Klingman & Associates, LLC historic quarter change: USA Bonds: Other Debt, New
In other debt filed by principal amount (debentures, bonds) (listed in the US), over 17 quarters from 2014-12-31 to 2026-06-30, Klingman & Associates, LLC opened 62 positions, added to 1, reduced 2 and sold out of 66.
- Q1 2026: Stock IBDS; Country of operation —; Class IBONDS 27 ETF; Principal before $0.
- Q1 2026: Stock IBDR; Country of operation —; Class IBONDS DEC2026; Principal before $0.
- Q4 2024: Stock IBDS; Country of operation —; Class IBONDS 27 ETF; Principal before $0.
- Q4 2024: Stock IBDR; Country of operation —; Class IBONDS DEC2026; Principal before $0.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1662449), 17 quarters: Q2 2026 (2026-03-31 to 2026-06-30, filed 2026-07-29); Q1 2026 (2025-12-31 to 2026-03-31, filed 2026-05-14); Q4 2025 (2025-09-30 to 2025-12-31, filed 2026-01-29); Q3 2025 (2025-06-30 to 2025-09-30, filed 2025-10-27); Q2 2025 (2025-03-31 to 2025-06-30, filed 2025-07-30); Q1 2025 (2024-12-31 to 2025-03-31, filed 2025-05-13); Q4 2024 (2024-09-30 to 2024-12-31, filed 2025-01-31); Q3 2024 (2024-06-30 to 2024-09-30, filed 2024-11-01); Q2 2024 (2024-03-31 to 2024-06-30, filed 2024-07-30); Q1 2024 (2023-12-31 to 2024-03-31, filed 2024-05-01); Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-10-19); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-04); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-04-18); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-09); Q3 2015 (2015-06-30 to 2015-09-30, filed 2016-02-09); Q2 2015 (2015-03-31 to 2015-06-30, filed 2016-02-09); Q1 2015 (2014-12-31 to 2015-03-31, filed 2016-02-09). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2014-12-31. Not compared, as a quarter between them is not held here yet: 2016-09-30 to 2023-12-31 (missing 2016-12-31, 2017-03-31, 2017-06-30, 2017-09-30, 2017-12-31, 2018-03-31, 2018-06-30, 2018-09-30, 2018-12-31, 2019-03-31, 2019-06-30, 2019-09-30, 2019-12-31, 2020-03-31, 2020-06-30, 2020-09-30, 2020-12-31, 2021-03-31, 2021-06-30, 2021-09-30, 2021-12-31, 2022-03-31, 2022-06-30, 2022-09-30, 2022-12-31, 2023-03-31, 2023-06-30, 2023-09-30).
| Quarter | Stock | Country of operation | Class | Principal before | Principal after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q1 2026 | IBDS
ISHARES TR | | IBONDS 27 ETF | $0 | $985,527 | +985,527 | $0 | $23,889,168 | +$23,889,168 | 2026-05-14 |
|---|
| Q1 2026 | IBDR
ISHARES TR | | IBONDS DEC2026 | $0 | $18,406 | +18,406 | $0 | $446,162 | +$446,162 | 2026-05-14 |
|---|
| Q4 2024 | IBDS
ISHARES TR | | IBONDS 27 ETF | $0 | $1,005,322 | +1,005,322 | $0 | $24,087,507 | +$24,087,507 | 2025-01-31 |
|---|
| Q4 2024 | IBDR
ISHARES TR | | IBONDS DEC2026 | $0 | $859,368 | +859,368 | $0 | $20,685,000 | +$20,685,000 | 2025-01-31 |
|---|
| Q2 2016 | NUVEEN PREFERRED SECURITIES
CUSIP 67072C105 | United States | COM | $0 | $6,526 | +6,526 | $0 | $60,000 | +$60,000 | 2016-08-04 |
|---|
| Q2 2016 | NVG
NUVEEN ENHANCED AMT FREE MUN | | COM | $0 | $1,376 | +1,376 | $0 | $22,000 | +$22,000 | 2016-08-04 |
|---|
| Q1 2016 | BHK
BLACKROCK CORE BD TR | | SHS BEN INT | $0 | $9,994 | +9,994 | $0 | $134,000 | +$134,000 | 2016-04-18 |
|---|
| Q1 2016 | GDO
WESTERN ASSET GLOBAL CP DEFI | | COM | $0 | $2,084 | +2,084 | $0 | $34,000 | +$34,000 | 2016-04-18 |
|---|
| Q4 2015 | NUVEEN ENERGY MLP TOTL RTR
CUSIP 67074U103 | | COM | $0 | $10,973 | +10,973 | $0 | $122,000 | +$122,000 | 2016-02-09 |
|---|
| Q3 2015 | CLEARBRIDGE ENERGY MLP FD
CUSIP 184692101 | | COM | $0 | $304,808 | +304,808 | $0 | $5,279,000 | +$5,279,000 | 2016-02-09 |
|---|
| Q3 2015 | FCT
FIRST TR SR FLG RTE INCM F | United States | COM | $0 | $140,362 | +140,362 | $0 | $1,765,000 | +$1,765,000 | 2016-02-09 |
|---|
| Q3 2015 | FRA
BLACKROCK FLOAT RATE OME S | | COM | $0 | $94,170 | +94,170 | $0 | $1,218,000 | +$1,218,000 | 2016-02-09 |
|---|
| Q3 2015 | CHY
CALAMOS CONV & HIGH INCOME | | COM SHS | $0 | $61,848 | +61,848 | $0 | $672,000 | +$672,000 | 2016-02-09 |
|---|
| Q3 2015 | EMD
WESTERN ASSET EMRG MKT DEB | | COM | $0 | $46,782 | +46,782 | $0 | $623,000 | +$623,000 | 2016-02-09 |
|---|
| Q3 2015 | VVR
INVESCO SR INCOME TR | | COM | $0 | $130,822 | +130,822 | $0 | $546,000 | +$546,000 | 2016-02-09 |
|---|
| Q3 2015 | COHEN & STEERS GLOBAL INC
CUSIP 19248M103 | | COM | $0 | $48,095 | +48,095 | $0 | $457,000 | +$457,000 | 2016-02-09 |
|---|
| Q3 2015 | NUVEEN SR INCOME FD
CUSIP 67067Y104 | | COM | $0 | $65,047 | +65,047 | $0 | $384,000 | +$384,000 | 2016-02-09 |
|---|
| Q3 2015 | BABSON CAP CORPORATE INVS
CUSIP 05617K109 | | COM | $0 | $10,702 | +10,702 | $0 | $174,000 | +$174,000 | 2016-02-09 |
|---|
| Q3 2015 | SCD
LMP CAP & INCOME FD INC | | COM | $0 | $11,600 | +11,600 | $0 | $141,000 | +$141,000 | 2016-02-09 |
|---|
| Q3 2015 | RFI
COHEN & STEERS TOTAL RETUR | | COM | $0 | $10,930 | +10,930 | $0 | $129,000 | +$129,000 | 2016-02-09 |
|---|
| Q3 2015 | WESTERN ASSET EMRG MKT INC
CUSIP 95766E103 | | COM | $0 | $11,346 | +11,346 | $0 | $108,000 | +$108,000 | 2016-02-09 |
|---|
| Q3 2015 | MHN
BLACKROCK MUNIHLDGS NY QLT | United States | COM | $0 | $7,285 | +7,285 | $0 | $99,000 | +$99,000 | 2016-02-09 |
|---|
| Q3 2015 | NRK
NUVEEN NY AMT FREE MUN INC | | COM | $0 | $5,664 | +5,664 | $0 | $71,000 | +$71,000 | 2016-02-09 |
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| Q3 2015 | FOF
COHEN & STEERS CLOSED END | | COM | $0 | $6,000 | +6,000 | $0 | $64,000 | +$64,000 | 2016-02-09 |
|---|
| Q3 2015 | BKN
BLACKROCK INVT QUALITY MUN | United States | COM | $0 | $3,822 | +3,822 | $0 | $56,000 | +$56,000 | 2016-02-09 |
|---|
| Q3 2015 | NUVEEN QUALITY PFD INCOME
CUSIP 67071S101 | | COM | $0 | $7,000 | +7,000 | $0 | $55,000 | +$55,000 | 2016-02-09 |
|---|
| Q3 2015 | BDJ
BLACKROCK ENHANCED EQT DIV | | COM | $0 | $4,919 | +4,919 | $0 | $35,000 | +$35,000 | 2016-02-09 |
|---|
| Q3 2015 | ETV
EATON VANCE TX MNG BY WRT | | COM | $0 | $2,100 | +2,100 | $0 | $29,000 | +$29,000 | 2016-02-09 |
|---|
| Q3 2015 | UTF
COHEN & STEERS INFRASTRUCT | | COM | $0 | $1,500 | +1,500 | $0 | $28,000 | +$28,000 | 2016-02-09 |
|---|
| Q3 2015 | GLO
CLOUGH GLOBAL OPPORTUNITIE | | SH BEN INT | $0 | $2,538 | +2,538 | $0 | $27,000 | +$27,000 | 2016-02-09 |
|---|
| Q3 2015 | NUVEEN TAX ADVANTAGED DIV
CUSIP 67073G105 | | COM | $0 | $2,039 | +2,039 | $0 | $27,000 | +$27,000 | 2016-02-09 |
|---|
| Q3 2015 | RNP
COHEN & STEERS REIT & PFD | | COM | $0 | $1,500 | +1,500 | $0 | $25,000 | +$25,000 | 2016-02-09 |
|---|
| Q3 2015 | HIO
WESTERN ASSET HIGH INCM OP | | COM | $0 | $5,062 | +5,062 | $0 | $23,000 | +$23,000 | 2016-02-09 |
|---|
| Q3 2015 | GAM
GENERAL AMERN INVS INC | United States | COM | $0 | $679 | +679 | $0 | $21,000 | +$21,000 | 2016-02-09 |
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| Q3 2015 | HYT
BLACKROCK CORPOR HI YLD FD | | COM | $0 | $1,911 | +1,911 | $0 | $18,000 | +$18,000 | 2016-02-09 |
|---|
| Q3 2015 | MCN
MADISON CVRED CALL & EQ ST | | COM | $0 | $2,556 | +2,556 | $0 | $18,000 | +$18,000 | 2016-02-09 |
|---|
| Q3 2015 | ALLIANZGI NFJ DIVID INT &
CUSIP 01883A107 | | COM | $0 | $1,400 | +1,400 | $0 | $17,000 | +$17,000 | 2016-02-09 |
|---|
| Q3 2015 | CENTRAL FD CDA LTD
CUSIP 153501101 | | CL A | $0 | $1,650 | +1,650 | $0 | $17,000 | +$17,000 | 2016-02-09 |
|---|
| Q3 2015 | MMT
MFS MULTIMARKET INCOME TR | | SH BEN INT | $0 | $3,000 | +3,000 | $0 | $16,000 | +$16,000 | 2016-02-09 |
|---|
| Q3 2015 | EVG
EATON VANCE SH TM DR DIVR | | COM | $0 | $1,000 | +1,000 | $0 | $13,000 | +$13,000 | 2016-02-09 |
|---|
| Q3 2015 | BLACKROCK MUNIYLD INVST QL
CUSIP 09254T100 | | COM | $0 | $1,000 | +1,000 | $0 | $13,000 | +$13,000 | 2016-02-09 |
|---|
| Q3 2015 | FIRST TR STRATEGIC HIGH IN
CUSIP 337353304 | | COM SHS NEW | $0 | $1,125 | +1,125 | $0 | $12,000 | +$12,000 | 2016-02-09 |
|---|
| Q3 2015 | NUVEEN MUN OPPORTUNITY FD
CUSIP 670984103 | | COM | $0 | $847 | +847 | $0 | $11,000 | +$11,000 | 2016-02-09 |
|---|
| Q3 2015 | NUV
NUVEEN MUN VALUE FD INC | | COM | $0 | $1,171 | +1,171 | $0 | $11,000 | +$11,000 | 2016-02-09 |
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| Q3 2015 | PMM
PUTNAM MANAGED MUN INCOM T | | COM | $0 | $1,521 | +1,521 | $0 | $10,000 | +$10,000 | 2016-02-09 |
|---|
| Q3 2015 | NUVEEN OHIO QUALITY INCOME
CUSIP 670980101 | | COM | $0 | $559 | +559 | $0 | $8,000 | +$8,000 | 2016-02-09 |
|---|
| Q3 2015 | EXG
EATON VANCE TAX MNGD GBL D | | COM | $0 | $983 | +983 | $0 | $8,000 | +$8,000 | 2016-02-09 |
|---|
| Q3 2015 | NUVEEN QUALITY MUN FD INC
CUSIP 67062N103 | | COM | $0 | $600 | +600 | $0 | $7,000 | +$7,000 | 2016-02-09 |
|---|
| Q3 2015 | ALLIANCEBERNSTEIN INCOME F
CUSIP 01881E101 | | COM | $0 | $1,016 | +1,016 | $0 | $7,000 | +$7,000 | 2016-02-09 |
|---|
| Q3 2015 | BME
BLACKROCK HEALTH SCIENCES | | COM | $0 | $200 | +200 | $0 | $7,000 | +$7,000 | 2016-02-09 |
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| Q3 2015 | VTTI ENERGY PARTNERS LP
CUSIP Y9384M101 | | COM UNIT RP LT | $0 | $375 | +375 | $0 | $7,000 | +$7,000 | 2016-02-09 |
|---|
| Q3 2015 | PML
PIMCO MUN INCOME FD II | | COM | $0 | $500 | +500 | $0 | $6,000 | +$6,000 | 2016-02-09 |
|---|
| Q3 2015 | KAYNE ANDERSON ENRGY TTL R
CUSIP 48660P104 | | COM | $0 | $500 | +500 | $0 | $6,000 | +$6,000 | 2016-02-09 |
|---|
| Q3 2015 | NUVEEN SELECT TAX FREE INC
CUSIP 67063C106 | | SH BEN INT | $0 | $398 | +398 | $0 | $5,000 | +$5,000 | 2016-02-09 |
|---|
| Q3 2015 | PUTMAN HIGH INCOME SEC FUN
CUSIP 746779107 | | SHS BEN INT | $0 | $767 | +767 | $0 | $5,000 | +$5,000 | 2016-02-09 |
|---|
| Q3 2015 | VTN
INVESCO TR INVT GRADE NY M | | COM | $0 | $300 | +300 | $0 | $4,000 | +$4,000 | 2016-02-09 |
|---|
| Q3 2015 | CUSHING ENERGY INCOME
CUSIP 23162T102 | | COM SH BEN INT | $0 | $106 | +106 | $0 | $1,000 | +$1,000 | 2016-02-09 |
|---|
| Q3 2015 | FIRST TR ABERDEEN GLBL OPP
CUSIP 337319107 | United States | COM SHS | $0 | $109 | +109 | $0 | $1,000 | +$1,000 | 2016-02-09 |
|---|
| Q3 2015 | NUVEEN MUN ADVANTAGE FD IN
CUSIP 67062H106 | | COM | $0 | $1 | +1 | $0 | $0 | $0 | 2016-02-09 |
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| Q3 2015 | AMERICAN INTL GROUP INC
CUSIP 026874156 | | *W EXP 01/19/202 | $0 | $2 | +2 | $0 | $0 | $0 | 2016-02-09 |
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| Q3 2015 | GENERAL MTRS CO
CUSIP 37045V118 | | *W EXP 07/10/201 | $0 | $47 | +47 | $0 | $0 | $0 | 2016-02-09 |
|---|
| Q3 2015 | GENERAL MTRS CO
CUSIP 37045V126 | | *W EXP 07/10/201 | $0 | $47 | +47 | $0 | $0 | $0 | 2016-02-09 |
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