000 | -$181,000 |
|---|
DDD
3-D SYS CORP DEL | United States | COM NEW | 8,928 | 7,902 | -1,026 | $534,000 | $366,000 | -$168,000 |
|---|
GBX
GREENBRIER COS INC | United States | COM | 16,442 | 15,200 | -1,242 | $947,000 | $1,115,000 | +$168,000 |
|---|
GLW
CORNING INC | United States | COM | 21,675 | 16,213 | -5,462 | $476,000 | $314,000 | -$162,000 |
|---|
EXC
EXELON CORP | United States | COM | 59,302 | 58,811 | -491 | $2,163,000 | $2,005,000 | -$158,000 |
|---|
OHI
OMEGA HEALTHCARE INVS INC | United States | COM | 14,933 | 11,731 | -3,202 | $550,000 | $401,000 | -$149,000 |
|---|
GS
GOLDMAN SACHS GROUP INC | United States | COM | 11,816 | 11,585 | -231 | $1,978,000 | $2,127,000 | +$149,000 |
|---|
QCOM
QUALCOMM INC | United States | COM | 16,269 | 15,512 | -757 | $1,289,000 | $1,160,000 | -$129,000 |
|---|
AAL
AMERICAN AIRLS GROUP INC | United States | COM | 8,735 | 7,097 | -1,638 | $375,000 | $252,000 | -$123,000 |
|---|
FCX
FREEPORT-MCMORAN COPPER & GO | United States | COM | 11,361 | 9,084 | -2,277 | $415,000 | $296,000 | -$119,000 |
|---|
PHYS
SPROTT PHYSICAL GOLD TRUST | Canada | UNIT | 43,184 | 36,674 | -6,510 | $475,000 | $366,000 | -$109,000 |
|---|
AXP
AMERICAN EXPRESS CO | United States | COM | 11,006 | 10,779 | -227 | $1,044,000 | $944,000 | -$100,000 |
|---|
WAT
WATERS CORP | United States | COM | 2,888 | 2,059 | -829 | $302,000 | $204,000 | -$98,000 |
|---|
NFLX
NETFLIX INC | United States | COM | 3,021 | 2,736 | -285 | $1,331,000 | $1,234,000 | -$97,000 |
|---|
CSCO
CISCO SYS INC | United States | COM | 50,838 | 46,417 | -4,421 | $1,264,000 | $1,168,000 | -$96,000 |
|---|
CHKP
CHECK POINT SOFTWARE TECH LT | | ORD | 5,204 | 3,688 | -1,516 | $349,000 | $255,000 | -$94,000 |
|---|
LLY
LILLY ELI & CO | United States | COM | 52,462 | 51,679 | -783 | $3,261,000 | $3,351,000 | +$90,000 |
|---|
FAST
FASTENAL CO | United States | COM | 12,263 | 11,666 | -597 | $607,000 | $524,000 | -$83,000 |
|---|
BAC
BANK OF AMERICA CORPORATION | United States | COM | 93,888 | 89,313 | -4,575 | $1,443,000 | $1,523,000 | +$80,000 |
|---|
RY
ROYAL BK CDA MONTREAL QUE | | COM | 4,061 | 2,948 | -1,113 | $290,000 | $211,000 | -$79,000 |
|---|
TRV
TRAVELERS COMPANIES INC | United States | COM | 4,702 | 3,873 | -829 | $442,000 | $364,000 | -$78,000 |
|---|
BAX
BAXTER INTL INC | United States | COM | 7,528 | 6,527 | -1,001 | $544,000 | $468,000 | -$76,000 |
|---|
FDX
FEDEX CORP | United States | COM | 3,497 | 2,816 | -681 | $529,000 | $455,000 | -$74,000 |
|---|
NSC
NORFOLK SOUTHERN CORP | United States | COM | 12,053 | 11,784 | -269 | $1,242,000 | $1,315,000 | +$73,000 |
|---|
ITW
ILLINOIS TOOL WKS INC | United States | COM | 5,078 | 4,487 | -591 | $445,000 | $379,000 | -$66,000 |
|---|
DGX
QUEST DIAGNOSTICS INC | United States | COM | 4,763 | 3,551 | -1,212 | $279,000 | $215,000 | -$64,000 |
|---|
EMR
EMERSON ELEC CO | United States | COM | 9,161 | 8,723 | -438 | $608,000 | $546,000 | -$62,000 |
|---|
EBAY
EBAY INC | United States | COM | 11,291 | 11,164 | -127 | $565,000 | $624,000 | +$59,000 |
|---|
V
VISA INC | United States | COM CL A | 14,414 | 13,960 | -454 | $3,037,000 | $2,979,000 | -$58,000 |
|---|
WMT
WAL-MART STORES INC | United States | COM | 40,573 | 40,540 | -33 | $3,046,000 | $3,100,000 | +$54,000 |
|---|
TJX
TJX COS INC NEW | United States | COM | 6,878 | 5,356 | -1,522 | $365,000 | $317,000 | -$48,000 |
|---|
COST
COSTCO WHSL CORP NEW | United States | COM | 20,317 | 19,037 | -1,280 | $2,340,000 | $2,382,000 | +$42,000 |
|---|
GGN
GAMCO GLOBAL GOLD NAT RES & | United States | COM SH BEN INT | 15,173 | 13,573 | -1,600 | $167,000 | $126,000 | -$41,000 |
|---|
SPH
SUBURBAN PROPANE PARTNERS L | United States | UNIT LTD PARTN | 8,315 | 7,689 | -626 | $382,000 | $343,000 | -$39,000 |
|---|
BDX
BECTON DICKINSON & CO | United States | COM | 3,934 | 3,746 | -188 | $465,000 | $426,000 | -$39,000 |
|---|
WMB
WILLIAMS COS INC DEL | United States | COM | 9,553 | 9,430 | -123 | $557,000 | $522,000 | -$35,000 |
|---|
NUE
NUCOR CORP | United States | COM | 6,776 | 5,573 | -1,203 | $334,000 | $303,000 | -$31,000 |
|---|
WAFD
WASHINGTON FED INC | United States | COM | 10,407 | 10,156 | -251 | $233,000 | $207,000 | -$26,000 |
|---|
K
KELLOGG CO | United States | COM | 4,511 | 4,442 | -69 | $297,000 | $273,000 | -$24,000 |
|---|
LNG
CHENIERE ENERGY INC | United States | COM NEW | 3,359 | 3,314 | -45 | $241,000 | $265,000 | +$24,000 |
|---|
BIIB
BIOGEN IDEC INC | United States | COM | 922 | 805 | -117 | $290,000 | $267,000 | -$23,000 |
|---|
HL
HECLA MNG CO | United States | COM | 19,842 | 19,242 | -600 | $68,000 | $48,000 | -$20,000 |
|---|
ABBV
ABBVIE INC | United States | COM | 11,678 | 11,097 | -581 | $660,000 | $641,000 | -$19,000 |
|---|
COLB
COLUMBIA BKG SYS INC | United States | COM | 8,907 | 8,741 | -166 | $234,000 | $217,000 | -$17,000 |
|---|
CLX
CLOROX CO DEL | United States | COM | 21,958 | 21,055 | -903 | $2,007,000 | $2,022,000 | +$15,000 |
|---|
SRE
SEMPRA ENERGY | United States | COM | 3,379 | 3,235 | -144 | $354,000 | $341,000 | -$13,000 |
|---|
A
AGILENT TECHNOLOGIES INC | United States | COM | 4,194 | 4,094 | -100 | $240,000 | $233,000 | -$7,000 |
|---|
PAYX
PAYCHEX INC | United States | COM | 6,639 | 6,401 | -238 | $276,000 | $282,000 | +$6,000 |
|---|
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